Item 15. Exhibits and Financial Statement Schedules Copy as markdown (a) We have filed the following documents as part of this Annual Report on Form 10-K:
Consolidated Financial Statements
Refer to Index to Consolidated Financial Statements in Item 8 herein.
Financial Statement Schedules
No financial statement schedules are provided because the information called for is not required or is shown in the financial statements of the notes thereto.
Exhibits
Exhibits required to be filed as part of this report are:
Exhibit Incorporated by Reference Filed Number Exhibit Description Form Filing Date Number Herewith 3.1 Amended and Restated Certificate of Incorporation. S-1/A 9/6/2016 3.2 3.2 Amended and Restated Bylaws. S-1 8/22/2016 3.4 4.1 Reference is made to Exhibits 3.1 and 3.2 . 4.2 Form of Class A Common Stock Certificate. S-1/A 9/6/2016 4.2 4.3 Form of Class B Common Stock Certificate. S-8 9/22/2016 4.4 10.1 Second Amended and Restated Investor Rights Agreement dated as of February 9, 2016, by and among The Trade Desk, Inc. and the investors listed therein. S-1/A 9/6/2016 10.1 10.2 Second Amended and Restated Loan and Security Agreement, dated as of October 26, 2018, among The Trade Desk, Inc., the lenders party thereto, and Citibank, N.A., as administrative agent. 10-Q 11/9/2018 10.1 10.3(c)+ Exercise Notice under The Trade Desk, Inc. 2010 Stock Plan. S-1/A 9/6/2016 10.5 (c) 10.4(a)+ The Trade Desk, Inc. 2015 Equity Incentive Plan. S-1/A 9/6/2016 10.6 (a) 10.4(b)+ First Amendment to The Trade Desk, Inc. 2015 Equity Incentive Plan. S-8 9/22/2016 99.2 10.4(c)+ Form of Stock Option Agreement under The Trade Desk, Inc. 2015 Equity Incentive Plan. S-1/A 9/6/2016 10.6 (b) 10.4(d)+ Form of Stock Option Agreement under The Trade Desk, Inc. 2015 Equity Incentive Plan (with accelerated vesting). S-1/A 9/6/2016 10.6 (c) 10.4(e)+ Exercise Notice under The Trade Desk, Inc. 2015 Equity Incentive Plan. S-1/A 9/6/2016 10.6 (d) 10.5(a)+ The Trade Desk, Inc. 2016 Incentive Award Plan. S-1 8/22/2016 10.7 (a) 10.5(b)+ Form of Stock Option Agreement under The Trade Desk, Inc. 2016 Equity Incentive Plan. S-1 8/22/2016 10.7 (b) 10.6+ The Trade Desk, Inc. 2016 Employee Stock Purchase Plan. S-8 9/22/2016 99.5 10.7+ Form of Indemnification Agreement. S-1 8/22/2016 10.8 10.8+ Employment Agreement, dated as of May 11, 2017, between The Trade Desk, Inc. and Jeff T. Green. 10-Q 05/11/17 10.2 10.9+ Employment Agreement, dated as of May 11, 2017, between The Trade Desk, Inc. and David R. Pickles. 10-Q 05/11/17 10.3
Exhibit Incorporated by Reference Filed Number Exhibit Description Form Filing Date Number Herewith 10.10+ Employment Agreement, dated as of May 11, 2017, between The Trade Desk, Inc. and Paul E. Ross. 10-Q 05/11/17 10.4 10.11+ Employment Agreement, dated as of May 11, 2017, between The Trade Desk, Inc. and Brian J. Stempeck. 10-Q 05/11/17 10.6 10.12+ Transition Agreement, dated as of November 30, 2018, between The Trade Desk, Inc. and Robert D. Perdue. 8-K 12/04/18 10.1 21.1 List of Subsidiaries of the Registrant. X 23.1 Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm. X 24.1 Power of Attorney (included on signature page to this Annual Report on Form 10-K). X 31.1 Certification of Principal Executive Officer Pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. X 31.2 Certification of Principal Financial Officer Pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. X 32.1 (1) Certifications of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. X 101.ins XBRL Instance Document X 101.sch XBRL Taxonomy Schema Linkbase Document X 101.cal XBRL Taxonomy Calculation Linkbase Document X 101.def XBRL Taxonomy Definition Linkbase Document X 101.lab XBRL Taxonomy Label Linkbase Document X 101.pre XBRL Taxonomy Presentation Linkbase Document X
+ Indicates a management contract or compensatory plan or arrangement.
(1) The information in this exhibit is furnished and deemed not filed with the Securities and Exchange Commission for purposes of section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, and is not to be incorporated by reference into any filing of The Trade Desk, Inc. under the Securities Act of 1933, as amended, of the Securities Act, or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing.
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