Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES

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Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES

(a) The following documents are filed as a part of this Annual Report on Form 10-K:

**(1)**Consolidated Financial Statements:

Our Consolidated Financial Statements are listed in the “Index to Consolidated Financial Statements” under Part II, Item 8 of this Annual Report on Form 10-K.

**(2)**Financial Statement Schedules:

Schedules not listed above have been omitted because the information required to be set forth therein is not applicable or is shown in the financial statements or notes herein.

**(3)**Exhibits

The documents listed in the following Exhibit Index of this Annual Report on Form 10-K are incorporated by reference or are filed with this Annual Report on Form 10-K, in each case as indicated therein (numbered in accordance with Item 601 of Regulation S-K):

EXHIBIT INDEX

Incorporated by Reference
Exhibit NumberDescriptionFormFile No.ExhibitFiling Date
2.1Scheme Implementation Deed, dated as of August 2, 2021, by and among Square, Inc., Lanai (AU) 2 Pty Ltd, and Afterpay Limited.8-K001-376222.1August 2, 2021
2.2Amending Deed, dated as of December 7, 2021, by and among Block, Inc., Lanai (AU) 2 Pty Ltd and Afterpay Limited.8-K001-376222.1December 7, 2021
3.1Amended and Restated Certificate of Incorporation of the Registrant, as amended.10-K001-376223.1February 24, 2022
3.2Amended and Restated Bylaws of the Registrant.8-K001-376223.1October 21, 2022
4.1Form of Class A common stock certificate of the Registrant.S-1/A333-2074114.1November 6, 2015
4.2Indenture, dated May 25, 2018, by and between the Registrant and The Bank of New York Mellon Trust Company, N.A.8-K001-376224.1May 25, 2018
4.3Form of 0.50% Convertible Senior Note due 2023 (included in Exhibit 4.3).8-K001-376224.2May 25, 2018
4.4Indenture, dated March 5, 2020, between the Registrant and The Bank of New York Mellon Trust Company, N.A.8-K001-376224.1March 5, 2020
4.5Form of 0.125% Convertible Senior Note due 2025 (included in Exhibit 4.5).8-K001-376224.2March 5, 2020
4.6Indenture, dated November 13, 2020, between the Registrant and The Bank of New York Mellon Trust Company, N.A. (2026 Convertible Notes).8-K001-376224.1November 13, 2020
4.7Form of 0% Convertible Senior Note due 2026 (included in Exhibit 4.7).8-K001-376224.2November 13, 2020
4.8Indenture, dated November 13, 2020, between the Registrant and The Bank of New York Mellon Trust Company, N.A. (2027 Convertible Notes).8-K001-376224.3November 13, 2020
4.9Form of 0.25% Convertible Senior Note due 2027 (included in Exhibit 4.9).8-K001-376224.4November 13, 2020
4.10Indenture, dated as of May 20, 2021, by and between Square, Inc. and Bank of New York Mellon Trust Company, N.A., as Trustee (2.75% Senior Notes due 2026).8-K001-376224.1May 20, 2021
4.11Form of 2.75% Senior Note due 2026 (included in Exhibit 4.11).8-K001-376224.2May 20, 2021
Incorporated by Reference
Exhibit NumberDescriptionFormFile No.ExhibitFiling Date
4.12Indenture, dated as of May 20, 2021 by and between Square, Inc. and Bank of New York Mellon Trust Company, N.A., as Trustee (3.50% Senior Notes due 2031).8-K001-376224.3May 20, 2021
4.13Form of 3.50% Senior Note due 2031 (included in Exhibit 4.13).8-K001-376224.4May 20, 2021
4.14Trust Deed, dated as of March 12, 2021, by and between Afterpay and the Hongkong and Shanghai Banking Corporation Limited as trustee.8-K001-376224.1January 31, 2022
4.15Description of Class A Common Stock.10-K001-376224.7February 26, 2020
10.1+Form of Indemnification Agreement between the Registrant and each of its directors and executive officers.S-1/A333-20741110.1November 6, 2015
10.2.1+Block, Inc. 2015 Equity Incentive Plan, as amended and restated10-K001-3762210.2.1February 24, 2022
10.2.2+*Form of Restricted Stock Unit Award and Restricted Stock Unit Agreement.
10.2.3+Form of Restricted Stock Award and Restricted Stock Agreement.10-K001-3762210.2.3February 24, 2022
10.2.4+*Form of Stock Option Grant and Stock Option Agreement.
10.3+Block, Inc. 2015 Employee Stock Purchase Plan, as amended and restated.10-Q001-3762210.1November 3, 2022
10.4+Square, Inc. 2009 Stock Plan and related form agreements.S-1333-20741110.4October 14, 2015
10.5+Square, Inc. Executive Incentive Compensation Plan.S-1333-20741110.5October 14, 2015
10.6+Block, Inc. Outside Director Compensation Policy, as amended and restated.10-K001-3762210.6February 24, 2022
10.7+Form of Change of Control and Severance Agreement between the Registrant and certain of its executive officers.S-1333-20741110.7October 14, 2015
10.8+Form of Change of Control and Severance Agreement between the Registrant and certain of its executive officers entered into on and after January 27, 2020.10-K001-3762210.8February 24, 2022
