Item 15. Exhibits and Financial Statement Schedules Copy as markdown (a) We have filed the following documents as part of this Annual Report on Form 10-K:
Consolidated Financial Statements
Refer to Index to Consolidated Financial Statements in “Item 8. Financial Statements and Supplementary Data” herein.
Financial Statement Schedules
No financial statement schedules are provided because the information called for is not required or is shown in the financial statements of the notes thereto.
Exhibits
Exhibits required to be filed as part of this report are:
Exhibit Number Incorporated by Reference Filed Herewith Exhibit Description Form Filing Date Number 3.1 Amended and Restated Certificate of Incorporation. 10-K 2/19/2021 3.1 3.2 Amended and Restated Bylaws. 10-K 2/19/2021 3.2 4.1 Reference is made to Exhibits 3.1 and 3.2 . 4.2 Form of Class A Common Stock Certificate. S-1/A 9/6/2016 4.2 4.3 Form of Class B Common Stock Certificate. S-8 9/22/2016 4.4 4.4 Description of Securities. X 10.1* Loan and Security Agreement, dated as of June 15, 2021, among The Trade Desk, Inc., the lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent. 8-K 6/16/2021 10.1 10.2* Amendment No. 1 to Loan and Security Agreement, dated as of December 17, 2021, among The Trade Desk, Inc., the lenders and credit issuers party thereto, and JPMorgan Chase Bank, N.A., as administrative agent. 10-K 2/16/2022 10.2 10.3* Amendment No. 2 to Loan and Security Agreement, dated as of February 9, 2023, among The Trade Desk, Inc., the lenders and credit issuers party thereto, and JPMorgan Chase Bank, N.A., as administrative agent. X 10.4(a)+ The Trade Desk, Inc. 2010 Stock Plan. S-1/A 9/6/2016 10.5 (a) 10.4(b)+ Form of Stock Option Agreement under The Trade Desk, Inc. 2010 Stock Plan. S-1/A 9/6/2016 10.5 (b) 10.4(c)+ Exercise Notice under The Trade Desk, Inc. 2010 Stock Plan. S-1/A 9/6/2016 10.5 (c) 10.5(a)+ The Trade Desk, Inc. 2015 Equity Incentive Plan. S-1/A 9/6/2016 10.6 (a) 10.5(b)+ First Amendment to The Trade Desk, Inc. 2015 Equity Incentive Plan. S-8 9/22/2016 99.2 10.5(c)+ Form of Stock Option Agreement under The Trade Desk, Inc. 2015 Equity Incentive Plan. S-1/A 9/6/2016 10.6 (b) 10.5(d)+ Form of Stock Option Agreement under The Trade Desk, Inc. 2015 Equity Incentive Plan (with accelerated vesting). S-1/A 9/6/2016 10.6 (c)
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Exhibit Number Incorporated by Reference Filed Herewith Exhibit Description Form Filing Date Number 10.5(e)+ Exercise Notice under The Trade Desk, Inc. 2015 Equity Incentive Plan. S-1/A 9/6/2016 10.6 (d) 10.6(a)+ The Trade Desk, Inc. 2016 Incentive Award Plan. S-1 8/22/2016 10.7 (a) 10.6(b)+ Form of Stock Option Agreement under The Trade Desk, Inc. 2016 Incentive Award Plan. S-1 8/22/2016 10.7 (b) 10.6(c)+ Form of Restricted Stock Award Agreement under The Trade Desk, Inc. 2016 Incentive Award Plan. 8-K 12/30/2016 10.1 10.6(d)+ Form of Restricted Stock Unit Award Agreement under The Trade Desk, Inc. 2016 Incentive Award Plan. 8-K 12/30/2016 10.2 10.7+ The Trade Desk, Inc. 2016 Employee Stock Purchase Plan. S-8 9/22/2016 99.5 10.8+ Form of Indemnification Agreement. S-1 8/22/2016 10.8 10.9+ Employment Agreement, dated as of May 11, 2017, between The Trade Desk, Inc. and Jeff T. Green. 10-Q 5/11/2017 10.2 10.10+ Employment Agreement, dated as of May 11, 2017, between The Trade Desk, Inc. and David R. Pickles. 10-Q 5/11/2017 10.3 10.11+ Offer Letter, dated October 29, 2019, by and between the Company and Blake Grayson. 8-K 11/15/2019 10.1 10.12+ Employment Agreement, dated October 29, 2019 between The Trade Desk, Inc. and Blake Grayson. 8-K 11/15/2019 10.2 10.13+ Employment Agreement, dated as of August 24, 2020 between The Trade Desk, Inc. and Jay Grant. 10-Q 11/6/2020 10.1 10.14+ Performance Stock Option Award Agreement under The Trade Desk, Inc. 2016 Incentive Award Plan, dated as of October 6, 2021, between The Trade Desk, Inc. and Jeff Green. 8-K 10/8/2021 10.1 10.15+ Amendment No. 1 to Employment Agreement, dated as of October 6, 2021, between The Trade Desk, Inc. and Jeff Green. 8-K 10/8/2021 10.2 10.16+ The Trade Desk, Inc. Non-Employee Director Compensation Policy. 10-K 2/16/2022 10.16 21.1 List of Subsidiaries of the Registrant. X 23.1 Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm. X 24.1 Power of Attorney (included on signature page to this Annual Report on Form 10-K). X 31.1 Certification of Principal Executive Officer Pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. X 31.2 Certification of Principal Financial Officer Pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. X 32.1(1) Certifications of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. X
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Exhibit Number Incorporated by Reference Filed Herewith Exhibit Description Form Filing Date Number 101.ins Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document X 101.sch Inline XBRL Taxonomy Schema Linkbase Document X 101.cal Inline XBRL Taxonomy Calculation Linkbase Document X 101.def Inline XBRL Taxonomy Definition Linkbase Document X 101.lab Inline XBRL Taxonomy Label Linkbase Document X 101.pre Inline XBRL Taxonomy Presentation Linkbase Document X 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) X
+ Indicates a management contract or compensatory plan or arrangement. * Portions of this exhibit have been omitted in accordance with Item 601(a)(5) of Regulation S-K. The Trade Desk, Inc. undertakes to furnish a copy of all omitted schedules and exhibits to the SEC upon its request. (1) The information in this exhibit is furnished and deemed not filed with the Securities and Exchange Commission for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and is not to be incorporated by reference into any filing of The Trade Desk, Inc. under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing.
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