Item 13. . CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE
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Item 13. . CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE
The information in our 2024 Proxy Statement under the captions “Corporate Governance,” “The Board of Directors and Board Committees,” and “Certain Relationships and Related Transactions” is incorporated herein by reference.
ITEM 14. PRINCIPAL ACCOUNTANT FEES AND SERVICES
The information in our 2024 Proxy Statement under the caption “Agenda Item No. 7—Election of Auditors—Agenda Item No. 7.1” is incorporated herein by reference.
PART IV
ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a)1.Financial Statements. See “Part II. Item 8. Financial Statements and Supplementary Data”
| 2. | Financial Statement Schedule. See “Part II. Item 8. Financial Statements and Supplementary Data” |
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| 3. | Exhibit Index: |
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| Exhibit | | | | Incorporated by Reference Herein | ||||
| Number | Description | Form | Exhibit | Date Filed with the SEC | ||||
| 10.7 | ‡ | Form of Option Award Terms and Conditions | | Quarterly Report on Form 10-Q for the quarterly period ended December 24, 2010 | | 10.3 | | January 24, 2011 |
| 10.8 | ‡ | Form of Option Award Terms and Conditions for Option Grants Beginning in November 2017 | | Annual Report on Form 10-K for the fiscal year ended September 29, 2017 | | 10.8 | | November 14, 2017 |
| 10.9 | ‡ | Form of Option Award Terms and Conditions for Option Grants Beginning in November 2019 | | Annual Report on Form 10-K for the fiscal year ended September 27, 2019 | | 10.8 | | November 12, 2019 |
| 10.10 | ‡ | Form of Option Award Terms and Conditions for Option Grants Beginning in November 2020 | | Quarterly Report on Form 10-Q for the quarterly period ended December 25, 2020 | | 10.1 | | January 28, 2021 |
| 10.11 | ‡ | Form of Option Award Terms and Conditions for Option Grants Beginning in November 2021 | | Annual Report on Form 10-K for the fiscal year ended September 30, 2022 | | 10.11 | | November 15, 2022 |
| 10.12 | ‡ | Form of Restricted Stock Unit Award Terms and Conditions for RSU Grants Beginning in November 2020 | | Quarterly Report on Form 10-Q for the quarterly period ended December 25, 2020 | | 10.2 | | January 28, 2021 |
| 10.13 | ‡ | Form of Restricted Stock Unit Award Terms and Conditions for RSU Grants Beginning in November 2021 | | Annual Report on Form 10-K for the fiscal year ended September 30, 2022 | | 10.14 | | November 15, 2022 |
| 10.14 | ‡ | Form of Performance Stock Unit Award Terms and Conditions for Performance Cycles Starting in and After Fiscal Year 2019 | | Annual Report on Form 10-K for the fiscal year ended September 27, 2019 | | 10.15 | | November 12, 2019 |
| 10.15 | ‡ | Form of Performance Stock Unit Award Terms and Conditions for Performance Cycles Starting in and After Fiscal Year 2021 | | Quarterly Report on Form 10-Q for the quarterly period ended December 25, 2020 | | 10.3 | | January 28, 2021 |
| 10.16 | ‡ | Form of Performance Stock Unit Award Terms and Conditions for Performance Cycles Starting in and After Fiscal Year 2022 | | Annual Report on Form 10-K for the fiscal year ended September 30, 2022 | | 10.17 | | November 15, 2022 |
| 10.17 | ‡ | TE Connectivity Change in Control Severance Plan for Certain U.S. Executives (amended and restated as of December 17, 2014) | | Annual Report on Form 10-K for the fiscal year ended September 25, 2015 | | 10.10 | | November 10, 2015 |
| 10.18 | ‡ | TE Connectivity Severance Plan for U.S. Executives (amended and restated as of September 13, 2018) | | Annual Report on Form 10-K for the fiscal year ended September 28, 2018 | | 10.15 | | November 13, 2018 |
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| Exhibit | | | | Incorporated by Reference Herein | ||||
| Number | Description | Form | Exhibit | Date Filed with the SEC | ||||
| 31.2 | * | Certification by the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | | | | | | |
| 32.1 | ** | Certification by the Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | | | | | | |
| 97.1 | * | TE Connectivity Ltd. Incentive-Based Compensation Recovery Policy | | | | | | |
| 101.INS | | Inline XBRL Instance Document(2) | | | | | | |
| 101.SCH | | Inline XBRL Taxonomy Extension Schema Document | | | | | | |
| 101.CAL | | Inline XBRL Taxonomy Extension Calculation Linkbase Document | | | | | | |
| 101.DEF | | Inline XBRL Taxonomy Extension Definition Linkbase Document | | | | | | |
| 101.LAB | | Inline XBRL Taxonomy Extension Label Linkbase Document | | | | | | |
| 101.PRE | | Inline XBRL Taxonomy Extension Presentation Linkbase Document | | | | | | |
| 104 | | Cover Page Interactive Data File(3) | | | | | | |
| ‡ | Management contract or compensatory plan or arrangement |
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| * | Filed herewith |
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| ** | Furnished herewith |
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| (1) | The schedules to the Stock Purchase Agreement have been omitted from this filing pursuant to Item 601(b)(2) of Regulation S-K. We will furnish copies of such schedules to the SEC upon its request; provided, however, that we may request confidential treatment pursuant to Rule 24b-2 of the Exchange Act for any schedule so furnished. |
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| (2) | The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document |
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| (3) | Formatted in Inline XBRL and contained in exhibit 101 |
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