A Dark Vector Cognition product

Item 9B. Other Information

2K characters. Original on sec.gov ·

Item 9B. Other Information

Trading Arrangements

During the three months ended December 31, 2023, the Company’s directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted written plans intended to satisfy the affirmative defense conditions of Securities Exchange Act Rule 10b5-1(c) for the sale of the Company’s securities as set forth in the table below.

NamePositionAdoption DateTotal Shares of Class A Common Stock to be SoldExpiration Date
David ObstlerChief Financial OfficerDecember 10, 2023200,000 (1)March 15, 2025
Armelle de MadreChief People OfficerDecember 12, 2023Up to 72,870 (2)March 31, 2025
Dev IttycheriaDirectorDecember 12, 2023135,000February 28, 2025
Sean WaltersChief Revenue OfficerDecember 14, 2023Up to 86,510 (2)February 11, 2025
(1)The amount includes 100,000 shares to be sold under the Rule 10b5-1 trading plan by the Obstler Children 2019 Trust. (2)The actual number of shares that will be sold under the Rule 10b5-1 trading plan will be reduced by the number of shares sold pursuant to the Company’s election under its equity incentive plans to require the satisfaction of tax withholding obligations realized upon the vesting of RSUs and PSUs to be funded by a sell-to-cover transaction. The number of Company shares to be sold to satisfy the Company’s tax withholding obligation is not known at this time as it is dependent on future events, including the future trading price of the Company’s shares.

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