A Dark Vector Cognition product

Item 9B. Other Information

2K characters. Original on sec.gov · Markdown

Item 9B. Other Information

Rule 10b5-1 Trading Arrangements

The following table describes, for the quarter ended October 28, 2023, each trading arrangement for the sale or purchase of our securities adopted, terminated or for which the amount, pricing or timing provisions were modified by our directors and officers

(as defined in Rule 16a-1(f) of the Exchange Act) that is either (1) a contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) (a “Rule 10b5-1 trading arrangement”) or (2) a “non-Rule 10b5-1 trading arrangement” (as defined in Item 408(c) of Regulation S-K):

Name (Title)Action Taken (Date of Action)Type of Trading ArrangementNature of Trading ArrangementDuration of Trading ArrangementAggregate Number of Securities to be Purchased or Sold
David Rothenstein (Senior Vice President, Chief Strategy Officer and Secretary)Adoption (September 22, 2023)Rule 10b5-1 trading arrangementSalesUntil January 14, 2025, or such earlier date upon which all transactions are completed or expire without executionUp to 42,000 shares of common stock
Scott McFeely (former Senior Vice President, Global Products and Services)Adoption (October 12, 2023)Rule 10b5-1 trading arrangementSalesUntil December 31, 2024, or such earlier date upon which all transactions are completed or expire without executionUp to 38,500 shares of common stock

Previous: Item 9A. Controls and Procedures · Next: Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspection