Item 5. Other Information
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Item 5. Other Information
Insider Trading Arrangements and Policies
The table below shows the outstanding plans or other arrangements (each, a (Plan)) providing for the purchase and/or sale of Sysco securities by Sysco’s directors and Section 16 officers, including those Plans adopted or terminated during the quarter ended September 30, 2023:
| Name | Title | Action | Date | Trading Arrangement | Number of Securities Converted | Expiration Date (4) | |||||||||||||||||
| Rule 10b5-1 (1) | Non-Rule 10b5-1 (2) | ||||||||||||||||||||||
| Kevin Hourican | President and Chief Executive Officer | Adopt | May 4, 2023 | X | 75,019 shares to be sold | March 1, 2024 | |||||||||||||||||
| Greg Bertrand | Executive Vice President, US Foodservice Operations | Adopt | February 15, 2023 | X | 92,145 shares to be sold (3) | December 31, 2024 | |||||||||||||||||
| Neil Russell | Senior Vice President, Corporate Affairs and Chief Administrative Officer | Adopt | February 14, 2023 | X | 1,056 shares to be sold 1,000 shares to be acquired and held upon the exercise of vested stock options | December 29, 2023 | |||||||||||||||||
| Scott Stone | Vice President, Financial Reporting and former Interim Chief Accounting Officer | Adopt | February 6, 2023 | X | 21,884 shares to be sold | March 7, 2024 |
| (1) | Intended to satisfy the affirmative defense conditions of SEC Rule 10b5-1(c). | ||||
| (2) | Non-Rule Rule 10b5-1 trading arrangement as defined in Item 408 of Regulation S-K. | ||||
| (3) | The shares reported for Mr. Bertrand include 3,444 shares directly held by Mr. Bertrand’s children and covered under three separate trading plans with identical adoption and expiration dates. | ||||
| (4) | Each Plan terminates on the earlier of: (i) the expiration date listed in the table above; (ii) the first date on which all trades set forth in the Plan have been executed; or (iii) such date the Plan is otherwise terminated according to its terms. |
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