A Dark Vector Cognition product

Item 4. Mine Safety Disclosures

4K characters. Original on sec.gov ·

Item 4. Mine Safety Disclosures

Not applicable. ‎

Information About Our Exec****utive Officers and Principal Executive Officers of Our Subsidiaries

The Board of Directors typically elects and designates our executive officers on an annual basis at the board meeting held in conjunction with the Annual Meeting of Shareholders, and they hold office until their successors are elected. Executive officers also may be elected and designated throughout the year, as the Board of Directors considers appropriate. There are no family relationships among the officers, nor is there any arrangement or understanding between any officer and any other person pursuant to which the officer was selected. The following table sets forth certain information current as of February 5, 2021, relating to the executive officers.

Business
Experience During
NamePositionAgePast Five Years
Lance M. FritzChairman, President, and Chief Executive Officer of UPC and the Railroad58Current Position
Jennifer L. HamannExecutive Vice President and Chief Financial Officer of UPC and the Railroad53[1]
Craig V. RichardsonExecutive Vice President, Chief Legal Officer, and Corporate Secretary of UPC and the Railroad59[2]
Kenny G. RockerExecutive Vice President – Marketing and Sales of the Railroad49[3]
Todd M. RynaskiVice President and Controller of UPC and the Railroad50Current Position
Eric J. GehringerExecutive Vice President – Operations of the Railroad41[4]
Elizabeth F. WhitedExecutive Vice President and Chief Human Resources Officer of UPC and the Railroad55[5]

*[1]*Ms. Hamann was elected Executive Vice President and Chief Financial Officer of UPC and the Railroad effective January 1, 2020. She previously served as Senior Vice President – Finance (April 2019 – December 2019), Vice President – Planning & Analysis (October 2017 – March 2019), and Vice President & General Manager – Marketing and Sales – Autos team (February 2016 – September 2017).

*[2]*Mr. Richardson was elected Executive Vice President, Chief Legal Officer, and Corporate Secretary of UPC and the Railroad effective December 8, 2020. He most recently served as Vice President – Commercial and Regulatory Law since 2015.

*[3]*Mr. Rocker was elected Executive Vice President – Marketing and Sales of the Railroad effective August 15, 2018. Mr. Rocker previously served at the Railroad as Vice President – Marketing and Sales – Industrial team (October 2016 – August 2018). Prior to this election, Mr. Rocker served as Assistant Vice President – Marketing and Sales – Chemicals team (April 2014 – September 2016).

*[4]*Mr. Gehringer was elected Executive Vice President – Operations of the Railroad effective January 1, 2021. Mr. Gehringer previously served as Senior Vice President – Transportation (July 2020 – December 2020), Vice President – Mechanical and Engineering (January 2020 – July 2020), Vice President – Engineering (March 2018 – January 2020), Assistant Vice President – Engineering (September 2016 – March 2018), and General Director – Maintenance of Way (May 2015 – September 2016).

*[5]*Ms. Whited was elected Executive Vice President and Chief Human Resources Officer of UPC and the Railroad effective August 15, 2018. She previously served as Executive Vice President and Chief Marketing Officer (December 2016 – August 2018) and Vice President and General Manager – Marketing and Sales – Chemicals team (October 2012 – December 2016).

‎

PA****RT II

Previous: Item 3. Legal Proceedings · Next: Item 5. Market for the Registrant’s Common Equity, Related Stockholder Matters, and Issuer Purchases of Equity Securities