Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
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Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
| (a) | The following documents are filed as part of this Report: |
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1. Financial Statements. See Index to Consolidated Financial Statements and Schedules of UDR, Inc. and United Dominion Realty, L.P. on page F-1 of this Report.
2. Financial Statement Schedules. See Index to Consolidated Financial Statements and Schedules of UDR, Inc. and United Dominion Realty, L.P. on page S-1 of this Report. All other schedules are omitted because they are not required, are inapplicable, or the required information is included in the financial statements or notes thereto.
3. Exhibits. The exhibits filed with this Report are set forth in the Exhibit Index appearing immediately below.
EXHIBIT INDEX
The exhibits listed below are filed as part of this Report. References under the caption “Location” to exhibits or other filings indicate that the exhibit or other filing has been filed, that the indexed exhibit and the exhibit referred to are the same and that the exhibit referred to is incorporated by reference. Management contracts and compensatory plans or arrangements filed as exhibits to this Report are identified by an asterisk. The Commission file number for UDR, Inc.’s Exchange Act filings referenced below is 1-10524. The Commission file number for United Dominion Realty, L.P.’s Exchange Act filings is 333-156002-01.
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| Exhibit | Description | | Location | |
| 3.14 | | Sixth Amendment to the Amended and Restated Agreement of Limited Partnership of United Dominion Realty, L.P. dated as of December 9, 2008. | | Exhibit 10.1 to UDR, Inc.’s Current Report on Form 8-K dated December 9, 2008 and filed with the Commission on December 10, 2008. |
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| 3.15 | | Seventh Amendment to the Amended and Restated Agreement of Limited Partnership of United Dominion Realty, L.P., dated as of March 13, 2009. | | Exhibit 10.1 to UDR, Inc.’s Current Report on Form 8-K dated March 18, 2009 and filed with the Commission on March 19, 2009. |
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| 3.16 | | Eighth Amendment to the Amended and Restated Agreement of Limited Partnership of United Dominion Realty, L.P., dated as of November 17, 2010. | | Exhibit 10.1 to UDR, Inc.’s Current Report on Form 8-K dated and filed with the Commission on November 18, 2010. |
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| 3.17 | | Ninth Amendment to the Amended and Restated Agreement of Limited Partnership of United Dominion Realty, L.P., dated as of December 4, 2015. | | Exhibit 10.1 to UDR, Inc.’s Current Report on Form 8-K dated December 4, 2015 and filed with the Commission on December 10, 2015. |
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| 3.18 | Tenth Amendment to the Amended and Restated Agreement of Limited Partnership of United Dominion Realty, L.P., dated as of October 29, 2018. | | Exhibit 3.18 to UDR, Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2018. | |
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| 3.19 | Eleventh Amendment to the Amended and Restated Agreement of Limited Partnership of United Dominion Realty, L.P., dated as of December 16, 2020. | | Exhibit 10.1 to UDR, Inc.’s Current Report on Form 8-K dated and filed with the Commission on December 16, 2020. | |
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| 4.01 | | Form of UDR, Inc. Common Stock Certificate. | | Exhibit 4.1 to UDR, Inc.’s Current Report on Form 8-K dated March 14, 2007 and filed with the Commission on March 15, 2007. |
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| 4.02 | | Senior Indenture dated as of November 1, 1995, by and between UDR, Inc. and First Union National Bank of Virginia, N.A., as trustee. | | Exhibit 4(ii)(h)(1) to UDR, Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 1996. |
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| 4.03 | | Supplemental Indenture dated as of June 11, 2003, by and between UDR, Inc. and Wachovia Bank, National Association, as trustee. | | Exhibit 4.03 to UDR, Inc.’s Current Report on Form 8-K dated June 17, 2004 and filed with the Commission on June 18, 2004. |
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| 4.04 | | Subordinated Indenture dated as of August 1, 1994 by and between UDR, Inc. and Crestar Bank, as trustee. | | Exhibit 4(i)(m) to UDR, Inc.’s Form S-3 Registration Statement (Registration No. 33-64725) filed with the Commission on November 15, 1995. |
