Item 15. Exhibits, Financial Statement Schedules.

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Item 15. Exhibits, Financial Statement Schedules.

(a)The following documents are filed as part of this report:

  1. All Financial Statements:

The following financial statements are filed as part of this report under Item 8—"Financial Statements and Supplementary Data."

Report of Independent Registered Public Accounting Firm60
Consolidated Statements of Earnings64
Consolidated Statements of Comprehensive Income65
Consolidated Balance Sheets66
Consolidated Statements of Cash Flows67
Consolidated Statements of Stockholders' Equity68
Notes to Consolidated Financial Statements70
  1. Financial Statement Schedules:

All schedules are omitted as the required information is not applicable or the information is presented in the Consolidated Financial Statements and notes thereto in Item 8 above.

  1. Exhibits:

A list of exhibits filed or furnished with this Annual Report on Form 10-K (or incorporated by reference to exhibits previously filed or furnished by Hewlett Packard Enterprise) is provided in the accompanying Exhibit Index. Hewlett Packard Enterprise will furnish copies of exhibits for a reasonable fee (covering the expense of furnishing copies) upon request. Stockholders may request exhibits copies by contacting:

Hewlett Packard Enterprise Company

Attn: Investor Relations

11445 Compaq Center West Drive

Houston, Texas 77070

HEWLETT PACKARD ENTERPRISE COMPANY AND SUBSIDIARIES

EXHIBIT INDEX

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Exhibit(s)Filing Date
2.1Separation and Distribution Agreement, dated as of October 31, 2015, by and among Hewlett-Packard Company, Hewlett Packard Enterprise Company and the Other Parties Thereto8-K001-374832.1November 5, 2015
2.2Transition Services Agreement, dated as of November 1, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company8-K001-374832.2November 5, 2015
2.3Employee Matters Agreement, dated as of October 31, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company8-K001-374832.4November 5, 2015
2.4Real Estate Matters Agreement, dated as of October 31, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company8-K001-374832.5November 5, 2015
2.5Master Commercial Agreement, dated as of November 1, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company8-K001-374832.6November 5, 2015
2.6Information Technology Service Agreement, dated as of November 1, 2015, by and between Hewlett-Packard Company and HP Enterprise Services, LLC8-K001-374832.7November 5, 2015
2.7Agreement and Plan of Merger, dated as of May 24, 2016, by and among Hewlett Packard Enterprise Company, Everett SpinCo, Inc., Computer Sciences Corporation, and Everett Merger Sub, Inc.8-K001-374832.1May 26, 2016
2.8Separation and Distribution Agreement, dated as of May 24, 2016, by and between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.8-K001-374832.2May 26, 2016
2.9Agreement and Plan of Merger, dated as of September 7, 2016, by and among Hewlett Packard Enterprise Company, Seattle SpinCo, Inc., Micro Focus International plc, Seattle Holdings, Inc. and Seattle MergerSub, Inc.8-K001-374832.1September 7, 2016
2.10Separation and Distribution Agreement, dated as of September 7, 2016, by and between Hewlett Packard Enterprise Company and Seattle SpinCo, Inc.8-K001-374832.2September 7, 2016
2.11Employee Matters Agreement, dated as of September 7, 2016, by and between Hewlett Packard Enterprise Company, Seattle SpinCo, Inc. and Micro Focus International plc8-K001-374832.3September 7, 2016
2.12First Amendment to the Agreement and Plan of Merger, dated as of November 2, 2016, by and among Hewlett Packard Enterprise Company, Everett SpinCo, Inc., New Everett Merger Sub Inc., Computer Sciences Corporation, and Everett Merger Sub, Inc.8-K001-374832.1November 2, 2016
2.13First Amendment to the Separation and Distribution Agreement, dated as of November 2, 2016, by and between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.8-K001-374832.2November 2, 2016
2.14Agreement and Plan of Merger, dated as of March 6, 2017, by and among Hewlett Packard Enterprise Company, Nebraska Merger Sub, Inc., and Nimble Storage, Inc.8-K001-3748399.1March 7, 2017
2.15Tender and Support Agreement, dated as of March 6, 2017, by and among Hewlett Packard Enterprise Company, Nebraska Merger Sub, Inc. and each of the persons set forth on Schedule A thereto8-K001-3748399.2March 7, 2017

