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Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES

23K characters. Original on sec.gov ·

Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES

(a) The following documents are filed as a part of this Annual Report on Form 10-K:

**(1)**Consolidated Financial Statements:

Our Consolidated Financial Statements are listed in the “Index to Consolidated Financial Statements” under Part II, Item 8 of this Annual Report on Form 10-K.

**(2)**Financial Statement Schedules:

Schedules not listed above have been omitted because the information required to be set forth therein is not applicable or is shown in the financial statements or notes herein.

**(3)**Exhibits

The documents listed in the following Exhibit Index of this Annual Report on Form 10-K are incorporated by reference or are filed with this Annual Report on Form 10-K, in each case as indicated therein (numbered in accordance with Item 601 of Regulation S-K):

EXHIBIT INDEX

Incorporated by Reference
Exhibit NumberDescriptionFormFile No.ExhibitFiling Date
3.1Amended and Restated Certificate of Incorporation of the Registrant, as amended.10-K001-376223.1February 24, 2022
3.2Amended and Restated Bylaws of the Registrant.8-K001-376223.1October 21, 2022
4.1Indenture, dated November 13, 2020, between the Registrant and The Bank of New York Mellon Trust Company, N.A. (2026 Convertible Notes).8-K001-376224.1November 13, 2020
4.2Supplemental Indenture, dated January 21, 2025, between the Registrant and The Bank of New York Mellon Trust Company, N.A. (2026 Convertible Notes).10-K001-376224.6February 24, 2025
4.3Form of 0% Convertible Senior Note due 2026 (included in Exhibit 4.5).8-K001-376224.2November 13, 2020
4.4Indenture, dated November 13, 2020, between the Registrant and The Bank of New York Mellon Trust Company, N.A. (2027 Convertible Notes).8-K001-376224.3November 13, 2020
4.5Supplemental Indenture, dated January 21, 2025, between the Registrant and The Bank of New York Mellon Trust Company, N.A. (2027 Convertible Notes).10-K001-376224.9February 24, 2025
4.6Form of 0.25% Convertible Senior Note due 2027 (included in Exhibit 4.8).8-K001-376224.4November 13, 2020
4.7Indenture, dated as of May 20, 2021, by and between Square, Inc. and Bank of New York Mellon Trust Company, N.A., as Trustee (2.75% Senior Notes due 2026).8-K001-376224.1May 20, 2021
4.8Form of 2.75% Senior Note due 2026 (included in Exhibit 4.11).8-K001-376224.2May 20, 2021
4.9Indenture, dated as of August 18, 2025, by and between Block, Inc. and The Bank of New York Mellon Trust Company, N.A., as Trustee (5.625% Senior Notes due 2030).8-K001-376224.1August 18, 2025
4.10Form of 5.625% Senior Note due 2030 (included in Exhibit 4.10).8-K001-376224.2August 18, 2025
4.11Indenture, dated as of May 20, 2021 by and between Square, Inc. and Bank of New York Mellon Trust Company, N.A., as Trustee (3.50% Senior Notes due 2031).8-K001-376224.3May 20, 2021
4.12Form of 3.50% Senior Note due 2031 (included in Exhibit 4.13).8-K001-376224.4May 20, 2021
Incorporated by Reference
Exhibit NumberDescriptionFormFile No.ExhibitFiling Date
4.13Indenture, dated as of May 9, 2024, by and between Block, Inc. and Bank of New York Mellon Trust Company, N.A., as Trustee (6.50% Senior Notes due 2032).8-K001-376224.1May 9, 2024
4.14Form of 6.50% Senior Note due 2032 (included in Exhibit 4.15).8-K001-376224.2May 9, 2024
4.15Indenture, dated as of August 18, 2025 by and between Block, Inc. and The Bank of New York Mellon Trust Company, N.A., as Trustee (6.000% Senior Notes due 2033).8-K001-376224.3August 18, 2025
4.16Form of 6.000% Senior Note due 2033 (included in Exhibit 4.16).8-K001-376224.4August 18, 2025
4.17Description of Class A Common Stock.10-K001-376224.17February 24, 2025
10.1+*Form of Indemnification Agreement between the Registrant and each of its directors and executive officers.S-1/A333-20741110.1November 6, 2015
10.2.1+Block, Inc. 2025 Equity Incentive Plan.S-8333-28824999.1June 23, 2025
10.2.2+Form of Restricted Stock Unit Award and Restricted Stock Unit Agreement (Directors).S-8333-28824999.2June 23, 2025
10.2.3+Form of Restricted Stock Unit Award and Restricted Stock Unit Agreement (Employees).S-8333-28824999.3June 23, 2025
10.2.4+Form of Restricted Stock Award and Restricted Stock Agreement.S-8333-28824999.4June 23, 2025
10.2.5+Form of Stock Option Grant and Stock Option Agreement.S-8333-28824999.5June 23, 2025
10.3.1+Block, Inc. 2015 Equity Incentive Plan, as amended and restated.10-K001-3762210.2.1February 24, 2022
10.3.2+Form of Restricted Stock Unit Award and Restricted Stock Unit Agreement.10-K001-3762210.2.2February 24, 2025
10.3.3+Form of Restricted Stock Award and Restricted Stock Agreement.10-K001-3762210.2.3February 24, 2022
10.3.4+Form of Stock Option Grant and Stock Option Agreement.10-K001-3762210.2.4February 24, 2025
10.4+Block, Inc. 2015 Employee Stock Purchase Plan as amended and restated.10-Q001-3762210.6August 7, 2025