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| 4.05 | | Form of UDR, Inc. Senior Debt Security. | | Exhibit 4(i)(n) to UDR, Inc.’s Form S-3 Registration Statement (Registration No. 33-64725) filed with the Commission on November 15, 1995. |
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| 4.06 | | Form of UDR, Inc. Subordinated Debt Security. | | Exhibit 4(i)(p) to UDR, Inc.’s Form S-3 Registration Statement (Registration No. 33-55159) filed with the Commission on August 19, 1994. |
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| 4.07 | | Form of UDR, Inc. Fixed Rate Medium-Term Note, Series A. | | Exhibit 4.01 to UDR, Inc.’s Current Report on Form 8-K dated March 20, 2007 and filed with the Commission on March 22, 2007. |
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| Exhibit | Description | | Location | |
| 4.08 | | Form of UDR, Inc. Floating Rate Medium-Term Note, Series A. | | Exhibit 4.02 to UDR, Inc.’s Current Report on Form 8-K dated March 20, 2007 and filed with the Commission on March 22, 2007. |
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| 4.09 | | Indenture dated as of April 1, 1994, by and between UDR, Inc. and Nationsbank of Virginia, N.A., as trustee. | | Exhibit 4(ii)(f)(1) to UDR, Inc.’s Quarterly Report on Form 10-Q for the quarter ended March 31, 1994. |
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| 4.10 | | Supplemental Indenture dated as of August 20, 2009, by and between UDR, Inc. and U.S. Bank National Association, as trustee, to UDR, Inc.’s Indenture dated as of April 1, 1994. | | Exhibit 4.1 to UDR, Inc.’s Current Report on Form 8-K dated August 20, 2009 and filed with the Commission on August 21, 2009. |
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| 4.11 | | Guaranty of United Dominion Realty, L.P. with respect to UDR, Inc.’s Indenture dated as of November 1, 1995. | | Exhibit 99.1 to UDR, Inc.’s Current Report on Form 8-K dated and filed with the Commission on September 30, 2010. |
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| 4.12 | | Guaranty of United Dominion Realty, L.P. with respect to UDR, Inc.’s Indenture dated as of October 12, 2006. | | Exhibit 99.2 to UDR, Inc.’s Current Report on Form 8-K dated and filed with the Commission on September 30, 2010. |
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| 4.13 | | First Supplemental Indenture among UDR, Inc., United Dominion Realty, L.P. and U.S. Bank National Association, as Trustee, dated as of May 3, 2011, relating to UDR, Inc.’s Medium-Term Notes, Series A, due Nine Months or More from Date of Issue. | | Exhibit 4.1 to UDR, Inc.’s Current Report on Form 8-K filed with the Commission on May 4, 2011. |
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| 4.14 | | UDR, Inc. 4.00% Medium-Term Note, Series A due October 2025, issued September 22, 2015. | | Exhibit 4.23 to UDR, Inc.’s Annual Report on Form 10-K for the year ended December 31, 2015. |
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| 4.15 | | UDR, Inc. 2.950% Medium-Term Note, Series A due September 2026, issued August 23, 2016. | | Exhibit 4.1 to UDR, Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2016. |
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| 4.16 | | UDR, Inc. 3.500% Medium-Term Note, Series A due July 2027, issued June 16, 2017. | | Exhibit 10.2 to UDR, Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2017. |
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| 4.17 | | UDR, Inc. 3.500% Medium-Term Note, Series A due January 2028, issued December 13, 2017. | | Exhibit 4.21 to UDR, Inc.’s Annual Report on Form 10-K for the year ended December 31, 2017. |
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| 4.18 | UDR, Inc. 4.400% Medium-Term Note, Series A due January 2029, issued October 26, 2018. | | Exhibit 4.21 to UDR, Inc’s Annual Report on Form 10-K for the year ended December 31, 2018. | |
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| 4.19 | UDR, Inc. 3.200% Medium-Term Note, Series A due January 2030, issued July 2, 2019. | | Exhibit 4.1 to UDR, Inc’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2019. | |
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| 4.20 | UDR, Inc. 3.000% Medium-Term Note, Series A due August 2031, issued August 15, 2019. | | Exhibit 4.2 to UDR, Inc’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2019. | |
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| Exhibit | Description | | Location | |
| 4.21 | UDR, Inc. 3.100% Medium-Term Note, Series A due November 2034, issued October 11, 2019. | | Exhibit 4.22 to UDR, Inc.’s Annual Report on Form 10-K for the year ended December 31, 2019. | |
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| 4.22 | UDR, Inc. 3.200% Medium-Term Note, Series A due January 2030, issued October 11, 2019. | | Exhibit 4.23 to UDR, Inc.’s Annual Report on Form 10-K for the year ended December 31, 2019. | |
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| 4.23 | Description of UDR, Inc’s Securities. | | Exhibit 4.24 to UDR, Inc.’s Annual Report on Form 10-K for the year ended December 31, 2019. | |
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| 4.24 | UDR, Inc. 3.200% Medium-Term Note, Series A due January 2030, issued February 28, 2020. | | Exhibit 4.1 to UDR, Inc.’s Quarterly Report on Form 10-Q for the Quarter ended March 31, 2020. | |
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| 4.25 | UDR, Inc. 2.100% Medium-Term Note, Series A due August 2032, issued July 21, 2020. | | Exhibit 4.1 to UDR, Inc.’s Quarterly Report on Form 10-Q for the Quarter ended September 30, 2020. | |
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| 4.26 | UDR, Inc. 1.900% Medium-Term Note, Series A due March 2033, issued December 14, 2020. | | Filed herewith. | |
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| 10.01* | UDR, Inc. 1999 Long-Term Incentive Plan (as amended and restated February 2, 2017). | | Exhibit 10.1 to UDR, Inc.’s Annual Report on Form 10-K for the year ended December 31, 2016. | |
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| 10.02* | Form of UDR, Inc. Restricted Stock Award Agreement under the 1999 Long-Term Incentive Plan. | | Exhibit 10.2 to UDR, Inc.’s Annual Report on Form 10-K for the year ended December 31, 2019. | |
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| 10.03* | Form of UDR, Inc. Restricted Stock Award Agreement for awards outside of the 1999 Long-Term Incentive Plan. | | Exhibit 99.3 to UDR, Inc.’s Current Report on Form 8-K dated March 19, 2007 and filed with the Commission on March 19, 2007. | |
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| 10.04* | Description of UDR, Inc. Shareholder Value Plan. | | Exhibit 10(x) to UDR, Inc.’s Annual Report on Form 10-K for the year ended December 31, 1999. | |
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| 10.05* | Description of UDR, Inc. Executive Deferral Plan. | | Exhibit 10(xi) to UDR, Inc.’s Annual Report on Form 10-K for the year ended December 31, 1999. | |
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| 10.06* | Indemnification Agreement by and between UDR, Inc. and each of its directors and officers listed on Schedule A thereto. | | Exhibit 10.7 to UDR, Inc.’s Annual Report on Form 10-K for the year ended December 31, 2016. | |
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| 10.07 | | Subordination Agreement dated as of April 16, 1998, by and between UDR, Inc. and United Dominion Realty, L.P. | | Exhibit 10(vi)(a) to UDR, Inc.’s Quarterly Report on Form 10-Q for the quarter ended March 31, 1998. |
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| Exhibit | Description | | Location | |
| 32.2 | | Section 1350 Certification of the Chief Financial Officer of UDR, Inc. | | Filed herewith. |
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| 32.3 | | Section 1350 Certification of the Chief Executive Officer of United Dominion Realty, L.P. | | Filed herewith. |
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| 32.4 | | Section 1350 Certification of the Chief Financial Officer of United Dominion Realty, L.P. | | Filed herewith. |
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| 101 | | Inline XBRL (Extensible Business Reporting Language). The following materials from this Annual Report on Form 10-K for the period ended December 31, 2020, formatted in Inline XBRL: (i) consolidated balance sheets of UDR, Inc., (ii) consolidated statements of operations of UDR, Inc., (iii) consolidated statements of comprehensive income/(loss) of UDR, Inc., (iv) consolidated statements of changes in equity of UDR, Inc., (v) consolidated statements of cash flows of UDR, Inc., (vi) notes to consolidated financial statements of UDR, Inc., (vii) consolidated balance sheets of United Dominion Realty, L.P., (viii) consolidated statements of operations of United Dominion Realty, L.P., (ix) consolidated statements of comprehensive income/(loss) of United Dominion Realty, L.P.; (x) consolidated statements of changes in capital of United Dominion Realty, L.P., (xi) consolidated statements of cash flows of United Dominion Realty, L.P. and (xii) notes to consolidated financial statements of United Dominion Realty, L.P. The instance document does not appear in the interactive data file because its XBRL tags are embedded within the Inline XBRL document. | | Filed herewith. |
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| 104 | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. | | Filed herewith. |
| * | Management Contract or Compensatory Plan or Arrangement |
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