HEWLETT PACKARD ENTERPRISE COMPANY AND SUBSIDIARIES

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Exhibit(s)Filing Date
2.16Employee Matters Agreement, dated March 31, 2017, by and between Hewlett Packard Enterprise Company, Everett SpinCo, Inc., and Computer Sciences Corporation,8-K001-380332.1April 6, 2017
2.17Tax Matters Agreement, dated March 31, 2017, by and among Hewlett Packard Enterprise Company, Everett SpinCo, Inc., and Computer Sciences Corporation8-K001-380332.2April 6, 2017
2.18IP Matters Agreement, dated March 31, 2017, by and between Hewlett Packard Enterprise Company, Hewlett Packard Enterprise Development LP, and Everett SpinCo, Inc.8-K001-380332.3April 6, 2017
2.19Transition Services Agreement, dated March 31, 2017, by and between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.8-K001-380332.4April 6, 2017
2.20Real Estate Matters Agreement, dated March 31, 2017, by and between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.8-K001-380332.5April 6, 2017
2.21Fourth Amendment to the Separation and Distribution Agreement, dated March 31, 2017, by and between Hewlett Packard Enterprise Company and Everett SpinCo, Inc.8-K001-380332.6April 6, 2017
2.22Tax Matters Agreement, dated September 1, 2017, by and among Hewlett Packard Enterprise Company, Seattle SpinCo, Inc., and Micro Focus International plc8-K001-374832.1September 1, 2017
2.23Intellectual Property Matters Agreement, dated September 1, 2017, by and between Hewlett Packard Enterprise Company, Hewlett Packard Enterprise Development LP, and Seattle SpinCo, Inc.8-K001-374832.2September 1, 2017
2.24Transition Services Agreement, dated September 1, 2017, by and between Hewlett Packard Enterprise Company and Seattle SpinCo, Inc.8-K001-374832.3September 1, 2017
2.25Real Estate Matters Agreement, dated September 1, 2017, by and between Hewlett Packard Enterprise Company and Seattle SpinCo, Inc.8-K001-374832.4September 1, 2017
2.26Agreement and Plan of Merger, dated as of May 16, 2019, by and among Hewlett Packard Enterprise Company, Canopy Merger Sub, Inc., and Cray Inc.8-K001-374832.1May 17, 2019
2.27Agreement and Plan of Merger, dated as of July 11, 2020, by and among Hewlett Packard Enterprise Company, Santorini Merger Sub, Inc., Silver Peak Systems, Inc., and certain other parties thereto8-K001-374832.1July 13, 2020
3.1Registrant's Amended and Restated Certificate of Incorporation8-K001-374833.1November 5, 2015
3.2Registrant's Amended and Restated Bylaws effective October 31, 20158-K001-374833.2November 5, 2015
3.3Certificate of Designation of Series A Junior Participating Redeemable Preferred Stock of Hewlett Packard Enterprise Company8-K001-374833.1March 20, 2017
3.4Certificate of Designation of Series B Junior Participating Redeemable Preferred Stock of Hewlett Packard Enterprise Company8-K001-374833.2March 20, 2017
4.1Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee8-K001-374834.1October 13, 2015
4.2Fourth Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 4.400% notes due 20228-K001-374834.5October 13, 2015

HEWLETT PACKARD ENTERPRISE COMPANY AND SUBSIDIARIES

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Exhibit(s)Filing Date
4.3Fifth Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 4.900% notes due 20258-K001-374834.6October 13, 2015
4.4Sixth Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 6.200% notes due 20358-K001-374834.7October 13, 2015
4.5Seventh Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 6.350% notes due 20458-K001-374834.8October 13, 2015
4.6Thirteenth Supplemental Indenture, dated as of September 13, 2019, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 2.250% notes due 20238-K001-374834.2September 13, 2019
4.7Fifteenth Supplemental Indenture, dated as of April 9, 2020, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 4.450% notes due 20238-K001-374834.2April 9, 2020
4.8Seventeenth Supplemental Indenture, dated as of July 17, 2020, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 1.450% notes due 20248-K001-374834.2July 17, 2020
4.9Eighteenth Supplemental Indenture, dated as of July 17, 2020, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company''s 1.750% notes due 20268-K001-374834.3July 17, 2020
4.10Registration Rights Agreement, dated as of October 9, 2015, by and among Hewlett Packard Enterprise Company, Hewlett-Packard Company, and the representatives of the initial purchasers of the Notes8-K001-374834.12October 13, 2015
4.11Form of Indenture between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as TrusteeS-3ASR333-2221024.5December 15, 2017
4.12Description of the Registrant's Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 193410-K001-374834.16December 10, 2020
10.1Hewlett Packard Enterprise Company 2015 Stock Incentive Plan (amended and restated January 25, 2017)*8-K001-3748310.1January 30, 2017
10.2Hewlett Packard Enterprise Company 2021 Stock Incentive Plan*S-8333-2558394.4May 6, 2021
10.3Hewlett Packard Enterprise Severance and Long-Term Incentive Change in Control Plan for Executive Officers*10-12B/A001-3748310.4September 28, 2015
10.4Hewlett Packard Enterprise Grandfathered Executive Deferred Compensation Plan*S-8333-2076794.4October 30, 2015
10.5Form of Non-Qualified Stock Option Grant Agreement*8-K001-3748310.4November 5, 2015

HEWLETT PACKARD ENTERPRISE COMPANY AND SUBSIDIARIES

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Exhibit(s)Filing Date
10.6Form of Performance-Contingent Non-Qualified Stock Option Grant Agreement*8-K001-3748310.8November 5, 2015
10.7Form of Non-Employee Director Stock Options Grant Agreement*8-K001-3748310.9November 5, 2015
10.8Form of Non-Employee Director Restricted Stock Units Grant Agreement*8-K001-3748310.10November 5, 2015
10.9Form of Restricted Stock Units Grant Agreement, as amended and restated effective January 1, 2016*10-Q001-3748310.14March 10, 2016
10.10Form of Performance-Adjusted Restricted Stock Units Grant Agreement, as amended and restated effective January 1, 2016*10-Q001-3748310.15March 10, 2016
10.11Description of Amendment to Equity Awards (incorporated by reference to Item 5.02 of the 8-K filed on May 26, 2016)*8-K001-3748310.1May 26, 2016
10.12Niara, Inc. 2013 Equity Incentive Plan*S-8333-2164814.3March 6, 2017
10.13Nimble Storage, Inc. 2008 Equity Incentive Plan, as amended*S-8333-2173494.3April 18, 2017
10.14SimpliVity Corporation 2009 Stock Plan*S-8333-2174384.3April 24, 2017
10.15Silicon Graphics International Corp. 2005 Equity Incentive Plan, as amended*10-K000-5133310.3September 10, 2012
10.16Cloud Technology Partners, Inc. 2011 Equity Incentive Plan*S-8333-2212544.3November 1, 2017
10.17Amendment to the Cloud Technology Partners, Inc. 2011 Equity Incentive Plan*S-8333-2212544.4November 1, 2017
10.18Plexxi Inc. 2011 Stock Plan*S-8333-2261814.3July 16, 2018
10.19Hewlett Packard Enterprise Company 2015 Employee Stock Purchase Plan (as amended and restated on July 18, 2018, effective as of October 8, 2015)10-Q001-3748310.29September 4, 2018
10.20Form of Restricted Stock Units Grant Agreement10-Q001-3748310.30September 4, 2018
10.21Hewlett Packard Enterprise Executive Deferred Compensation Plan (as amended and restated December 1, 2018)*10-K001-3748310.27December 12, 2018
10.22First Amendment to the Hewlett Packard Enterprise Company Severance and Long-Term Incentive Change in Control Plan for Executive Officers*10-K001-3748310.29December 12, 2018
10.23BlueData Software Inc. 2012 Stock Incentive Plan*S-8333-2294494.3January 31, 2019
10.24Five-Year Credit Agreement dated as of August 16, 2019, among Hewlett Packard Enterprise Company, the lenders Party thereto, JPMorgan Chase Bank, N.A., as Administrative Processing Agent and Co-Administrative Agent and Citibank, N.A., as Co-Administrative Agent8-K001-3748310.1August 20, 2019
10.25Cray Inc. 2013 Equity Incentive Plan (as amended and restated June 11, 2019)*S-8333-2340334.3October 1, 2019
10.26Termination and Mutual Release Agreement dated as of October 30, 2019 by and between HP Inc. and Hewlett Packard Enterprise Company10-K001-3748310.31December 13, 2019
10.27Aircraft Time Sharing Agreement, dated as of December 13, 2019, between Hewlett Packard Enterprise and Antonio Neri*10-Q001-3748310.32March 9, 2020
10.28Silver Peak Systems, Inc. (fka Cheyenne Networks, Inc.) 2004 Stock Plan, as amended*S-8333-2497314.3October 29, 2020
10.29Silver Peak Systems, Inc. 2014 Equity Incentive Plan, as amended*S-8333-2497314.4October 29, 2020

HEWLETT PACKARD ENTERPRISE COMPANY AND SUBSIDIARIES

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Exhibit(s)Filing Date
10.302021 Stock Incentive Plan – Form of Restricted Stock Units Grant Agreement*‡
10.312021 Stock Incentive Plan – Form of Performance-Adjusted Restricted Stock Units Grant Agreement*‡
10.32Retirement Agreement dated as of December 8, 2021 by and between Keerti Melkote and Hewlett Packard Enterprise Company*‡
21Subsidiaries of Hewlett Packard Enterprise Company‡
23.1Consent of Independent Registered Public Accounting Firm‡
24Power of Attorney (included on the signature page)
31.1Certification of Chief Executive Officer pursuant to Rule 13a- 14(a) and Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended‡
31.2Certification of Chief Financial Officer pursuant to Rule 13a- 14(a) and Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended‡
32Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002†
101.INSInline XBRL Instance Document‡
101.SCHInline XBRL Taxonomy Extension Schema Document‡
101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document‡
101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document‡
101.LABInline XBRL Taxonomy Extension Label Linkbase Document‡
101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document‡
104The cover page from the Company’s Annual Report on Form 10-K for the fiscal year ended October 31, 2021, formatted in Inline XBRL (included within the Exhibit 101 attachments)
  • Indicates management contract or compensation plan, contract or arrangement

‡ Filed herewith

† Furnished herewith

The registrant agrees to furnish to the Commission supplementally upon request a copy of any instrument with respect to long-term debt not filed herewith as to which the total amount of securities authorized thereunder does not exceed 10% of the total assets of the registrant and its subsidiaries on a consolidated basis.

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