None.
CENTERPOINT ENERGY, INC. AND SUBSIDIARIES
CENTERPOINT ENERGY HOUSTON ELECTRIC, LLC AND SUBSIDIARIES
CENTERPOINT ENERGY RESOURCES CORP. AND SUBSIDIARIES
EXHIBITS TO THE COMBINED ANNUAL REPORT ON FORM 10-K
For Fiscal Year Ended December 31, 2023
INDEX OF EXHIBITS
Exhibits included with this report are designated by a cross (†); all exhibits not so designated are incorporated herein by reference to a prior filing as indicated. Exhibits designated by an asterisk (*) are management contracts or compensatory plans or arrangements required to be filed as exhibits to this Form 10-K by Item 601(b)(10)(iii) of Regulation S-K. The Registrants have not filed the exhibits and schedules to Exhibit 2. The Registrants hereby agree to furnish supplementally a copy of any schedule omitted from Exhibit 2 to the SEC upon request.
The agreements included as exhibits are included only to provide information to investors regarding their terms. The agreements listed below may contain representations, warranties and other provisions that were made, among other things, to provide the parties thereto with specified rights and obligations and to allocate risk among them, and such agreements should not be relied upon as constituting or providing any factual disclosures about us, any other persons, any state of affairs or other matters.
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| 2(a) | | | — | | | Transaction Agreement dated July 21, 2004 among CenterPoint Energy, Utility Holding, LLC, NN Houston Sub, Inc., Texas Genco Holdings, Inc. (Texas Genco), HPC Merger Sub, Inc. and GC Power Acquisition LLC | | | | | | CenterPoint Energy’s Form 8-K dated July 21, 2004 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| 2(b) | | | — | | | Agreement and Plan of Merger, dated as of April 21, 2018, by and among Vectren Corporation, CenterPoint Energy, Inc. and Pacer Merger Sub, Inc. | | | | | | CenterPoint Energy’s Form 8-K dated April 21, 2018 | | | | | | 1-31447 | | | | | | 2.1 | | | | | | X | | | | | | | | | | | | | | |
| 2(c)(1) | | | — | | | Agreement and Plan of Merger among CERC, Houston Lighting and Power Company (“HL&P”), HI Merger, Inc. and NorAm Energy Corp. (“NorAm”) dated August 11, 1996 | | | | | | Houston Industries’ (“HI’s”) Form 8-K dated August 11, 1996 | | | | | | 1-7629 | | | | | | 2 | | | | | | | | | | | | | | | | | | X | | |
| 2(c)(2) | | | — | | | Amendment to Agreement and Plan of Merger among CERC, HL&P, HI Merger, Inc. and NorAm dated August 11, 1996 | | | | | | Registration Statement on Form S-4 | | | | | | 333-11329 | | | | | | 2(c) | | | | | | | | | | | | | | | | | | X | | |
| 2(d) | | | — | | | Agreement and Plan of Merger dated December 29, 2000 merging Reliant Resources Merger Sub, Inc. with and into Reliant Energy Services, Inc. | | | | | | Registration Statement on Form S-3 | | | | | | 333-54526 | | | | | | 2 | | | | | | | | | | | | | | | | | | X | | |
| 2(e) | | | — | | | Master Formation Agreement dated March 14, 2013 by and among CenterPoint Energy, Inc., OGE Energy Corp., Bronco Midstream Holdings, LLC and Bronco Midstream Holdings II, LLC. | | | | | | CenterPoint Energy’s Form 8-K dated March 14, 2013 | | | | | | 1-31447 | | | | | | 2.1 | | | | | | X | | | | | | | | | | | | X | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| 2(f) | | | — | | | Securities Purchase Agreement, dated as of February 3, 2020, by and among Vectren Utility Services, Inc., PowerTeam Services, LLC and, solely for purposes of Section 10.17 of the Securities Purchase Agreement, Vectren Corporation | | | | | | CenterPoint Energy’s Form 8-K dated February 3, 2020 | | | | | | 1-31447 | | | | | | 2.1 | | | | | | X | | | | | | | | | | | | | | |
| 2(g) | | | — | | | Equity Purchase Agreement, dated as of February 24, 2020, by and between CERC Corp. and Athena Energy Services Buyer, LLC | | | | | | CenterPoint Energy’s Form 8-K dated February 24, 2020 | | | | | | 1-31447 | | | | | | 2.1 | | | | | | X | | | | | | | | | | | | X | | |
| 2(h) | | | — | | | Asset Purchase Agreement by and between CenterPoint Energy Resources Corp. and Southern Col Midco, LLC, dated as of April 29, 2021 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2021 | | | | | | 1-31447 | | | | | | 2.4 | | | | | | X | | | | | | | | | | | | X | | |
| 3(a) | | | — | | | Restated Articles of Incorporation of CenterPoint Energy | | | | | | CenterPoint Energy’s Form 8-K dated July 24, 2008 | | | | | | 1-31447 | | | | | | 3.2 | | | | | | X | | | | | | | | | | | | | | |
| 3(b) | | | — | | | Articles of Conversion of Reliant Energy Incorporated | | | | | | Houston Electric’s Form 8-K dated August 31, 2002 | | | | | | 1-3187 | | | | | | 3(a) | | | | | | | | | | | | X | | | | | | | | |
| 3(c) | | | — | | | Restated Certificate of Formation of Houston Electric | | | | | | Houston Electric’s Form 10-Q for the quarter ended June 30, 2011 | | | | | | 1-3187 | | | | | | 3.1 | | | | | | | | | | | | X | | | | | | | | |
| 3(d) | | | — | | | Certificate of Incorporation of RERC Corp. | | | | | | CERC Form 10-K for the year ended December 31, 1997 | | | | | | 1-13265 | | | | | | 3(a)(1) | | | | | | | | | | | | | | | | | | X | | |
| 3(e) | | | — | | | Certificate of Merger merging former NorAm Energy Corp. with and into HI Merger, Inc. dated August 6, 1997 | | | | | | CERC Form 10-K for the year ended December 31, 1997 | | | | | | 1-13265 | | | | | | 3(a)(2) | | | | | | | | | | | | | | | | | | X | | |
| 3(f) | | | — | | | Certificate of Amendment changing the name to Reliant Energy Resources Corp. | | | | | | CERC Form 10-K for the year ended December 31, 1998 | | | | | | 1-13265 | | | | | | 3(a)(3) | | | | | | | | | | | | | | | | | | X | | |
| 3(g) | | | — | | | Certificate of Amendment changing the name to CenterPoint Energy Resources Corp. | | | | | | CERC Form 10-Q for the quarter ended June 30, 2003 | | | | | | 1-13265 | | | | | | 3(a)(4) | | | | | | | | | | | | | | | | | | X | | |
| †3(h) | | | — | | | Fourth Amended and Restated Bylaws of CenterPoint Energy | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| †3(i) | | | — | | | Fourth Amended and Restated Bylaws of CenterPoint Energy, marked to show amendments | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| 3(j) | | | — | | | Amended and Restated Limited Liability Company Agreement of Houston Electric | | | | | | Houston Electric’s Form 10-Q for the quarter ended June 30, 2011 | | | | | | 1-3187 | | | | | | 3.2 | | | | | | | | | | | | X | | | | | | | | |
| 3(k) | | | — | | | Bylaws of RERC Corp. | | | | | | CERC Form 10-K for the year ended December 31, 1997 | | | | | | 1-13265 | | | | | | 3(b) | | | | | | | | | | | | | | | | | | X | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| 3(l) | | | — | | | Statement of Resolutions Deleting Shares Designated Series A Preferred Stock of CenterPoint Energy | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2011 | | | | | | 1-31447 | | | | | | 3(c) | | | | | | X | | | | | | | | | | | | | | |
| †3(m) | | | — | | | Statement of Resolutions Deleting Shares Designated Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock of CenterPoint Energy | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| †3(n) | | | — | | | Statement of Resolutions Deleting Shares designated 7.00% Series B Mandatory Convertible Preferred Stock of CenterPoint Energy | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| †3(o) | | | — | | | Statement of Resolutions Deleting Shares designated Series C Mandatory Convertible Preferred Stock of CenterPoint Energy | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| 4(a) | | | — | | | Form of CenterPoint Energy Stock Certificate | | | | | | CenterPoint Energy’s Registration Statement on Form S-4 | | | | | | 333-69502 | | | | | | 4.1 | | | | | | X | | | | | | | | | | | | | | |
| 4(b) | | | — | | | Contribution and Registration Agreement dated December 18, 2001 among Reliant Energy, CenterPoint Energy and the Northern Trust Company, trustee under the Reliant Energy, Incorporated Master Retirement Trust | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2001 | | | | | | 1-31447 | | | | | | 4.3 | | | | | | X | | | | | | | | | | | | | | |
| 4(c)(1) | | | — | | | Mortgage and Deed of Trust, dated November 1, 1944 between Houston Lighting and Power Company (HL&P) and Chase Bank of Texas, National Association (formerly, South Texas Commercial National Bank of Houston), as Trustee, as amended and supplemented by 20 Supplemental Indentures thereto | | | | | | HL&P’s Form S-7 filed on August 25, 1977 | | | | | | 2-59748 | | | | | | 2(b) | | | | | | X | | | | | | X | | | | | | | | |
| 4(c)(2) | | | — | | | Twenty-First through Fiftieth Supplemental Indentures to Exhibit 4(c)(1) | | | | | | HL&P’s Form 10-K for the year ended December 31, 1989 | | | | | | 1-3187 | | | | | | 4(a)(2) | | | | | | X | | | | | | X | | | | | | | | |
| 4(c)(3) | | | — | | | Fifty-First Supplemental Indenture to Exhibit 4(c)(1) dated as of March 25, 1991 | | | | | | HL&P’s Form 10-Q for the quarter ended June 30, 1991 | | | | | | 1-3187 | | | | | | 4(a) | | | | | | X | | | | | | X | | | | | | | | |
| 4(c)(4) | | | — | | | Fifty-Second through Fifty-Fifth Supplemental Indentures to Exhibit 4(c)(1) each dated as of March 1, 1992 | | | | | | HL&P’s Form 10-Q for the quarter ended March 31, 1992 | | | | | | 1-3187 | | | | | | 4 | | | | | | X | | | | | | X | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| 4(c)(5) | | | — | | | Fifty-Sixth and Fifty-Seventh Supplemental Indentures to Exhibit 4(c)(1) each dated as of October 1, 1992 | | | | | | HL&P’s Form 10-Q for the quarter ended September 30, 1992 | | | | | | 1-3187 | | | | | | 4 | | | | | | X | | | | | | X | | | | | | | | |
| 4(c)(6) | | | — | | | Fifty-Eighth and Fifty-Ninth Supplemental Indentures to Exhibit 4(c)(1) each dated as of March 1, 1993 | | | | | | HL&P’s Form 10-Q for the quarter ended March 31, 1993 | | | | | | 1-3187 | | | | | | 4 | | | | | | X | | | | | | X | | | | | | | | |
| 4(c)(7) | | | — | | | Sixtieth Supplemental Indenture to Exhibit 4(c)(1) dated as of July 1, 1993 | | | | | | HL&P’s Form 10-Q for the quarter ended June 30, 1993 | | | | | | 1-3187 | | | | | | 4 | | | | | | X | | | | | | X | | | | | | | | |
| 4(c)(8) | | | — | | | Sixty-First through Sixty-Third Supplemental Indentures to Exhibit 4(c)(1) each dated as of December 1, 1993 | | | | | | HL&P’s Form 10-K for the year ended December 31, 1993 | | | | | | 1-3187 | | | | | | 4(a)(8) | | | | | | X | | | | | | X | | | | | | | | |
| 4(c)(9) | | | — | | | Sixty-Fourth and Sixty-Fifth Supplemental Indentures to Exhibit 4(c)(1) each dated as of July 1, 1995 | | | | | | HL&P’s Form 10-K for the year ended December 31, 1995 | | | | | | 1-3187 | | | | | | 4(a)(9) | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(1) | | | — | | | General Mortgage Indenture, dated as of October 10, 2002, between CenterPoint Energy Houston Electric, LLC and JPMorgan Chase Bank, as Trustee | | | | | | Houston Electric’s Form 10-Q for the quarter ended September 30, 2002 | | | | | | 1-3187 | | | | | | 4(j)(1) | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(2) | | | — | | | Third Supplemental Indenture to Exhibit 4(d)(1), dated as of October 10, 2002 | | | | | | Houston Electric’s Form 10-Q for the quarter ended September 30, 2002 | | | | | | 1-3187 | | | | | | 4(j)(4) | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(3) | | | — | | | Officer’s Certificates dated October 10, 2002 setting forth the form, terms and provisions of the First through Eighth Series of General Mortgage Bonds | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2003 | | | | | | 1-31447 | | | | | | 4(e)(10) | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(4) | | | — | | | Ninth Supplemental Indenture to Exhibit 4(d)(1), dated as of November 12, 2002 | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | | | | | | 1-31447 | | | | | | 4(e)(10) | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(5) | | | — | | | Tenth Supplemental Indenture to Exhibit 4(d)(1), dated as of March 18, 2003 | | | | | | CenterPoint Energy’s Form 8-K dated March 13, 2003 | | | | | | 1-31447 | | | | | | 4.1 | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(6) | | | — | | | Officer’s Certificate dated March 18, 2003 setting forth the form, terms and provisions of the Tenth Series and Eleventh Series of General Mortgage Bonds | | | | | | CenterPoint Energy’s Form 8-K dated March 13, 2003 | | | | | | 1-31447 | | | | | | 4.2 | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(7) | | | — | | | Twentieth Supplemental Indenture to Exhibit 4(d)(1), dated as of December 9, 2008 | | | | | | Houston Electric’s Form 8-K dated January 6, 2009 | | | | | | 1-3187 | | | | | | 4.2 | | | | | | X | | | | | | X | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| 4(d)(8) | | | — | | | Twenty-Second Supplemental Indenture to Exhibit 4(d)(1) dated as of August 10, 2012 | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2012 | | | | | | 1-31447 | | | | | | 4(e)(33) | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(9) | | | — | | | Officer’s Certificate, dated August 10, 2012 setting forth the form, terms and provisions of the Twenty-Second Series of General Mortgage Bonds | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2012 | | | | | | 1-31447 | | | | | | 4(e)(34) | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(10) | | | — | | | Twenty-Third Supplemental Indenture to Exhibit 4(d)(1) dated as of March 17, 2014 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2014 | | | | | | 1-31447 | | | | | | 4.10 | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(11) | | | — | | | Officer’s Certificate, dated as of March 17, 2014, setting forth the form, terms and provisions of the Twenty-Third Series of General Mortgage Bonds | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2014 | | | | | | 1-31447 | | | | | | 4.11 | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(12) | | | — | | | Twenty-Fifth Supplemental Indenture to Exhibit 4(d)(1) dated as of August 11, 2016 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2016 | | | | | | 1-31447 | | | | | | 4.5 | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(13) | | | — | | | Officer’s Certificate, dated as of August 11, 2016, setting forth the form, terms and provisions of the Twenty-Sixth Series of General Mortgage Bonds | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2016 | | | | | | 1-31447 | | | | | | 4.6 | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(14) | | | — | | | Twenty-Sixth Supplemental Indenture to Exhibit 4(d)(1) dated as of January 12, 2017 | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2016 | | | | | | 1-31447 | | | | | | 4(e)(41) | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(15) | | | — | | | Officer’s Certificate, dated as of January 12, 2017, setting forth the form, terms and provisions of the Twenty-Seventh Series of General Mortgage Bonds | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2016 | | | | | | 1-31447 | | | | | | 4(e)(42) | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(16) | | | — | | | Twenty-Seventh Supplemental Indenture to Exhibit 4(d)(1) dated as of February 28, 2018 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended March 30, 2018 | | | | | | 1-31447 | | | | | | 4.9 | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(17) | | | — | | | Officer’s Certificate, dated as of February 28, 2018, setting forth the form, terms and provisions of the Twenty-Eighth Series of General Mortgage Bonds | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended March 30, 2018 | | | | | | 1-31447 | | | | | | 4.10 | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(18) | | | — | | | Twenty-Eighth Supplemental Indenture to Exhibit 4(d)(1) dated as of January 15, 2019 | | | | | | Houston Electric’s Form 8-K dated January 10, 2019 | | | | | | 1-3187 | | | | | | 4.4 | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(19) | | | — | | | Officer’s Certificate, dated as of January 15, 2019, setting forth the form, terms and provisions of the Twenty-Ninth Series of General Mortgage Bonds | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2018 | | | | | | 1-31447 | | | | | | 4(h)(24) | | | | | | X | | | | | | X | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| 4(d)(20) | | | — | | | Twenty-Ninth Supplemental Indenture to Exhibit 4(d)(1) dated as of June 5, 2020 | | | | | | Houston Electric’s Form 8-K dated June 2, 2020 | | | | | | 1-3187 | | | | | | 4.4 | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(21) | | | — | | | Officer’s Certificate, dated as of June 5, 2020, setting forth the form, terms and provisions of the Thirtieth Series of General Mortgage Bonds | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2020 | | | | | | 1-31447 | | | | | | 4.26 | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(22) | | | — | | | Thirtieth Supplemental Indenture to Exhibit 4(d)(1), dated as of March 11, 2021 | | | | | | Houston Electric’s Form 8-K dated March 8, 2021 | | | | | | 1-3187 | | | | | | 4.4 | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(23) | | | — | | | Officer’s Certificate, dated as of March 11, 2021, setting forth the form, terms and provisions of the Thirty-First and Thirty-Second Series of General Mortgage Bonds | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2021 | | | | | | 1-31447 | | | | | | 4.22 | | | | | | X | | | | | | X | | | | | | | | |
| 4(d)(24) | | | — | | | Thirty-First Supplemental Indenture to Exhibit 4(d)(1), dated as of February 28, 2022 | | | | | | Houston Electric’s Form 8-K dated February 23, 2022 | | | | | | 1-3187 | | | | | | 4.4 | | | | | | | | | | | | X | | | | | | | | |
| 4(d)(25) | | | — | | | Officer’s Certificate, dated as of February 28, 2022, setting forth the form, terms and provisions of the Thirty-Third and Thirty-Fourth Series of General Mortgage Bonds | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2022 | | | | | | 1-31447 | | | | | | 4.11 | | | | | | | | | | | | X | | | | | | | | |
| 4(d)(26) | | | — | | | Thirty-Second Supplemental Indenture to Exhibit 4(d)(1), dated as of September 15, 2022 | | | | | | Houston Electric’s Form 8-K dated September 12, 2022 | | | | | | 1-3187 | | | | | | 4.4 | | | | | | | | | | | | X | | | | | | | | |
| 4(d)(27) | | | — | | | Officer’s Certificate, dated September 15, 2022, setting forth the form, terms and provisions of the Thirty-Fifth and Thirty-Sixth Series of General Mortgage Bonds | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2022 | | | | | | 1-31447 | | | | | | 4.7 | | | | | | | | | | | | X | | | | | | | | |
| 4(d)(28) | | | — | | | Thirty-Third Supplemental Indenture to Exhibit 4(d)(1), dated as of March 23, 2023 | | | | | | Houston Electric’s Form 8-K dated March 20, 2023 | | | | | | 1-3187 | | | | | | 4.4 | | | | | | | | | | | | X | | | | | | | | |
| 4(d)(29) | | | — | | | Officer’s Certificate, dated March 23, 2023, setting forth the form, terms and provisions of the Thirty-Seventh and Thirty-Eighth Series of General Mortgage Bonds | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2023 | | | | | | 1-31447 | | | | | | 4.11 | | | | | | | | | | | | X | | | | | | | | |
| 4(d)(30) | | | — | | | Thirty-Fourth Supplemental Indenture to Exhibit 4(e)(1), dated as of September 18, 2023 | | | | | | Houston Electric’s Form 8-K dated September 13, 2023 | | | | | | 1-3187 | | | | | | 4.4 | | | | | | | | | | | | X | | | | | | | | |
| 4(d)(31) | | | — | | | Officer’s Certificate, dated September 18, 2023, setting forth the form, terms and provisions of the Thirty-Ninth Series of General Mortgage Bonds | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2023 | | | | | | 1-31447 | | | | | | 4.9 | | | | | | | | | | | | X | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| 4(e)(1) | | | — | | | Indenture, dated as of February 1, 1998, between Reliant Energy Resources Corp. (RERC Corp.) and Chase Bank of Texas, National Association, as Trustee | | | | | | CERC Corp.’s Form 8-K dated February 5, 1998 | | | | | | 1-13265 | | | | | | 4.1 | | | | | | X | | | | | | | | | | | | X | | |
| 4(e)(2) | | | — | | | Supplemental Indenture No. 10 to Exhibit 4(e)(1), dated as of February 6, 2007, providing for the issuance of CERC Corp.’s 6.25% Senior Notes due 2037 | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2006 | | | | | | 1-31447 | | | | | | 4(f)(11) | | | | | | X | | | | | | | | | | | | X | | |
| 4(e)(3) | | | — | | | Supplemental Indenture No. 12 to Exhibit 4(e)(1) dated as of October 23, 2007, providing for the issuance of CERC Corp.’s 6.625% Senior Notes due 2037 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2008 | | | | | | 1-31447 | | | | | | 4.9 | | | | | | X | | | | | | | | | | | | X | | |
| 4(e)(4) | | | — | | | Supplemental Indenture No. 14 to Exhibit 4(e)(1) dated as of January 11, 2011, providing for the issuance of CERC Corp.’s 4.50% Senior Notes due 2021 and 5.85% Senior Notes due 2041 | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2010 | | | | | | 1-31447 | | | | | | 4(f)(15) | | | | | | X | | | | | | | | | | | | X | | |
| 4(e)(5) | | | — | | | Supplemental Indenture No. 16 to Exhibit 4(e)(1) dated as of August 23, 2017, providing for the issuance of CERC Corp.’s 4.10% Senior Notes due 2047 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2017 | | | | | | 1-31447 | | | | | | 4.11 | | | | | | X | | | | | | | | | | | | X | | |
| 4(e)(6) | | | — | | | Supplemental Indenture No. 17 to Exhibit 4(e)(1) dated as of March 28, 2018, providing for the issuance of CERC Corp.’s 3.55% Senior Notes due 2023 and 4.00% Senior Notes due 2028 | | | | | | CERC’s Form 10-Q for the quarter ended March 31, 2018 | | | | | | 1-13265 | | | | | | 4.4 | | | | | | X | | | | | | | | | | | | X | | |
| 4(e)(7) | | | — | | | Supplemental Indenture No. 18 to Exhibit 4(e)(1), dated as of October 1, 2020, providing for the issuance of CERC Corp.’s 1.75% Senior Notes due 2030 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2020 | | | | | | 1-31447 | | | | | | 4.23 | | | | | | X | | | | | | | | | | | | X | | |
| 4(e)(8) | | | — | | | Supplemental Indenture No. 21, dated as of June 9, 2022, to the Indenture under Exhibit 4(e)(1) | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2022 | | | | | | 1-31447 | | | | | | 4.12 | | | | | | | | | | | | | | | | | | X | | |
| 4(e)(9) | | | — | | | Supplemental Indenture No. 22, to Exhibit 4(e)(1), dated as of October 5, 2022, providing for the issuance of CERC Corp.’s 6.10% Senior Notes due 2035 | | | | | | CERC’s Form 8-K dated October 5, 2022 | | | | | | 1-13265 | | | | | | 4.2 | | | | | | | | | | | | | | | | | | X | | |
| 4(e)(10) | | | — | | | Supplemental Indenture No. 23 to Exhibit 4(e)(1), dated as of February 23, 2023, providing for the issuance of CERC Corp.’s 5.25% Senior Notes due 2028 and 5.40% Senior Notes due 2033 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2023 | | | | | | 1-31447 | | | | | | 4.6 | | | | | | | | | | | | | | | | | | X | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| 4(e)(11) | | | — | | | Supplemental Indenture No. 24 to Exhibit 4(e)(1), dated as of May 3, 2023, providing for the issuance of CERC Corp.’s 5.25% Senior Notes due 2028 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2023 | | | | | | 1-31447 | | | | | | 4.5 | | | | | | | | | | | | | | | | | | X | | |
| 4(f)(1) | | | — | | | Indenture, dated as of May 19, 2003, between CenterPoint Energy and JPMorgan Chase Bank, as Trustee | | | | | | CenterPoint Energy’s Form 8-K dated May 19, 2003 | | | | | | 1-31447 | | | | | | 4.1 | | | | | | X | | | | | | | | | | | | | | |
| 4(f)(2) | | | — | | | Supplemental Indenture No. 10 to Exhibit 4(f)(1), dated as of October 5, 2018, providing for the issuance of CenterPoint Energy’s 3.60% Senior Notes due 2021, 3.85% Senior Notes due 2024 and 4.25% Senior Notes due 2028 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2018 | | | | | | 1-31447 | | | | | | 4.14 | | | | | | X | | | | | | | | | | | | | | |
| 4(f)(3) | | | — | | | Supplemental Indenture No. 11 to Exhibit 4(f)(1), dated as of August 14, 2019, providing for the issuance of CenterPoint Energy’s 2.50% Senior Notes due 2024, 2.95% Senior Notes due 2030 and 3.70% Senior Notes due 2049 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2019 | | | | | | 1-31447 | | | | | | 4.2 | | | | | | X | | | | | | | | | | | | | | |
| 4(f)(4) | | | — | | | Supplemental Indenture No. 12 to Exhibit 4(f)(1), dated as of May 13, 2021, providing for the issuance of CenterPoint Energy’s Floating Rate Senior Notes due 2024 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2021 | | | | | | 1-31447 | | | | | | 4.24 | | | | | | X | | | | | | | | | | | | | | |
| 4(f)(5) | | | — | | | Supplemental Indenture No. 13 to Exhibit 4(f)(1), dated as of May 13, 2021, providing for the issuance of CenterPoint Energy’s 1.45% Senior Notes due 2026 and 2.65% Senior Notes due 2031 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2021 | | | | | | 1-31447 | | | | | | 4.25 | | | | | | X | | | | | | | | | | | | | | |
| 4(f)(6) | | | — | | | Supplemental Indenture No. 14 to Exhibit 4(f)(1), dated as of August 10, 2023, providing for the issuance of CenterPoint Energy’s 5.25% Senior Notes due 2026 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2023 | | | | | | 1-31447 | | | | | | 4.4 | | | | | | X | | | | | | | | | | | | | | |
| 4(g)(1) | | | — | | | Subordinated Indenture dated as of September 1, 1999 | | | | | | Reliant Energy’s Form 8-K dated September 1, 1999 | | | | | | 1-3187 | | | | | | 4.1 | | | | | | X | | | | | | | | | | | | | | |
| 4(g)(2) | | | — | | | Supplemental Indenture No. 1 dated as of September 1, 1999, between Reliant Energy and Chase Bank of Texas (supplementing Exhibit 4(g)(1) and providing for the issuance Reliant Energy’s 2% Zero-Premium Exchangeable Subordinated Notes Due 2029) | | | | | | Reliant Energy’s Form 8-K dated September 15, 1999 | | | | | | 1-3187 | | | | | | 4.2 | | | | | | X | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| 4(g)(3) | | | — | | | Supplemental Indenture No. 2 dated as of August 31, 2002, between CenterPoint Energy, Reliant Energy and JPMorgan Chase Bank (supplementing Exhibit 4(g)(1)) | | | | | | CenterPoint Energy’s Form 8-K12B dated August 31, 2002 | | | | | | 1-31447 | | | | | | 4(e) | | | | | | X | | | | | | | | | | | | | | |
| 4(g)(4) | | | — | | | Supplemental Indenture No. 3 dated as of December 28, 2005, between CenterPoint Energy, Reliant Energy and JPMorgan Chase Bank (supplementing Exhibit 4(g)(1)) | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 | | | | | | 1-31447 | | | | | | 4(h)(4) | | | | | | X | | | | | | | | | | | | | | |
| 4(h)(1) | | | — | | | Amended and Restated Indenture of Mortgage and Deed of Trust dated as of January 1, 2023, between SIGECO and Deutsche Bank Trust Company Americas, as Trustee | | | | | | CenterPoint Energy’s Form 8-K dated January 30, 2023 | | | | | | 1-31447 | | | | | | 10.2 | | | | | | X | | | | | | | | | | | | | | |
| 4(h)(2) | | | — | | | First Supplemental Indenture to Exhibit 4(h)(1), dated as of March 15, 2023 | | | | | | CenterPoint Energy’s Form 8-K dated March 15, 2023 | | | | | | 1-31447 | | | | | | 4.2 | | | | | | X | | | | | | | | | | | | | | |
| 4(h)(3) | | | — | | | Second Supplemental Indenture to Exhibit 4(h)(1), dated as of October 13, 2023 | | | | | | CenterPoint Energy’s Form 8-K dated October 13, 2023 | | | | | | 1-31447 | | | | | | 4.2 | | | | | | X | | | | | | | | | | | | | | |
| 4(h)(4) | | | — | | | Additional Supplemental Indentures to Exhibit 4(h)(1) | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| | | | | | Date as of | | | | | | File Reference | | | | | | Exhibit No. | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | July 1, 1999 | | | | | | 1-3553, SIGECO’s Form 10-Q for the quarter ended June 30, 1999 | | | | | | 4(a) | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | April 1, 2013 | | | | | | 1-15467, Vectren’s Form 8-K dated April 30, 2013 | | | | | | 4.1 | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | September 1, 2014 | | | | | | 1-15467, Vectren’s Form 8-K dated September 25, 2014 | | | | | | 4.1 | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | September 1, 2015 | | | | | | 1-15467, Vectren’s Form 8-K dated September 10, 2015 | | | | | | 4.1 | | | | | | | | | | | | | | | | | | | | | | | | | | |
| 4(i)(1) | | | — | | | Indenture dated February 1, 1991 between Indiana Gas Company, Inc. and U.S Bank Trust National Association (formerly known as First Trust National Association, which was formerly known as Bank of America Illinois, which was formerly known as Continental Bank, National Association) | | | | | | Indiana Gas’s Form 8-K filed February 15, 1991 | | | | | | 1-6494 | | | | | | 4(a) | | | | | | X | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| 4(i)(2) | | | — | | | First Supplemental Indenture to Exhibit 4(i)(1), dated as of February 15, 1991 | | | | | | Indiana Gas’s Form 8-K filed February 15, 1991 | | | | | | 1-6494 | | | | | | 4(b) | | | | | | X | | | | | | | | | | | | | | |
| 4(i)(3) | | | — | | | Second Supplemental Indenture to Exhibit 4(i)(1), dated as of September 15, 1991 | | | | | | Indiana Gas’s Form 8-K filed September 25, 1991 | | | | | | 1-6494 | | | | | | 4(b) | | | | | | X | | | | | | | | | | | | | | |
| 4(i)(4) | | | — | | | Third Supplemental Indenture to Exhibit 4(i)(1), dated as of September 15, 1991 | | | | | | Indiana Gas’s Form 8-K filed September 25, 1991 | | | | | | 1-6494 | | | | | | 4(c) | | | | | | X | | | | | | | | | | | | | | |
| 4(i)(5) | | | — | | | Fourth Supplemental Indenture to Exhibit 4(i)(1), dated as of December 2, 1992 | | | | | | Indiana Gas’s Form 8-K filed December 8, 1992 | | | | | | 1-6494 | | | | | | 4(b) | | | | | | X | | | | | | | | | | | | | | |
| 4(i)(6) | | | — | | | Fifth Supplemental Indenture to Exhibit 4(i)(1), dated as of December 28, 2000 | | | | | | Indiana Gas’s Form 8-K filed December 27, 2000 | | | | | | 1-6494 | | | | | | 4 | | | | | | X | | | | | | | | | | | | | | |
| 4(j)(1) | | | — | | | Bond Purchase and Covenants Agreement, dated September 14, 2017, between SIGECO and PNC Bank, National Association | | | | | | Vectren’s Form 8-K dated September 25, 2017 | | | | | | 1-15467 | | | | | | 4.1 | | | | | | X | | | | | | | | | | | | | | |
| 4(j)(2) | | | — | | | Joinder and First Amendment to Exhibit 4(j)(1) dated March 1, 2018 among SIGECO, the lenders party thereto and PNC Bank, National Association | | | | | | Vectren’s Form 8-K dated May 3, 2018 | | | | | | 1-15467 | | | | | | 4.1 | | | | | | X | | | | | | | | | | | | | | |
| 4(j)(3) | | | — | | | Second Amendment to Exhibit 4(j)(1) dated May 1, 2018 among SIGECO, the lenders party thereto and PNC Bank, National Association | | | | | | Vectren’s Form 8-K dated May 3, 2018 | | | | | | 1-15467 | | | | | | 4.2 | | | | | | X | | | | | | | | | | | | | | |
| 4(j)(4) | | | — | | | Third Amendment to Exhibit 4(j)(1) dated December 7, 2022 among SIGECO, the lenders party thereto and PNC Bank, National Association | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2022 | | | | | | 1-31447 | | | | | | 4(k)(4) | | | | | | X | | | | | | | | | | | | | | |
| 4(k) | | | — | | | The Note Purchase Agreement, dated as of May 27, 2022, between CERC and the Purchasers signatory thereto, in connection with the issuance by CERC of $40,000,000 aggregate principal amount of CERC’s 4.36% Senior Notes, Series B, due December 15, 2045 | | | | | | CenterPoint Energy’s Form 8-K dated May 27, 2022 | | | | | | 1-31447 | | | | | | 4.1 | | | | | | X | | | | | | | | | | | | X | | |
| 4(l) | | | — | | | The Note Purchase Agreement, dated as of May 27, 2022, between CERC and the Purchasers signatory thereto, in connection with the issuance by CERC of $10,000,000 aggregate principal amount of CERC’s 4.25% Senior Notes, Series B, due June 5, 2043 | | | | | | CenterPoint Energy’s Form 8-K dated May 27, 2022 | | | | | | 1-31447 | | | | | | 4.3 | | | | | | X | | | | | | | | | | | | X | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| 4(m) | | | — | | | The Note Purchase Agreement, dated as of May 27, 2022, between CERC and the Purchasers signatory thereto, in connection with the issuance by CERC of $100,000,000 aggregate principal amount of CERC’s 5.00% Senior Notes, due February 3, 2042 | | | | | | CenterPoint Energy’s Form 8-K dated May 27, 2022 | | | | | | 1-31447 | | | | | | 4.4 | | | | | | X | | | | | | | | | | | | X | | |
| 4(n) | | | — | | | The Note Purchase Agreement, dated as of May 27, 2022, between CERC and the Purchasers signatory thereto, in connection with the issuance by CERC of $60,000,000 aggregate principal amount of CERC’s 5.02% Senior Notes, Series B, due November 30, 2026 and $35,000,000 aggregate principal amount of CERC’s 5.99% Senior Notes, Series C, due November 30, 2041 | | | | | | CenterPoint Energy’s Form 8-K dated May 27, 2022 | | | | | | 1-31447 | | | | | | 4.5 | | | | | | X | | | | | | | | | | | | X | | |
| 4(o) | | | — | | | Registration Rights Agreement, dated as of October 5, 2022, between CenterPoint Energy Resources Corp. and Goldman Sachs & Co. LLC | | | | | | CERC’s Form 8-K dated October 5, 2022 | | | | | | 1-13265 | | | | | | 4.3 | | | | | | | | | | | | | | | | | | X | | |
| 4(p) | | | — | | | Indenture dated as of August 4, 2023, between CenterPoint Energy and The Bank of New York Mellon Trust Company, National Association, as trustee | | | | | | CenterPoint Energy’s Form 8-K dated August 4, 2023 | | | | | | 1-31447 | | | | | | 4.1 | | | | | | X | | | | | | | | | | | | | | |
| †4(q) | | | — | | | Description of CenterPoint Energy’s Securities | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| †4(r) | | | — | | | Description of Houston Electric’s Securities | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | |
| †4(s) | | | — | | | Description of CERC’s Securities | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | X | | |
Pursuant to Item 601(b)(4)(iii)(A) of Regulation S-K, the Registrants have not filed as exhibits to this Form 10-K certain long-term debt instruments, including indentures, under which the total amount of securities authorized does not exceed 10% of the total assets of the Registrants and its subsidiaries on a consolidated basis. The Registrants hereby agree to furnish a copy of any such instrument to the SEC upon request.
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| *10(b)(2) | | | — | | | First Amendment to Exhibit 10(b)(1), effective as of February 25, 2011 | | | | | | CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2011 | | | | | | 1-31447 | | | | | | 10.4 | | | | | | X | | | | | | | | | | | | | | |
| *10(b)(3) | | | — | | | Partial Termination Amendment to Exhibit 10(b)(1), effective as of March 1, 2022 | | | | | | CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2022 | | | | | | 1-31447 | | | | | | 10.14 | | | | | | X | | | | | | | | | | | | | | |
| *10(b)(4) | | | — | | | Third Amendment to Exhibit 10(b)(1), effective as of October 1, 2023 | | | | | | CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 | | | | | | 1-31447 | | | | | | 10.2 | | | | | | X | | | | | | | | | | | | | | |
| *10(c) | | | — | | | CenterPoint Energy 1985 Deferred Compensation Plan, as amended and restated effective January 1, 2003 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2003 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| *10(d)(1) | | | — | | | Amended and Restated CenterPoint Energy, Inc. 1991 Savings Restoration Plan, effective as of January 1, 2008 | | | | | | CenterPoint Energy’s Form 8-K dated December 22, 2008 | | | | | | 1-31447 | | | | | | 10.4 | | | | | | X | | | | | | | | | | | | | | |
| *10(d)(2) | | | — | | | First Amendment to Exhibit 10(d)(1), effective as of February 25, 2011 | | | | | | CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2011 | | | | | | 1-31447 | | | | | | 10.5 | | | | | | X | | | | | | | | | | | | | | |
| *10(e)(1) | | | — | | | CenterPoint Energy Savings Restoration Plan, effective as of January 1, 2008 | | | | | | CenterPoint Energy’s Form 8-K dated December 22, 2008 | | | | | | 1-31447 | | | | | | 10.3 | | | | | | X | | | | | | | | | | | | | | |
| *10(e)(2) | | | — | | | First Amendment to Exhibit 10(e)(1), effective as of February 25, 2011 | | | | | | CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2011 | | | | | | 1-31447 | | | | | | 10.6 | | | | | | X | | | | | | | | | | | | | | |
| *10(e)(3) | | | — | | | Second Amendment to Exhibit 10(b)(1), effective as of January 1, 2020 | | | | | | CenterPoint Energy’s Form 8-K dated December 9, 2019 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| *10(e)(4) | | | — | | | Partial Termination Amendment to Exhibit 10(e)(1), effective as of March 1, 2022 | | | | | | CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2022 | | | | | | 1-31447 | | | | | | 10.18 | | | | | | X | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| *10(e)(5) | | | — | | | Fourth Amendment to Exhibit 10(e)(1), effective as of October 1, 2023 | | | | | | CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 | | | | | | 1-31447 | | | | | | 10.3 | | | | | | X | | | | | | | | | | | | | | |
| †*10(e)(6) | | | — | | | Fifth Amendment to Exhibit 10(e)(1), effective as of January 1, 2024 | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| †*10(e)(7) | | | | | | Partial Termination Amendment to Exhibit 10(e)(1), effective as of April 1, 2024 | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| *10(f) | | | — | | | CenterPoint Energy Executive Life Insurance Plan, as amended and restated effective June 18, 2003 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2003 | | | | | | 1-31447 | | | | | | 10.5 | | | | | | X | | | | | | | | | | | | | | |
| 10(g)(1) | | | — | | | Stockholder’s Agreement dated as of July 6, 1995 between Houston Industries Incorporated and Time Warner Inc. | | | | | | Schedule 13-D dated July 6, 1995 | | | | | | 5-19351 | | | | | | 2 | | | | | | X | | | | | | | | | | | | | | |
| 10(g)(2) | | | — | | | Amendment to Exhibit 10(g)(1) dated November 18, 1996 | | | | | | HI’s Form 10-K for the year ended December 31, 1996 | | | | | | 1-7629 | | | | | | 10(x)(4) | | | | | | X | | | | | | | | | | | | | | |
| 10(h)(1) | | | — | | | Master Separation Agreement entered into as of December 31, 2000 between Reliant Energy, Incorporated and Reliant Resources, Inc. | | | | | | Reliant Energy’s Form 10-Q for the quarter ended March 31, 2001 | | | | | | 1-3187 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| 10(h)(2) | | | — | | | First Amendment to Exhibit 10(h)(1) effective as of February 1, 2003 | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | | | | | | 1-31447 | | | | | | 10(bb)(5) | | | | | | X | | | | | | | | | | | | | | |
| 10(h)(3) | | | — | | | Employee Matters Agreement, entered into as of December 31, 2000, between Reliant Energy, Incorporated and Reliant Resources, Inc. | | | | | | Reliant Energy’s Form 10-Q for the quarter ended March 31, 2001 | | | | | | 1-3187 | | | | | | 10.5 | | | | | | X | | | | | | | | | | | | | | |
| 10(h)(4) | | | — | | | Retail Agreement, entered into as of December 31, 2000, between Reliant Energy, Incorporated and Reliant Resources, Inc. | | | | | | Reliant Energy’s Form 10-Q for the quarter ended March 31, 2001 | | | | | | 1-3187 | | | | | | 10.6 | | | | | | X | | | | | | | | | | | | | | |
| 10(h)(5) | | | — | | | Tax Allocation Agreement, entered into as of December 31, 2000, between Reliant Energy, Incorporated and Reliant Resources, Inc. | | | | | | Reliant Energy’s Form 10-Q for the quarter ended March 31, 2001 | | | | | | 1-3187 | | | | | | 10.8 | | | | | | X | | | | | | | | | | | | | | |
| 10(i)(1) | | | — | | | Separation Agreement entered into as of August 31, 2002 between CenterPoint Energy and Texas Genco | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | | | | | | 1-31447 | | | | | | 10(cc)(1) | | | | | | X | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| 10(i)(2) | | | — | | | Transition Services Agreement, dated as of August 31, 2002, between CenterPoint Energy and Texas Genco | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | | | | | | 1-31447 | | | | | | 10(cc)(2) | | | | | | X | | | | | | | | | | | | | | |
| 10(i)(3) | | | — | | | Tax Allocation Agreement, dated as of August 31, 2002, between CenterPoint Energy and Texas Genco | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 | | | | | | 1-31447 | | | | | | 10(cc)(3) | | | | | | X | | | | | | | | | | | | | | |
| *10(j)(1) | | | — | | | CenterPoint Energy, Inc. Deferred Compensation Plan, as amended and restated effective January 1, 2003 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2003 | | | | | | 1-31447 | | | | | | 10.2 | | | | | | X | | | | | | | | | | | | | | |
| *10(j)(2) | | | — | | | First Amendment to Exhibit 10(j)(1) effective as of January 1, 2008 | | | | | | CenterPoint Energy’s Form 8-K dated February 20, 2008 | | | | | | 1-31447 | | | | | | 10.4 | | | | | | X | | | | | | | | | | | | | | |
| *10(k)(1) | | | — | | | Amended and Restated CenterPoint Energy 2005 Deferred Compensation Plan, effective January 1, 2009 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2008 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| *10(k)(2) | | | — | | | First Amendment to Exhibit 10(k)(1) effective March 1, 2022 | | | | | | CenterPoint Energy’s Form 8-K dated April 22, 2022 | | | | | | 1-31447 | | | | | | 10.10 | | | | | | X | | | | | | | | | | | | | | |
| *10(k)(3) | | | — | | | Second Amendment to Exhibit 10(k)(1) effective May 1, 2022 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2022 | | | | | | 1-31447 | | | | | | 10.11 | | | | | | X | | | | | | | | | | | | | | |
| *10(k)(4) | | | — | | | Third Amendment to Exhibit 10(k)(1) effective October 1, 2023 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2023 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| †*10(k)(5) | | | — | | | Partial Termination Amendment to Exhibit 10(k)(1) effective April 1, 2024 | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| *10(l)(1) | | | — | | | CenterPoint Energy Inc., Short Term Incentive Plan, as amended and restated effective January 1, 2022 | | | | | | CenterPoint Energy Form 10-K for the year ended December 31, 2021 | | | | | | 1-31447 | | | | | | 10(l) | | | | | | X | | | | | | | | | | | | | | |
| *10(l)(2) | | | — | | | First Amendment to Exhibit 10(l)(1) effective as of January 1, 2023 | | | | | | CenterPoint Energy Form 10-K for the year ended December 31, 2022 | | | | | | 1-31447 | | | | | | 10(l)(2) | | | | | | X | | | | | | | | | | | | | | |
| *10(m)(1) | | | — | | | Amended and Restated CenterPoint Energy Stock Plan for Outside Directors | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2018 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| *10(m)(2) | | | | | | First Amendment to Exhibit 10(m)(1), dated as of February 19, 2020 | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2019 | | | | | | 1-31447 | | | | | | 10(n)(2) | | | | | | X | | | | | | | | | | | | | | |
| 10(n) | | | — | | | City of Houston Franchise Ordinance | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2005 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | X | | | | | | | | |
| 10(o)(1) | | | — | | | Amended and Restated HL&P Executive Incentive Compensation Plan effective as of January 1, 1985 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2008 | | | | | | 1-31447 | | | | | | 10.2 | | | | | | X | | | | | | | | | | | | | | |
| 10(o)(2) | | | — | | | First Amendment to Exhibit 10(o)(1) effective as of January 1, 2008 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2008 | | | | | | 1-31447 | | | | | | 10.3 | | | | | | X | | | | | | | | | | | | | | |
| *10(p)(1) | | | — | | | CenterPoint Energy, Inc. 2009 Long Term Incentive Plan | | | | | | CenterPoint Energy’s Schedule 14A dated March 13, 2009 | | | | | | 1-31447 | | | | | | A | | | | | | X | | | | | | | | | | | | | | |
| *10(p)(2) | | | — | | | Form of Performance Award Agreement for 20XX - 20XX Performance Cycle under Exhibit 10(p)(1) | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2019 | | | | | | 1-31447 | | | | | | 10(q)(2) | | | | | | X | | | | | | | | | | | | | | |
| *10(p)(3) | | | — | | | Form of Restricted Stock Unit Award Agreement (Service-Based Vesting) under Exhibit 10(p)(1) | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2019 | | | | | | 1-31447 | | | | | | 10(q)(5) | | | | | | X | | | | | | | | | | | | | | |
| *10(p)(4) | | | — | | | Form of Restricted Stock Unit Award Agreement (Retention, Service-Based Vesting) under Exhibit 10(p)(1) | | | | | | CenterPoint Energy’s Form 8-K dated June 30, 2020 | | | | | | 1-31447 | | | | | | 10.4 | | | | | | X | | | | | | | | | | | | | | |
| *10(p)(5) | | | — | | | Form of Performance Award Agreement for the Chief Executive Officer under Exhibit 10(p)(1) | | | | | | CenterPoint Energy’s Form 8-K dated June 30, 2020 | | | | | | 1-31447 | | | | | | 10.2 | | | | | | X | | | | | | | | | | | | | | |
| *10(p)(6) | | | — | | | Form of Restricted Stock Unit Award Agreement for the Chief Executive Officer under Exhibit 10(p)(1) | | | | | | CenterPoint Energy’s Form 8-K dated June 30, 2020 | | | | | | 1-31447 | | | | | | 10.3 | | | | | | X | | | | | | | | | | | | | | |
| *10(p)(7) | | | — | | | Form of Award Agreement for Performance Share Units for Named Executive Officers (Separation) under Exhibit 10(p)(1) | | | | | | CenterPoint Energy’s Form 8-K/A dated June 30, 2020 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| *10(p)(8) | | | — | | | Form of Award Agreement for Restricted Stock Units for Named Executive Officers (Separation) under Exhibit 10(p)(1) | | | | | | CenterPoint Energy’s Form 8-K/A dated June 30, 2020 | | | | | | 1-31447 | | | | | | 10.2 | | | | | | X | | | | | | | | | | | | | | |
| *10(p)(9) | | | — | | | Form of Restricted Stock Unit Award Agreement (Service-Based Vesting with Performance Goals) under Exhibit 10(p)(1) | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2020 | | | | | | 1-31447 | | | | | | 10(q)(12) | | | | | | X | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| *10(p)(10) | | | — | | | Form of Restricted Stock Unit Award Agreement for CEO (Service-Based Vesting with Performance Goals) under Exhibit 10(p)(1) | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2020 | | | | | | 1-31447 | | | | | | 10(q)(13) | | | | | | X | | | | | | | | | | | | | | |
| *10(p)(11) | | | — | | | Form of Restricted Stock Unit Award Agreement (Fully Vested) under Exhibit 10(p)(1) | | | | | | CenterPoint Energy’s Form 8-K/A dated February 19, 2020 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| *10(p)(12) | | | — | | | Form of Restricted Stock Unit Award Agreement for the Chief Executive Officer under Exhibit 10(p)(1) | | | | | | CenterPoint Energy’s Form 8-K dated July 20, 2021 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| *10(q)(1) | | | — | | | Change in Control Plan | | | | | | CenterPoint Energy’s Form 8-K dated April 27, 2017 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| *10(q)(2) | | | — | | | First Amendment to Exhibit 10(q)(1) | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2020 | | | | | | 1-31447 | | | | | | 10(t)(2) | | | | | | X | | | | | | | | | | | | | | |
| *10(q)(3) | | | — | | | Second Amendment to Exhibit 10(q)(1) | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2021 | | | | | | 1-31447 | | | | | | 10(q)(3) | | | | | | X | | | | | | | | | | | | | | |
| *10(r) | | | — | | | Omnibus Amendment to CenterPoint Energy, Inc. Benefit Plans, dated May 23, 2013 | | | | | | CenterPoint Energy’s Form 10-K for the year ended December 31, 2013 | | | | | | 1-31447 | | | | | | 10(zz) | | | | | | X | | | | | | | | | | | | | | |
| *10(s)(1) | | | — | | | Vectren Non-Qualified Deferred Compensation Plan, as amended and restated effective January 1, 2001 | | | | | | Vectren’s Form 10-K for the year end December 31, 2001 | | | | | | 1-15467 | | | | | | 10.32 | | | | | | X | | | | | | | | | | | | | | |
| †*10(s)(2) | | | — | | | July 1, 2002 Amendment to Exhibit 10(s)(1) | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| *10(t) | | | — | | | Vectren Corporation Non-Qualified Deferred Compensation Plan, effective January 1, 2005 | | | | | | Vectren’s Form 8-K dated September 29, 2008 | | | | | | 1-15467 | | | | | | 10.3 | | | | | | X | | | | | | | | | | | | | | |
| *10(u)(1) | | | — | | | Vectren Nonqualified Defined Benefit Restoration Plan, as amended and restated effective January 1, 2005 | | | | | | Vectren’s Form 8-K dated December 17, 2008 | | | | | | 1-15467 | | | | | | 10.2 | | | | | | X | | | | | | | | | | | | | | |
| †*10(u)(2) | | | — | | | First Amendment to Exhibit 10(u)(1) | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| *10(v) | | | — | | | Vectren Unfunded Supplemental Retirement Plan for a Select Group of Management Employees (As Amended and Restated Effective January 1, 2005) | | | | | | Vectren’s Form 8-K dated December 17, 2008 | | | | | | 1-15467 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| *10(w) | | | — | | | Vectren Specimen Waiver, effective October 3, 2013, to the Vectren Unfunded Supplemental Retirement Plan for a Select Group of Management Employees | | | | | | Vectren’s Form 10-Q for the quarter ended September 30, 2013 | | | | | | 1-15467 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| 10(x) | | | — | | | Offer Letter between CenterPoint Energy and David J. Lesar | | | | | | CenterPoint Energy’s Form 8-K dated June 30, 2020 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| 10(y) | | | — | | | Offer Letter between CenterPoint Energy and Jason P. Wells | | | | | | CenterPoint Energy’s Form 8-K dated September 15, 2020 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| 10(z) | | | — | | | Form of Registration Rights Agreement, to be dated as of the Closing Date, by and among Energy Transfer LP and certain unitholders of Enable Midstream Partners, LP as set forth on Schedule I thereto | | | | | | CenterPoint Energy’s Form 8-K dated February 16, 2021 | | | | | | 1-31447 | | | | | | 10.2 | | | | | | X | | | | | | | | | | | | | | |
| 10(aa) | | | — | | | Retention Incentive Agreement between CenterPoint Energy, Inc. and David J. Lesar, dated July 20, 2021 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2021 | | | | | | 1-31447 | | | | | | 10.8 | | | | | | X | | | | | | | | | | | | | | |
| 10(bb) | | | — | | | Separation Agreement between CenterPoint Energy, Inc. and Milton Carroll, dated July 21, 2021 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2021 | | | | | | 1-31447 | | | | | | 10.9 | | | | | | X | | | | | | | | | | | | | | |
| *10(cc)(1) | | | — | | | CenterPoint Energy, Inc. 2022 Long Term Incentive Plan | | | | | | CenterPoint Energy’s Definitive Proxy Statement filed on March 11, 2022 | | | | | | 1-31447 | | | | | | Appendix A | | | | | | X | | | | | | | | | | | | | | |
| *10(cc)(2) | | | — | | | Form of Performance Award Agreement for 20XX-20XX Performance Cycle for the CEO under Exhibit 10(cc)(1) | | | | | | CenterPoint Energy’s 8-K dated April 22, 2022 | | | | | | 1-31447 | | | | | | 10.2 | | | | | | X | | | | | | | | | | | | | | |
| *10(cc)(3) | | | — | | | Form of Performance Award Agreement for 20XX-20XX Performance Cycle for officers and director employees under Exhibit 10(cc)(1) | | | | | | CenterPoint Energy’s 8-K dated April 22, 2022 | | | | | | 1-31447 | | | | | | 10.3 | | | | | | X | | | | | | | | | | | | | | |
| *10(cc)(4) | | | — | | | Form of Restricted Stock Unit Award Agreement under Exhibit 10(cc)(1) | | | | | | CenterPoint Energy’s 8-K dated April 22, 2022 | | | | | | 1-31447 | | | | | | 10.4 | | | | | | X | | | | | | | | | | | | | | |
| *10(cc)(5) | | | — | | | Form of Restricted Stock Unit Award Agreement for the CEO (with Performance Goals) under Exhibit 10(cc)(1) | | | | | | CenterPoint Energy’s 8-K dated April 22, 2022 | | | | | | 1-31447 | | | | | | 10.5 | | | | | | X | | | | | | | | | | | | | | |
| *10(cc)(6) | | | — | | | Form of Restricted Stock Unit Award Agreement for Officers and Director Employees (with Performance Goals) under Exhibit 10(cc)(1) | | | | | | CenterPoint Energy’s 8-K dated April 22, 2022 | | | | | | 1-31447 | | | | | | 10.7 | | | | | | X | | | | | | | | | | | | | | |
| *10(cc)(7) | | | — | | | Form of Restricted Stock Unit Award Agreement for the CEO under Exhibit 10(cc)(1) | | | | | | CenterPoint Energy’s 8-K dated April 22, 2022 | | | | | | 1-31447 | | | | | | 10.8 | | | | | | X | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| *10(cc)(8) | | | — | | | Form of Performance Award Agreement for the President and Chief Operating Officer under Exhibit 10(cc)(1) | | | | | | CenterPoint Energy’s 10-K for the year ended December 31, 2022 | | | | | | 1-31447 | | | | | | 10(ee)(9) | | | | | | X | | | | | | | | | | | | | | |
| *10(cc)(9) | | | — | | | Form of Restricted Stock Unit Award Agreement for President and Chief Operating Officer (with Performance Goals) under Exhibit 10(cc)(1) | | | | | | CenterPoint Energy’s 10-K for the year ended December 31, 2022 | | | | | | 1-31447 | | | | | | 10(ee)(10) | | | | | | X | | | | | | | | | | | | | | |
| *10(cc)(10) | | | — | | | Form of Restricted Stock Unit Award Agreement under Exhibit 10(cc)(1) | | | | | | CenterPoint Energy’s Form 8-K dated March 15, 2023 | | | | | | 1-31447 | | | | | | 10.2 | | | | | | X | | | | | | | | | | | | | | |
| *10(cc)(11) | | | — | | | Form of Award Agreement for Performance Share Units for Officer and Director Employees under Exhibit 10(cc)(1) | | | | | | CenterPoint Energy’s Form 8-K dated September 27, 2023 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| *10(cc)(12) | | | | | | Form of Award Agreement for Restricted Stock Units for Officer and Director under Exhibit 10(cc)(1) | | | | | | CenterPoint Energy’s Form 8-K dated September 27, 2023 | | | | | | 1-31447 | | | | | | 10.2 | | | | | | X | | | | | | | | | | | | | | |
| †*10(cc)(13) | | | | | | Form of Restricted Stock Unit Award Agreement for Officers and Director Employees (with Performance Goals) under Exhibit 10(cc)(1) | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| †*10(cc)(14) | | | | | | Form of Performance Award Agreement for Officers and Director Employees under Exhibit 10(cc)(1) | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| †*10(cc)(15) | | | | | | Form of Restricted Stock Unit Award Agreement under Exhibit 10(cc)(1) | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| 10(dd)(1) | | | — | | | $2,400,000,000 Amended and Restated Credit Agreement dated as of December 6, 2022 among CenterPoint Energy, Inc., as Borrower, JPMorgan Chase Bank, N.A., as Administrative Agent, the financial institutions as bank parties thereto and the other parties thereto | | | | | | CenterPoint Energy’s 8-K dated December 6, 2022 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| 10(dd)(2) | | | — | | | First Amendment to Exhibit 10(dd)(1), dated as of July 26, 2023 | | | | | | CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2023 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| 10(ee) | | | — | | | $300,000,000 Credit Agreement dated as of December 6, 2022 among CenterPoint Energy Houston Electric, LLC, as Borrower, Mizuho Bank, Ltd., as Administrative Agent, the financial institutions as bank parties thereto and the other parties thereto | | | | | | CenterPoint Energy’s 8-K dated December 6, 2022 | | | | | | 1-31447 | | | | | | 10.2 | | | | | | | | | | | | X | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| 10(ff) | | | — | | | $1,050,000,000 Credit Agreement dated as of December 6, 2022 among CenterPoint Energy Resources Corp., as Borrower, Wells Fargo Bank, National Association, as Administrative Agent, the financial institutions as bank parties thereto and the other parties thereto | | | | | | CenterPoint Energy’s 8-K dated December 6, 2022 | | | | | | 1-31447 | | | | | | 10.3 | | | | | | | | | | | | | | | | | | X | | |
