A Dark Vector Cognition product

Item 6. EXHIBITS

15K characters. Original on sec.gov ·

Item 6. EXHIBITS

(a) Exhibits filed or furnished as part of Part II are:

ExhibitsPreviously Filed With File Number*As Exhibit
(3(i))Articles of Incorporation
3.10001-38086 Form 8-K (filed May 4, 2020)3.1—Restated Certificate of Incorporation of Vistra Energy Corp. (now known as Vistra Corp.)
3.20001-38086 Form 8-K (filed June 29, 2020)3.1—Certificate of Amendment of the Restated Certificate of Incorporation of Vistra Energy Corp. (now known as Vistra Corp.), effective July 2, 2020
3.30001-38086 Form 8-K (filed October 15, 2021)3.1—Series A Preferred Stock Certificate of Designation, filed with the Secretary of State of Delaware on October 14, 2021
(3(ii))By-laws
3.3001-38086 Form 10-K (Year ended December 31, 2020) (filed February 23, 2021)3.3—Restated Bylaws of Vistra Corp., effective February 23, 2021
(4)Instruments Defining the Rights of Security Holders, Including Indentures
4.10001-38086 Form 8-K (filed July 15, 2021)4.1—Tenth Amendment to Receivables Purchase Agreement, dated as of July 9, 2021, among TXU Energy Receivables Company LLC, as seller, TXU Energy Retail Company LLC, as servicer, Vistra Operations Company LLC, as performance guarantor, certain purchaser agents and purchasers named therein and Credit Agricole Corporate and Investment Bank, as administrator
4.2**—Eleventh Amendment to Receivables Purchase Agreement, dated as of July 16, 2021, among TXU Energy Receivables Company LLC, as seller, TXU Energy Retail Company LLC, as servicer, Vistra Operations Company LLC, as performance guarantor, certain purchaser agents and purchasers named therein and Credit Agricole Corporate and Investment Bank, as administrator
4.3**—Seventh Supplemental Indenture for the 5.500% Senior Notes due 2026, dated July 29, 2021, among the Guaranteeing Subsidiaries, the Company, the Subsidiary Guarantors and the Trustee
4.4**—Seventh Supplemental Indenture for the 5.625% Senior Notes due 2026, dated July 29, 2021, among the Guaranteeing Subsidiaries, the Company, the Subsidiary Guarantors and the Trustee
4.5**—Seventh Supplemental Indenture for the 5.000% Senior Notes due 2027, dated July 29, 2021, among the Guaranteeing Subsidiaries, the Company, the Subsidiary Guarantors and the Trustee
4.6**—Ninth Supplemental Indenture for the 3.55% Senior Secured Notes due 2024, 3.70% Senior Secured Notes due 2027 and 4.30% Senior Secured Notes due 2029, dated as of July 29, 2021, among Vistra Operations Company LLC, as Issuer, the Guaranteeing Subsidiaries, the Subsidiary Guarantors and the Trustee
4.7**—First Supplemental Indenture for the 4.375% Senior Notes due 2029, dated July 29, 2021, among Vistra Operations Company LLC, as Issuer, the Guaranteeing Subsidiaries, the Subsidiary Guarantors and the Trustee
ExhibitsPreviously Filed With File Number*As Exhibit
(10)Material Contracts
10.10001-38086 Form 8-K (filed July 15, 2021)10.1—Amendment No. 1 to Master Framework Agreement, dated as of July 9, 2021, by and among TXU Energy Retail Company LLC, as seller and seller party agent, certain originators name therein, Vistra Operations Company LLC, as guarantor, and MUFG Bank, Ltd., as buyer
10.2**—Amendment No. 2 to Master Framework Agreement, dated as of August 3, 2021, by and among TXU Energy Retail Company LLC, as seller and seller party agent, certain originators name therein, Vistra Operations Company LLC, as guarantor, and MUFG Bank, Ltd., as buyer
10.3**—Amendment No. 1 to Master Repurchase Agreement, dated as of August 3, 2021, between TXU Energy Retail Company LLC and MUFG Bank, Ltd.
10.40001-38086 Form 8-K (filed October 15, 2021)10.1—Purchase Agreement, dated October 12, 2021, by and between Vistra Corp. and Goldman Sachs & Co. LLC
(31)Rule 13a-14(a) / 15d-14(a) Certifications
31.1**—Certification of Curtis A. Morgan, principal executive officer of Vistra Corp., pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2**—Certification of James A. Burke, principal financial officer of Vistra Corp., pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
(32)Section 1350 Certifications
32.1***—Certification of Curtis A. Morgan, principal executive officer of Vistra Corp., pursuant to U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2***—Certification of James A. Burke, principal financial officer of Vistra Corp., pursuant to U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
(95)Mine Safety Disclosures
95.1**—Mine Safety Disclosures
XBRL Data Files
101.INS**—The following financial information from Vistra Corp.'s Quarterly Report on Form 10-Q for the period ended September 30, 2021 formatted in Inline XBRL (Extensible Business Reporting Language) includes: (i) the Condensed Consolidated Statements of Operations, (ii) the Condensed Consolidated Statements of Comprehensive Income (Loss), (iii) the Condensed Consolidated Statements of Cash Flows, (iv) the Condensed Consolidated Balance Sheets and (v) the Notes to the Condensed Consolidated Financial Statements
101.SCH**—XBRL Taxonomy Extension Schema Document
101.CAL**—XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF**—XBRL Taxonomy Extension Definition Linkbase Document
101.LAB**—XBRL Taxonomy Extension Label Linkbase Document
101.PRE**—XBRL Taxonomy Extension Presentation Linkbase Document
ExhibitsPreviously Filed With File Number*As Exhibit
104**—The Cover Page Interactive Data File does not appear in Exhibit 104 because its XBRL tags are embedded within the Inline XBRL document
  • Incorporated herein by reference

** Filed herewith

*** Furnished herewith

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Vistra Corp.
By:/s/ CHRISTY DOBRY
Name:Christy Dobry
Title:Senior Vice President and Controller
(Principal Accounting Officer)

Date: November 5, 2021

Previous: Item 5. OTHER INFORMATION