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Certain information concerning securities authorized for issuance under equity compensation plans is contained in the discussion entitled “Equity Compensation Plan Information” in Item 12 of Part III of the Original Filing.
Security Ownership of Directors, NEOs and Executive Officers
The following table sets forth information regarding the beneficial ownership of common stock of Viatris Inc. as of April 24, 2023 by (i) each Viatris Director, (ii) each NEO, and (iii) all Directors and executive officers of Viatris Inc. as a group (based on 1,199,008,181 shares of common stock of Viatris Inc. outstanding as of such date). For purposes of this table, and in accordance with the rules of the SEC, shares are considered “beneficially owned” if the person, directly or indirectly, has sole or shared voting or investment power over such shares. A person also is considered to beneficially own shares that he or she has the right to acquire within 60 days of April 24, 2023. To Viatris’ knowledge, the persons in the following table have sole voting and investment power, either directly or through one or more entities controlled by such person, with
respect to all the shares shown as beneficially owned by them, unless otherwise indicated in the footnotes below. The address for each beneficial owner listed in the table below is c/o Viatris Inc., 1000 Mylan Boulevard, Canonsburg, PA, 15317. As noted above, each Non-Employee Director has five years from his or her start date to attain compliance with our Stock Ownership Guidelines. In addition, each of our covered employees has five years to achieve minimum ownership requirements, as discussed in more detail in the Compensation Discussion & Analysis section of this document.
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| Name of Beneficial Owner | | Amount and Nature of Beneficial Ownership | | | | Options Exercisable and Restricted Shares Vesting within 60 days | | | | Percent of Class | | |
| W. Don Cornwell | | | 42,510 | | | | — | | | | * | |
| Robert J. Coury | | | 1,174,515 | | | | 204,963 | | | | * | |
| JoEllen Lyons Dillon | | | 59,877 | (1) | | | 24,780 | | | | * | |
| Elisha W. Finney | | | — | | | | — | | | | * | |
| Michael Goettler(2) | | | 321,653 | | | | — | | | | * | |
| Melina Higgins | | | 157,381 | (3) | | | 31,403 | | | | * | |
| James M. Kilts | | | 98,590 | | | | — | | | | * | |
| Harry A. Korman | | | 70,951 | | | | 26,504 | | | | * | |
| Rajiv Malik | | | 1,111,815 | (4) | | | 408,292 | | | | * | |
| Richard A. Mark | | | 53,478 | | | | 12,260 | | | | * | |
| Anthony Mauro | | | 345,904 | (5) | | | 181,908 | | | | * | |
| Sanjeev Narula | | | 73,877 | | | | — | | | | * | |
| Mark W. Parrish | | | 102,563 | | | | 24,780 | | | | * | |
| Scott A. Smith | | | — | | | | — | | | | * | |
| Pauline van der Meer Mohr | | | 40,245 | | | | 13,949 | | | | * | |
| All directors and executive officers as a group (18 persons)(6) | | | 3,624,728 | | | | 1,041,433 | | | | * | |
| (1) | Includes 18 shares of common stock held by Ms. Dillon’s spouse. |
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| (2) | Mr. Goettler ceased to serve as the Company’s CEO and ceased to serve on the Board effective as of April 1, 2023. |
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| (3) | Includes 74,000 shares of common stock held by Ms. Higgins’ spouse. |
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| (4) | Includes 460,319 shares held in an irrevocable trust for the benefit of Mr. Malik’s spouse and children. |
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| (5) | Includes 5,574 shares held in Mr. Mauro’s 401(k) account. |
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| (6) | Includes the 14 individuals other than Mr. Goettler set forth above as well as Messrs. Campbell, Cuneo, Ni, and Roman. |
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Security Ownership of Certain Beneficial Owners
The following table lists the names and addresses of shareholders known to management to own beneficially more than five percent of the shares of common stock of Viatris as of April 24, 2023 (based on 1,199,008,181 shares of common stock of Viatris Inc. outstanding as of such date):
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| Name and Address of Beneficial Owner | | Amount and Nature of Beneficial Ownership | | | | Percent of Class | | |
| The Vanguard Group, 100 Vanguard Blvd., Malvern, PA 19355 | | | 149,318,666 | (1) | | | 12.5% | |
| BlackRock, Inc., 55 East 52nd Street, New York, NY 10055 | | | 93,214,306 | (2) | | | 7.8% | |
| State Street Corporation, State Street Financial Center, One Lincoln Street, Boston, MA 02111 | | | 61,903,672 | (3) | | | 5.2% | |
| (1) | Based on the Schedule 13G/A filed by The Vanguard Group with the SEC on February 9, 2023, The Vanguard Group has sole voting power over 0 shares of common stock, shared voting power over 1,715,541 shares of common stock, sole dispositive power over 144,160,776 shares of common stock and shared dispositive power over 5,157,890 shares of common stock. |
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| (2) | Based on the Schedule 13G/A filed by BlackRock, Inc. with the SEC on January 31, 2023, BlackRock, Inc. has sole voting power over 84,252,775 shares of common stock, shared voting power over 0 shares of common stock, sole dispositive power over 93,214,306 shares of common stock and shared dispositive power over 0 shares of common stock. |
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| (3) | Based on the Schedule 13G filed by State Street Corporation with the SEC on February 7, 2023, State Street Corporation has sole voting power over 0 shares of common stock, shared voting power over 55,918,143 shares of common stock, sole dispositive power over 0 shares of common stock and shared dispositive power over 61,896,570 shares of common stock. |
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