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Item 15. Exhibits, Financial Statement Schedules.

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Item 15. Exhibits, Financial Statement Schedules.

(a)The following documents are filed as part of this report:
  1. All Financial Statements:

The following financial statements are filed as part of this report under Item 8—"Financial Statements and Supplementary Data."

Report of Independent Registered Public Accounting Firm58
Consolidated Statements of Earnings62
Consolidated Statements of Comprehensive Income63
Consolidated Balance Sheets64
Consolidated Statements of Cash Flows65
Consolidated Statements of Stockholders' Equity66
Notes to Consolidated Financial Statements68
Quarterly Summary135
  1. Financial Statement Schedules:

All schedules are omitted as the required information is not applicable or the information is presented in the Consolidated Financial Statements and notes thereto in Item 8 above.

  1. Exhibits:

A list of exhibits filed or furnished with this Annual Report on Form 10-K (or incorporated by reference to exhibits previously filed or furnished by Hewlett Packard Enterprise) is provided in the accompanying Exhibit Index. Hewlett Packard Enterprise will furnish copies of exhibits for a reasonable fee (covering the expense of furnishing copies) upon request. Stockholders may request exhibits copies by contacting:

Hewlett Packard Enterprise Company

Attn: Investor Relations

6280 America Center Drive

San Jose, CA 95002

HEWLETT PACKARD ENTERPRISE COMPANY AND SUBSIDIARIES

EXHIBIT INDEX

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Exhibit(s)Filing Date
2.1Separation and Distribution Agreement, dated as of October 31, 2015, by and among Hewlett-Packard Company, Hewlett Packard Enterprise Company and the Other Parties Thereto8-K001-374832.1November 5, 2015
2.2Transition Services Agreement, dated as of November 1, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company8-K001-374832.2November 5, 2015
2.3Employee Matters Agreement, dated as of October 31, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company8-K001-374832.4November 5, 2015
2.4Real Estate Matters Agreement, dated as of October 31, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company8-K001-374832.5November 5, 2015
2.5Master Commercial Agreement, dated as of November 1, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company8-K001-374832.6November 5, 2015
2.6Information Technology Service Agreement, dated as of November 1, 2015, by and between Hewlett-Packard Company and HP Enterprise Services, LLC8-K001-374832.7November 5, 2015
2.7Agreement and Plan of Merger, dated as of May 24, 2016, among Hewlett Packard Enterprise Company, Computer Sciences Corporation, Everett SpinCo, Inc. and Everett Merger Sub, Inc.8-K001-374832.1May 26, 2016
2.8Separation and Distribution Agreement, dated as of May 24, 2016, between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.8-K001-374832.2May 26, 2016
2.9Agreement and Plan of Merger, dated as of September 7, 2016, by and among Hewlett Packard Enterprise Company, Micro Focus International plc, Seattle SpinCo, Inc., Seattle Holdings, Inc. and Seattle MergerSub, Inc.8-K001-374832.1September 7, 2016
2.10Separation and Distribution Agreement, dated as of September 7, 2016, by and between Hewlett Packard Enterprise Company and Seattle SpinCo, Inc.8-K001-374832.2September 7, 2016
2.11Employee Matters Agreement, dated as of September 7, 2016, by and among Hewlett Packard Enterprise Company, Seattle SpinCo, Inc. and Micro Focus International plc8-K001-374832.3September 7, 2016
2.12First Amendment to the Agreement and Plan of Merger, dated as of May 24, 2016, among Hewlett Packard Enterprise Company, Computer Sciences Corporation, Everett SpinCo, Inc. and Everett Merger Sub, Inc.8-K001-374832.1November 2, 2016
2.13First Amendment to the Separation and Distribution Agreement, dated as of May 24, 2016, between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.8-K001-374832.2November 2, 2016
2.14Agreement and Plan of Merger, dated as of March 6, 2017, by and among Hewlett Packard Enterprise Company, Nimble Storage, Inc. and Nebraska Merger Sub, Inc.8-K001-3748399.1March 7, 2017

