Item 6. Exhibits

10K characters. Original on sec.gov · Markdown

Item 6. Exhibits

The documents listed in the Exhibit Index of this Quarterly Report on Form 10-Q are incorporated by reference or are filed with this Quarterly Report on Form 10-Q (numbered in accordance with Item 601 of Regulation S-K).

EXHIBIT INDEX

Incorporated by Reference
Exhibit NumberDescriptionFormFile No.ExhibitFiling Date
3.1Amended and Restated Certificate of Incorporation of the Registrant, as amended.10-K001-376223.1February 24, 2022
3.2Amended and Restated Bylaws of the Registrant.8-K001-376223.1April 22, 2022
4.1Trust Deed, dated as of March 12, 2021, by and between Afterpay and the Hongkong and Shanghai Banking Corporation Limited as trustee.8-K001-376224.1January 31, 2022
10.1.1+Block, Inc. 2015 Equity Incentive Plan, as amended and restated10-K001-3762210.2.1February 24, 2022
10.1.2+Form of Restricted Stock Unit Award and Restricted Stock Unit Agreement.10-K001-3762210.2.2February 24, 2022
10.1.3+Form of Restricted Stock Award and Restricted Stock Agreement.10-K001-3762210.2.3February 24, 2022
10.1.4+Form of Stock Option Grant and Stock Option Agreement.10-K001-3762210.2.4February 24, 2022
10.2+*Block, Inc. 2015 Employee Stock Purchase Plan, as amended and restated.
10.3+Block, Inc. Outside Director Compensation Policy, as amended and restated.10-K001-3762210.6February 24, 2022
10.4+Form of Change of Control and Severance Agreement between the Registrant and certain of its executive officers entered into on and after January 27, 2020.10-K001-3762210.8February 24, 2022
10.5Fifth Amendment to Credit Agreement, dated as of January 28, 2022, by and among Block, Inc., the lenders party thereto, and Goldman Sachs Bank USA, as administrative agent.8-K001-3762210.1January 31, 2022
10.6Sixth Amendment to Credit Agreement, dated as of February 23, 2022, by and among Block, Inc., the lenders party thereto, and Goldman Sachs Bank USA, as administrative agent.10-K001-3762210.21February 24, 2022
31.1Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2Certification of Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1†Certifications of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101The following financial statements from the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2022, formatted in Inline XBRL: (i) Condensed Consolidated Balance Sheets, (ii) Condensed Consolidated Statements of Operations, (iii) Condensed Consolidated Statements of Comprehensive Loss, (iv) Condensed Consolidated Statements of Cash Flows, (v) Condensed Consolidated Statements of Stockholders’ Equity, and (vi) Notes to Condensed Consolidated Financial Statements.
104Cover Page Interactive Data File, formatted in Inline XBRL (included in Exhibit 101)
  • Filed herewith.

+ Indicates management contract or compensatory plan.

† The certifications attached as Exhibit 32.1 that accompany this Quarterly Report on Form 10-Q are deemed furnished and not filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of Block, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

BLOCK, INC.

Date:May 5, 2022By:/s/ Jack Dorsey
Jack Dorsey
Block Head and Chairperson
(Principal Executive Officer)
By:/s/ Amrita Ahuja
Amrita Ahuja
Chief Financial Officer
(Principal Financial Officer)

Previous: Item 5. Other Information