A Dark Vector Cognition product

Item 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS

3K characters. Original on sec.gov · Markdown

Item 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS

Other than the information set forth below, the information required by this item is incorporated by reference from the information to be included in the Proxy Statement which we intend to file pursuant to Regulation 14A with the SEC no later than 120 days after the end of the Company’s fiscal year ended on December 31, 2022, which Proxy Statement is incorporated by reference.

The following information is as of December 31, 2022:

Column AColumn BColumn C
Plan CategoryNumber of Securities to be Issued Upon Exercise of Outstanding Stock Options(1), Warrants and RightsWeighted-Average Exercise Price of Outstanding Stock Options(1), Warrants and Rights ($)Number of Securities Remaining Available for Future Issuance Under Equity Compensation Plans (Excluding Securities Reflected in Column A)
Equity compensation plans approved by security holders14,977,904$28.1715,124,700
Equity compensation plans not approved by security holders———
Total14,977,904$28.1715,124,700(2)

(1) Includes all vested and unvested stock options outstanding of 14,420,901 and restricted stock and performance units outstanding of 557,003. The weighted average exercise price does not take into account restricted stock units. In addition, the weighted average remaining contractual life of the Company's outstanding exercisable stock options and SARs at December 31, 2022 was 4.4 years.

(2) Includes 1,041,837 common shares remaining available for future issuance under our Employee Share Purchase Plan and 14,082,863 common shares remaining available for future issuance under our equity compensation plans. Shares available for future issuance under our equity compensation plans may be issued in the form of stock options, SARs, restricted shares, restricted share units payable in common shares or cash, share awards in lieu of cash awards, dividend equivalents, performance shares and performance units and other share-based awards. In addition, 10,476,836 common shares, or 69.3% of the 15,124,700 common shares remaining available for future issuance may be issued in connection with full value awards (i.e., awards other than stock options or SARs).

Previous: Item 11. EXECUTIVE COMPENSATION · Next: Item 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE