filings.toolsItem 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities
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Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities
Market Information
Our common stock is listed on the NYSE and is traded under the symbol “COF.” As of January 31, 2023, there were 8,963 holders of record of our common stock.
Securities Authorized for Issuance Under Equity Compensation Plans
Information relating to compensation plans under which our equity securities are authorized for issuance is presented in this Report under “Part III—Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.”
| 41 | Capital One Financial Corporation (COF) |
Common Stock Performance Graph
The following graph shows the cumulative total stockholder return on our common stock compared to an overall stock market index, the S&P Composite 500 Stock Index (“S&P 500 Index”), and a published industry index, the S&P Financial Composite Index (“S&P Financial Index”), over the five-year period commencing December 31, 2017 and ended December 31, 2022. The stock performance graph assumes that $100 was invested in our common stock and each index and that all dividends were reinvested. The stock price performance on the graph below is not necessarily indicative of future performance.
| December 31, | ||||||||||||||||||||||||||||||||||||||
| 2017 | 2018 | 2019 | 2020 | 2021 | 2022 | |||||||||||||||||||||||||||||||||
| Capital One | $ | 100.00 | $ | 77.22 | $ | 107.05 | $ | 104.19 | $ | 155.53 | $ | 101.65 | ||||||||||||||||||||||||||
| S&P 500 Index | 100.00 | 95.62 | 125.72 | 148.85 | 191.58 | 156.88 | ||||||||||||||||||||||||||||||||
| S&P Financial Index | 100.00 | 86.97 | 114.91 | 112.96 | 152.54 | 136.48 | ||||||||||||||||||||||||||||||||
| 42 | Capital One Financial Corporation (COF) |
Recent Sales of Unregistered Securities
We did not have any sales of unregistered equity securities in 2022.
Issuer Purchases of Equity Securities
The following table presents information related to repurchases of shares of our common stock for each calendar month in the fourth quarter of 2022. Commission costs are excluded from the amounts presented below.
| Total Number of Shares Purchased**(1)** | Average Price per Share | Total Number of Shares Purchased as Part of Publicly Announced Plans**(1)** | Maximum Amount That May Yet be Purchased Under the Plan or Program**(1)** (in millions) | |||||||||||||||||||||||
| October | 509,142 | $ | 98.20 | 509,142 | $ | 5,286 | ||||||||||||||||||||
| November | 502,840 | 105.07 | 442,263 | 5,240 | ||||||||||||||||||||||
| December | 567,076 | 94.50 | 567,076 | 5,186 | ||||||||||||||||||||||
| Total | 1,579,058 | 99.06 | 1,518,481 |
(1) In January 2022, our Board of Directors authorized the repurchase of up to $5.0 billion of shares of our common stock. In April 2022, our Board of Directors authorized the repurchase of up to an additional $5.0 billion of shares of our common stock. There were 60,577 shares withheld in November to cover taxes on restricted stock awards whose restrictions have lapsed. See “Part II—Item 7. MD&A—Capital Management—Dividend Policy and Stock Purchases” for more information.
| 43 | Capital One Financial Corporation (COF) |
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