HEWLETT PACKARD ENTERPRISE COMPANY AND SUBSIDIARIES

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Exhibit(s)Filing Date
2.15Tender and Support Agreement, dated as of March 6, 2017, by and among Hewlett Packard Enterprise Company, Nebraska Merger Sub, Inc. and each of the persons set forth on Schedule A thereto8-K001-3748399.2March 7, 2017
2.16Employee Matters Agreement, dated March 31, 2017, by and among Computer Sciences Corporation, Hewlett Packard Enterprise Company and Everett SpinCo, Inc.8-K001-380332.1April 6, 2017
2.17Tax Matters Agreement, dated March 31, 2017, by and among Computer Sciences Corporation, Hewlett Packard Enterprise Company and Everett SpinCo, Inc. (Incorporated by reference to Exhibit 2.2 to DXC Technology Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on April 6, 2017.)8-K001-380332.2April 6, 2017
2.18Intellectual Property Matters Agreement, dated March 31, 2017, by and among Hewlett Packard Enterprise Company, Hewlett Packard Enterprise Development LP and Everett SpinCo, Inc.8-K001-380332.3April 6, 2017
2.19Transition Services Agreement, dated March 31, 2017, between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.8-K001-380332.4April 6, 2017
2.20Real Estate Matters Agreement, dated March 31, 2017, between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.8-K001-380332.5April 6, 2017
2.21Fourth Amendment to the Separation and Distribution Agreement, dated March 31, 2017, by and between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.8-K001-380332.6April 6, 2017
2.22Tax Matters Agreement, dated September 1, 2017, by and among Hewlett Packard Enterprise Company, Seattle SpinCo, Inc., and Micro Focus International plc8-K001-374832.1September 1, 2017
2.23Intellectual Property Matters Agreement, dated September 1, 2017, by and among Hewlett Packard Enterprise Company, Seattle SpinCo, Inc., and Micro Focus International plc8-K001-374832.2September 1, 2017
2.24Transition Services Agreement, dated September 1, 2017, by and among Hewlett Packard Enterprise Company, Seattle SpinCo, Inc., and Micro Focus International plc8-K001-374832.3September 1, 2017
2.25Real Estate Matters Agreement, dated September 1, 2017, by and among Hewlett Packard Enterprise Company, Seattle SpinCo, Inc., and Micro Focus International plc8-K001-374832.4September 1, 2017
2.26Agreement and Plan of Merger, dated as of May 16, 2019, by and among Hewlett Packard Enterprise Company, Cray Inc. and Canopy Merger Sub, Inc.8-K001-374832.1May 17, 2019
3.1Registrant's Amended and Restated Certificate of Incorporation8-K001-374833.1November 5, 2015
3.2Registrant's Amended and Restated Bylaws effective October 31, 20158-K001-374833.2November 5, 2015
3.3Certificate of Designation of Series A Junior Participating Redeemable Preferred Stock8-K001-374833.1March 20, 2017

HEWLETT PACKARD ENTERPRISE COMPANY AND SUBSIDIARIES

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Exhibit(s)Filing Date
3.4Certificate of Designation of Series B Junior Participating Redeemable Preferred Stock8-K001-374833.2March 20, 2017
4.1Senior Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee8-K001-374834.1October 13, 2015
4.2Third Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 3.600% notes due 20208-K001-374834.4October 13, 2015
4.3Fourth Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 4.400% notes due 20228-K001-374834.5October 13, 2015
4.4Fifth Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 4.900% notes due 20258-K001-374834.6October 13, 2015
4.5Sixth Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 6.200% notes due 20358-K001-374834.7October 13, 2015
4.6Seventh Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 6.350% notes due 20458-K001-374834.8October 13, 2015
4.7Eleventh Supplemental Indenture, dated as of September 19, 2018, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 3.500% notes due 20218-K001-374834.2September 19, 2018
4.8Twelfth Supplemental Indenture, dated as of September 19, 2018, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's floating rate notes due 20218-K001-374834.3September 19, 2018
4.9Thirteenth Supplemental Indenture, dated as of September 13, 2019, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as trustee, relating to Hewlett Packard Enterprise Company’s floating rate Notes due 20238-K001-374834.20September 13, 2019
4.10Fourteenth Supplemental Indenture, dated as of September 13, 2019, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as trustee, relating to Hewlett Packard Enterprise Company’s floating rate Notes due 20218-K001-374834.30September 13, 2019
4.11Registration Rights Agreement, dated as of October 9, 2015, among Hewlett Packard Enterprise Company, Hewlett-Packard Company, and the representatives of the initial purchasers of the Notes8-K001-374834.12October 13, 2015

HEWLETT PACKARD ENTERPRISE COMPANY AND SUBSIDIARIES

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Exhibit(s)Filing Date
4.12Form of Indenture between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A.S-3ASR333-2221024.5December 15, 2017
10.1Amended and Restated Hewlett Packard Enterprise Company 2015 Stock Incentive Plan*8-K001-3748310.1January 30, 2017
10.2Hewlett Packard Enterprise Company Severance and Long-Term Incentive Change in Control Plan for Executive Officers*10001-3748310.4September 28, 2015
10.3Hewlett Packard Enterprise Executive Deferred Compensation Plan*S-8333-2076794.3October 30, 2015
10.4Hewlett Packard Enterprise Grandfathered Executive Deferred Compensation Plan*S-8333-2076794.4October 30, 2015
10.5Form of Non-Qualified Stock Option Grant Agreement*8-K001-3748310.4November 5, 2015
10.6Form of Restricted Stock Unit Launch Grant Agreement*8-K001-3748310.7November 5, 2015
10.7Form of Performance-Contingent Non-Qualified Stock Option Launch Grant Agreement*8-K001-3748310.8November 5, 2015
10.8Form of Non-Employee Director Stock Options Grant Agreement*8-K001-3748310.9November 5, 2015
10.9Form of Non-Employee Director Restricted Stock Unit Grant Agreement*8-K001-3748310.10November 5, 2015
10.10Form of Restricted Stock Units Grant Agreement, as amended and restated effective January 1, 2016*10-Q001-3748310.14March 10, 2016
10.11Form of Performance-Adjusted Restricted Stock Unit Agreement, as amended and restated effective January 1, 2016*10-Q001-3748310.15March 10, 2016
10.12Description of Amendment to Equity Awards (incorporated by reference to Item 5.02 of the 8-K filed on May 26, 2016)*8-K001-3748310.1May 26, 2016
10.13Niara, Inc. 2013 Equity Incentive Plan*S-8333-2164814.3March 6, 2017
10.14Nimble Storage, Inc. 2008 Equity Incentive Plan*S-8333-2173494.3April 18, 2017
10.15Nimble Storage, Inc. 2013 Equity Incentive Plan*S-8333-2173494.4April 18, 2017
10.16SimpliVity Corporation 2009 Stock Plan*S-8333-2174384.3April 24, 2017
10.17Silicon Graphics International Corp. 2014 Omnibus Incentive Plan, as amended*10-Q000-5133310.1January 29, 2016
10.18Silicon Graphics International Corp. 2006 New Recruit Equity Incentive Plan, as amended and restated*10-K000-5133310.48February 28, 2007
10.19Silicon Graphics International Corp. 2005 Equity Incentive Plan, as amended*10-K000-5133310.3September 10, 2012
10.20Silicon Graphics International Corp. 2005 Non-Employee Directors’ Stock Option*S-1000-5133310.10February 4, 2005
10.21Cloud Technology Partner, Inc. 2011 Equity Incentive Plan*S-8333-2212544.3October, 31 2017
10.22Amendment to the Cloud Technology Partners, Inc. 2011 Equity Incentive Plan*S-8333-2212544.4October 21, 2017
10.23Plexxi Inc. 2011 Stock PlanS-8333-2261814.3July 16, 2018
10.24Amended and Restated Hewlett Packard Enterprise Company 2015 Employee Stock Purchase Plan10-Q001-3748310.29September, 4, 2018
10.25Form of Restricted Stock Units Grant Agreement10-Q001-3748310.30September, 4, 2018

HEWLETT PACKARD ENTERPRISE COMPANY AND SUBSIDIARIES

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Exhibit(s)Filing Date
10.26Amendment to Hewlett Packard Enterprise Executive Deferred Compensation Plan*10-K001-3748310.27December 12, 2018
10.27First Amendment to the Hewlett Packard Enterprise Company Severance and Long-Term Incentive Change in Control Plan for Executive Officers*10-K001-3748310.29December 12, 2018
10.28BlueData Software Inc. 2012 Stock Incentive Plan*S-8333-2294494.3January 31, 2019
10.29Five-Year Credit Agreement dated as of August 16, 2019, by and among Hewlett Packard Enterprise Company, the lenders Party thereto, JPMorgan Chase Bank, N.A., as Administrative Processing Agent and Co-Administrative Agent and Citibank, N.A., as Co-Administrative Agent8-K001-3748310.1August 20, 2019
10.30Cray Inc. Amended and Restated 2013 Equity Incentive PlanS-8333-2340334.3October 1, 2019
10.31Termination and Mutual Release Agreement dated as of October 30, 2019 by and between Hewlett Packard Enterprise Company and HP Inc.‡
21Subsidiaries of Hewlett Packard Enterprise Company‡
23.1Consent of Independent Registered Public Accounting Firm‡
24Power of Attorney (included on the signature page)
31.1Certification of Chief Executive Officer pursuant to Rule 13a- 14(a) and Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended‡
31.2Certification of Chief Financial Officer pursuant to Rule 13a- 14(a) and Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended‡
32Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002†
101.INSXBRL Instance Document‡
101.SCHXBRL Taxonomy Extension Schema Document‡
101.CALXBRL Taxonomy Extension Calculation Linkbase Document‡
101.DEFXBRL Taxonomy Extension Definition Linkbase Document‡
101.LABXBRL Taxonomy Extension Label Linkbase Document‡
101.PREXBRL Taxonomy Extension Presentation Linkbase Document‡
  • Indicates management contract or compensation plan, contract or arrangement

‡ Filed herewith

† Furnished herewith

The registrant agrees to furnish to the Commission supplementally upon request a copy of (1) any instrument with respect to long-term debt not filed herewith as to which the total amount of securities authorized thereunder does not exceed 10% of the total assets of the registrant and its subsidiaries on a consolidated basis and (ii) schedules or exhibits omitted pursuant to Item 601(b)(2) of Regulation S-K of any material plan of acquisition, disposition or reorganization set forth above.

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date:December 12, 2019HEWLETT PACKARD ENTERPRISE COMPANY
By:/s/ Tarek A. Robbiati
Tarek A. Robbiati Executive Vice President and Chief Financial Officer

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Tarek A. Robbiati, John F. Schultz and Rishi Varma, or any of them, his or her attorneys-in-fact, for such person in any and all capacities, to sign any amendments to this report and to file the same, with exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that either of said attorneys-in-fact, or substitute or substitutes, may do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated

SignatureTitle(s)Date
/s/ Antonio F. NeriPresident and Chief Executive Officer (Principal Executive Officer)December 12, 2019
Antonio F. Neri
/s/ Tarek A. RobbiatiExecutive Vice President and Chief Financial Officer (Principal Financial Officer)December 12, 2019
Tarek A. Robbiati
/s/ Jeff T. RicciSenior Vice President and Controller (Principal Accounting Officer)December 12, 2019
Jeff T. Ricci
/s/ Patricia F. RussoChairmanDecember 12, 2019
Patricia F. Russo
/s/ Daniel L. AmmannDirectorDecember 12, 2019
Daniel L. Ammann
/s/ Michael J. AngelakisDirectorDecember 12, 2019
Michael J. Angelakis
/s/ Pamela L. CarterDirectorDecember 12, 2019
Pamela L. Carter
/s/ Jean M. HobbyDirectorDecember 12, 2019
Jean M. Hobby
/s/ George R. KurtzDirectorDecember 12, 2019
George R. Kurtz
/s/ Raymond J. LaneDirectorDecember 12, 2019
Raymond J. Lane
/s/ Ann M. LivermoreDirectorDecember 12, 2019
Ann M. Livermore
/s/ Raymond E. OzzieDirectorDecember 12, 2019
Raymond E. Ozzie
/s/ Gary M. ReinerDirectorDecember 12, 2019
Gary M. Reiner
/s/ Lip-Bu TanDirectorDecember 12, 2019
Lip-Bu Tan
/s/ Mary Agnes WilderotterDirectorDecember 12, 2019
Mary Agnes Wilderotter

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