| 10(gg) | | | — | | | $250,000,000 Credit Agreement dated as of December 6, 2022 among Southern Indiana Gas and Electric Company, as Borrower, Wells Fargo Bank, National Association, as Administrative Agent, the financial institutions as bank parties thereto and the other parties thereto | | | | | | CenterPoint Energy’s 8-K dated December 6, 2022 | | | | | | 1-31447 | | | | | | 10.4 | | | | | | X | | | | | | | | | | | | | | |
| 10(hh) | | | — | | | $500,000,000 Term Loan Agreement dated as of February 16, 2023 among CenterPoint Energy Resources Corp., as Borrower, Mizuho Bank, Ltd., as Administrative Agent, and the banks named therein | | | | | | CenterPoint Energy’s 10-K for the year-ended December 31, 2022 | | | | | | 1-31447 | | | | | | 10(kk) | | | | | | | | | | | | | | | | | | X | | |
| 10(ii) | | | — | | | Separation and Release Agreement between CenterPoint Energy, Inc. and Scott E. Doyle dated February 17, 2023 | | | | | | CenterPoint Energy’s Form 8-K/A dated January 3, 2023 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| 10(jj) | | | — | | | Christopher A. Foster Offer Letter | | | | | | CenterPoint Energy’s Form 8-K dated March 15, 2023 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| 10(kk) | | | — | | | Bond Purchase Agreement dated March 15, 2023 among SIGECO and the purchasers listed on Schedule B thereto | | | | | | CenterPoint Energy’s Form 8-K dated March 15, 2023 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| 10(ll) | | | — | | | Bond Purchase Agreement dated October 13, 2023 among SIGECO and the purchasers listed on Schedule B thereto | | | | | | CenterPoint Energy’s Form 8-K dated October 13, 2023 | | | | | | 1-31447 | | | | | | 10.1 | | | | | | X | | | | | | | | | | | | | | |
| †21.1 | | | — | | | Subsidiaries of CenterPoint Energy | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| †21.2 | | | — | | | Subsidiaries of CERC Corp. | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | X | | |
| †23.1.1 | | | — | | | Consent of Deloitte & Touche LLP | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| †23.1.2 | | | — | | | Consent of Deloitte & Touche LLP | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | |
| †23.1.3 | | | — | | | Consent of Deloitte & Touche LLP | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | X | | |
| †31.1.1 | | | — | | | Rule 13a-14(a)/15d-14(a) Certification of Jason P. Wells | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | | |
| †31.1.2 | | | — | | | Rule 13a-14(a)/15d-14(a) Certification of Lynnae K. Wilson | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|---|
| Exhibit Number | | | | | | Description | | | | | | Report or Registration Statement | | | | | | SEC File or Registration Number | | | | | | Exhibit Reference | | | | | | CenterPoint Energy | | | | | | Houston Electric | | | | | | CERC | | |
| †101.PRE | | | — | | | Inline XBRL Taxonomy Extension Presentation Linkbase Document | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | X | | | | | | X | | |
| †104 | | | — | | | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | | | | | | | | | | | | | | | | | | | | | | | | X | | | | | | X | | | | | | X | | |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrants have duly caused this report to be signed on their behalf by the undersigned, thereunto duly authorized, in the City of Houston, the State of Texas, on the 20th day of February, 2024.
| | | | | |
|---|
| | | CENTERPOINT ENERGY, INC. | | |
| | | (Registrant) | | |
| | | | | |
| | | By: /s/ JASON P. WELLS | | |
| | | Jason P. Wells | | |
| | | President and Chief Executive Officer | | |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated on February 20, 2024.
| | | | | | | | |
|---|
| Signature | | | | | | Title | | |
| /s/ JASON P. WELLS | | | | | | President, Chief Executive Officer and | | |
| Jason P. Wells | | | | | | Director (Principal Executive Officer and Director) | | |
| | | | | | | | |
| /s/ CHRISTOPHER A. FOSTER | | | | | | Executive Vice President and Chief Financial Officer | | |
| Christopher A. Foster | | | | | | (Principal Financial Officer) | | |
| | | | | | | | |
| /s/ KRISTIE L. COLVIN | | | | | | Senior Vice President and Chief Accounting Officer | | |
| Kristie L. Colvin | | | | | | (Duly Authorized Officer and Principal Accounting Officer) | | |
| | | | | | | | |
| /s/ WENDOLYNN MONTOYA CLOONAN | | | | | | Director | | |
| Wendolynn Montoya Cloonan | | | | | | | | |
| | | | | | | | |
| /s/ EARL M. CUMMINGS | | | | | | Director | | |
| Earl M. Cummings | | | | | | | | |
| | | | | | | | |
| /s/ CHRISTOPHER H. FRANKLIN | | | | | | Director | | |
| Christopher H. Franklin | | | | | | | | |
| | | | | | | | |
| /s/ RAQUELLE W. LEWIS | | | | | | Director | | |
| Raquelle W. Lewis | | | | | | | | |
| | | | | | | | |
| /s/ THADDEUS J. MALIK | | | | | | Director | | |
| Thaddeus J. Malik | | | | | | | | |
| | | | | | | | |
| /s/ THEODORE F. POUND | | | | | | Director | | |
| Theodore F. Pound | | | | | | | | |
| | | | | | | | |
| /s/ RICKY A. RAVEN | | | | | | Director | | |
| Ricky A. Raven | | | | | | | | |
| | | | | | | | |
| /s/ PHILLIP R. SMITH | | | | | | Director | | |
| Phillip R. Smith | | | | | | | | |
| | | | | | | | |
| /s/ BARRY T. SMITHERMAN | | | | | | Director | | |
| Barry T. Smitherman | | | | | | | | |
| | | | | |
|---|
| | | CENTERPOINT ENERGY HOUSTON ELECTRIC, LLC | | |
| | | (Registrant) | | |
| | | | | |
| By: | | | /s/ LYNNAE K. WILSON | | |
| | | Lynnae K. Wilson | | |
| | | President and Chief Executive Officer | | |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated on February 20, 2024.
| | | | | | | | |
|---|
| Signature | | | | | | Title | | |
| | | | | | | | |
| /s/ LYNNAE K. WILSON | | | | | | Manager, President, and Chief Executive Officer | | |
| Lynnae K. Wilson | | | | | | (Principal Executive Officer) | | |
| | | | | | | | |
| /s/ CHRISTOPHER A. FOSTER | | | | | | Executive Vice President and Chief Financial Officer | | |
| Christopher A. Foster | | | | | | (Principal Financial Officer) | | |
| | | | | | | | |
| /s/ KRISTIE L. COLVIN | | | | | | Senior Vice President and Chief Accounting Officer | | |
| Kristie L. Colvin | | | | | | (Duly Authorized Officer and Principal Accounting Officer) | | |
| | | | | |
|---|
| | | CENTERPOINT ENERGY RESOURCES CORP. | | |
| | | (Registrant) | | |
| | | | | |
| By: | | | /s/ DARIN M. CARROLL | | |
| | | Darin M. Carroll | | |
| | | President and Chief Executive Officer | | |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated on February 20, 2024.
| | | | | | | | |
|---|
| Signature | | | | | | Title | | |
| | | | | | | | |
| /s/ DARIN M. CARROLL | | | | | | Chairman, President, and Chief Executive Officer | | |
| Darin M. Carroll | | | | | | (Principal Executive Officer and Director) | | |
| | | | | | | | |
| /s/ CHRISTOPHER A. FOSTER | | | | | | Executive Vice President and Chief Financial Officer | | |
| Christopher A. Foster | | | | | | (Principal Financial Officer) | | |
| | | | | | | | |
| /s/ KRISTIE L. COLVIN | | | | | | Senior Vice President and Chief Accounting Officer | | |
| Kristie L. Colvin | | | | | | (Duly Authorized Officer and Principal Accounting Officer) | | |