10.5+Square, Inc. Executive Incentive Compensation Plan.S-1333-20741110.5October 14, 2015
10.6Block, Inc. Outside Director Compensation Policy, as amended and restated.10-K001-3762210.6February 24, 2025
10.7+Form of Change of Control and Severance Agreement between the Registrant and certain of its executive officers.S-1333-20741110.7October 14, 2015
10.8+Form of Change of Control and Severance Agreement between the Registrant and certain of its executive officers entered into on and after January 27, 2020.10-K001-3762210.8February 22, 2024
10.9+Offer Letter between the Registrant and Jack Dorsey, dated as of March 7, 2016.10-K001-3762210.8March 10, 2016
10.10+Offer Letter between the Registrant and Amrita Ahuja, dated as of December 16, 2018.8-K001-3762210.1January 4, 2019
10.11Revolving Credit Agreement dated as of May 1, 2020 among the Registrant, the Lenders Party Thereto, and Goldman Sachs Bank USA, as Administrative Agent.8-K001-3762210.1May 6, 2020
10.12First Amendment to Credit Agreement, dated as of May 28, 2020, among the Registrant, the Lenders Party Thereto, and Goldman Sachs Bank USA, as Administrative Agent.8-K001-3762210.1June 3, 2020
10.13Second Amendment to Credit Agreement, dated as of November 9, 2020, among the Registrant, the Lenders Party Thereto, and Goldman Sachs Bank USA, as Administrative Agent.8-K001-3762210.6November 10, 2020
10.14Third Amendment to Credit Agreement, dated as of January 28, 2021, by and among the Registrant, the Lenders party thereto, and Goldman Sachs Bank USA, as Administrative Agent.8-K001-3762210.1February 3, 2021
10.15Fourth Amendment to Credit Agreement, dated as of May 25, 2021, by and among Square, Inc., the lenders party thereto, and Goldman Sachs Bank USA, as Administrative Agent.8-K001-3762210.1May 26, 2021
Incorporated by Reference
Exhibit NumberDescriptionFormFile No.ExhibitFiling Date
10.16Fifth Amendment to Credit Agreement, dated as of January 28, 2022, by and among Block, Inc., the lenders party thereto, and Goldman Sachs Bank USA, as Administrative Agent.8-K001-3762210.1January 31, 2022
10.17Sixth Amendment to Credit Agreement, dated as of February 23, 2022, by and among Block, Inc., the lenders party thereto, and Goldman Sachs Bank USA, as Administrative Agent.10-K001-3762210.21February 24, 2022
10.18Seventh Amendment to Credit Agreement, dated as of June 9, 2023, among Block, Inc., the lenders party thereto and Goldman Sachs Bank USA, as Administrative Agent.8-K001-3762210.1June 9, 2023
10.19Eighth Amendment to Credit Agreement, dated as of March 29, 2024, among Block, Inc., the lenders that are party thereto and Goldman Sachs Bank USA, as Administrative Agent.8-K001-3762210.1April 1, 2024
10.20Amended and Restated Revolving Credit Agreement, dated as of January 14, 2026, among the Company, the Lenders Party Thereto, and Goldman Sachs Bank USA, as Administrative Agent.8-K001-3762210.1January 14, 2026
10.21Form of Convertible Note Hedge Confirmation.8-K001-3762210.2May 25, 2018
10.22Form of Warrant Confirmation.8-K001-3762210.3May 25, 2018
10.23Form of Convertible Note Hedge Confirmation.8-K001-3762210.2March 5, 2020
10.24Form of Warrant Confirmation.8-K001-3762210.3March 5, 2020
10.25Form of Convertible Note Hedge Confirmation (2026 Convertible Notes).8-K001-3762210.2November 10, 2020
10.26Form of 2026 Warrant Confirmation.8-K001-3762210.4November 10, 2020
10.27Form of Convertible Note Hedge Confirmation (2027 Convertible Notes).8-K001-3762210.3November 10, 2020
10.28Form of 2027 Warrant Confirmation.8-K001-3762210.5November 10, 2020
19.1Block, Inc. Insider Trading Policy and Guidelines with Respect to Certain Transactions in Securities.10-K001-3762219.1February 24, 2025
21.1*List of subsidiaries of the Registrant.
23.1*Consent of Independent Registered Public Accounting Firm.
31.1*Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*Certification of Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1†*Certifications of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
97.1*Financial Restatement Clawback Policy
101.INSXBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCHInline XBRL Taxonomy Extension Schema Document.
101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document.
101.LABInline XBRL Taxonomy Extension Labels Linkbase Document.
101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document.
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).

  • Filed herewith.
  • Indicates management contract or compensatory plan.

† The certifications attached as Exhibit 32.1 that accompany this Annual Report on Form 10-K are deemed furnished and not filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of the Registrant under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Annual Report on Form 10-K, irrespective of any general incorporation language contained in such filing.

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