10.9+Offer Letter between the Registrant and Jack Dorsey, dated as of March 7, 2016.10-K001-3762210.8March 10, 2016
10.10+Offer Letter between the Registrant and Alyssa Henry, dated as of October 1, 2015.S-1/A333-20741110.12November 6, 2015
10.11+Offer Letter between the Registrant and Amrita Ahuja, dated as of December 16, 2018.8-K001-3762210.1January 4, 2019
10.12Revolving Credit Agreement dated as of May 1, 2020 among the Registrant, the Lenders Party Thereto, and Goldman Sachs Bank USA, as Administrative Agent.8-K001-3762210.1May 6, 2020
10.13First Amendment to Credit Agreement, dated as of May 28, 2020, among the Registrant, the Lenders Party Thereto, and Goldman Sachs Bank USA, as Administrative Agent.8-K001-3762210.1June 3, 2020
10.14Second Amendment to Credit Agreement, dated as of November 9, 2020, among the Registrant, the Lenders Party Thereto, and Goldman Sachs Bank USA, as Administrative Agent.8-K001-3762210.6November 10, 2020
10.15Third Amendment to Credit Agreement, dated as of January 28, 2021, by and among the Registrant, the Lenders party thereto, and Goldman Sachs Bank USA, as administrative agent.8-K001-3762210.1February 3, 2021
10.16Fourth Amendment to Credit Agreement, dated as of May 25, 2021, by and among Square, Inc., the lenders party thereto, and Goldman Sachs Bank USA, as administrative agent.8-K001-3762210.1May 26, 2021
10.17Fifth Amendment to Credit Agreement, dated as of January 28, 2022, by and among Block, Inc., the lenders party thereto, and Goldman Sachs Bank USA, as administrative agent.8-K001-3762210.1January 31, 2022
10.18Sixth Amendment to Credit Agreement, dated as of February 23, 2022, by and among Block, Inc., the lenders party thereto, and Goldman Sachs Bank USA, as administrative agent.10-K001-3762210.21February 24, 2022
10.19#Master Development and Supply Agreement by and between the Registrant and TDK Corporation, dated as of October 1, 2013.S-1333-20741110.15October 14, 2015
Incorporated by Reference
Exhibit NumberDescriptionFormFile No.ExhibitFiling Date
10.20#Master Manufacturing Agreement by and between the Registrant and Cheng Uei Precision Industry Co., Ltd., dated as of June 27, 2012.S-1333-20741110.16October 14, 2015
10.21#ASIC Development and Supply Agreement by and between the Registrant, Semiconductor Components Industries, LLC (d/b/a ON Semiconductor) and ON Semiconductor Trading, Ltd., dated as of March 25, 2013.S-1333-20741110.17October 14, 2015
10.22Amendment 1 to ASIC Development and Supply Agreement, dated as of January 15, 2019.10-K001-3762210.23February 27, 2019
10.23Paycheck Protection Program Liquidity Facility Letter Agreement, dated as of June 2, 2020.8-K001-3762210.2June 3, 2020
10.24Paycheck Protection Program Liquidity Facility Letter of Agreement, dated as of January 29, 2021.8-K001-3762210.2February 3, 2021
10.25Form of Convertible Note Hedge Confirmation.8-K001-3762210.2May 25, 2018
10.26Form of Warrant Confirmation.8-K001-3762210.3May 25, 2018
10.27Form of Convertible Note Hedge Confirmation.8-K001-3762210.2March 5, 2020
10.28Form of Warrant Confirmation.8-K001-3762210.3March 5, 2020
10.29Form of Convertible Note Hedge Confirmation (2026 Convertible Notes).8-K001-3762210.2November 10, 2020
10.30Form of 2026 Warrant Confirmation.8-K001-3762210.4November 10, 2020
10.31Form of Convertible Note Hedge Confirmation (2027 Convertible Notes).8-K001-3762210.3November 10, 2020
10.32Form of 2027 Warrant Confirmation.8-K001-3762210.5November 10, 2020
21.1*List of subsidiaries of the Registrant.
23.1*Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm.
31.1*Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*Certification of Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1†*Certifications of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INSXBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document..
101.SCHInline XBRL Taxonomy Extension Schema Document.
101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document.
101.LABInline XBRL Taxonomy Extension Labels Linkbase Document.
101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document.
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
  • Filed herewith.
  • Indicates management contract or compensatory plan.

The Registrant has omitted portions of the relevant exhibit and filed such exhibit separately with the Securities and Exchange Commission pursuant to a request for confidential treatment under Rule 406 of the Securities Act of 1933, as amended.

† The certifications attached as Exhibit 32.1 that accompany this Annual Report on Form 10-K are deemed furnished and not filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of the Registrant under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Annual Report on Form 10-K, irrespective of any general incorporation language contained in such filing.

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