filings.toolsItem 15. Exhibits and Financial Statement Schedules.
46K characters. Original on sec.gov · Markdown
Item 15. Exhibits and Financial Statement Schedules.
(a)The following documents are filed as part of this report:
1.All Financial Statements:
The following financial statements are filed as part of this report under Item 8—“Financial Statements and Supplementary Data.”
2.Financial Statement Schedules:
All schedules are omitted as the required information is not applicable or the information is presented in the Consolidated Financial Statements and notes thereto in Item 8 above.
3.Exhibits:
| Exhibit Number | Incorporated by Reference | |||||||||||||||||||||||||||||||
| Exhibit Description | Form | File No. | Exhibit(s) | Filing Date | ||||||||||||||||||||||||||||
| 2(a) | Separation and Distribution Agreement, dated as of October 31, 2015, by and among Hewlett-Packard Company, Hewlett Packard Enterprise Company and the Other Parties Thereto.** | 8-K | 001-04423 | 2.1 | November 5, 2015 | |||||||||||||||||||||||||||
| 2(b) | Transition Services Agreement, dated as of November 1, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company.** | 8-K | 001-04423 | 2.2 | November 5, 2015 | |||||||||||||||||||||||||||
| 2(d) | Employee Matters Agreement, dated as of October 31, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company.** | 8-K | 001-04423 | 2.4 | November 5, 2015 | |||||||||||||||||||||||||||
| 3(a) | Registrant’s Certificate of Incorporation. | 10-Q | 001-04423 | 3(a) | June 12, 1998 | |||||||||||||||||||||||||||
| 3(b) | Registrant’s Amendment to the Certificate of Incorporation. | 10-Q | 001-04423 | 3(b) | March 16, 2001 |
| 3(c) | Registrant’s Certificate of Amendment to the Certificate of Incorporation. | 8-K | 001-04423 | 3.2 | October 22, 2015 | |||||||||||||||||||||||||||
| 3(d) | Registrant’s Certificate of Amendment to the Certificate of Incorporation. | 8-K | 001-04423 | 3.1 | April 7, 2016 | |||||||||||||||||||||||||||
| 3(e) | Registrant’s Amended and Restated Bylaws. | 8-K | 001-04423 | 3.1 | February 13, 2019 | |||||||||||||||||||||||||||
| 3(f) | Certificate of Designations of Series A Junior Participating Preferred Stock of HP Inc. | 8-K | 001-04423 | 3.1 | February 20, 2020 | |||||||||||||||||||||||||||
| 4(a) | Form of Senior Indenture | S-3 | 333-215116 | 4.1 | December 15, 2016 | |||||||||||||||||||||||||||
| 4(b) | Form of Subordinated Indenture. | S-3 | 333-21516 | 4.2 | December 15, 2016 | |||||||||||||||||||||||||||
| 4(c) | Form of Registrant’s 3.750% Global Note due December 1, 2020 and form of related Officers’ Certificate. | 8-K | 001-04423 | 4.2 and 4.3 | December 2, 2010 | |||||||||||||||||||||||||||
| 4(d) | Form of Registrant’s 4.300% Global Note due June 1, 2021 and form of related Officers’ Certificate. | 8-K | 001-04423 | 4.5 and 4.6 | June 1, 2011 | |||||||||||||||||||||||||||
| 4(e) | Form of Registrant’s 4.375% Global Note due September 15, 2021 and 6.000% Global Note due September 15, 2041 and form of related Officers’ Certificate. | 8-K | 001-04423 | 4.4, 4.5 and 4.6 | September 19, 2011 | |||||||||||||||||||||||||||
| 4(f) | Form of Registrant’s 4.650% Global Note due December 9, 2021 and related Officers’ Certificate. | 8-K | 001-04423 | 4.3 and 4.4 | December 12, 2011 | |||||||||||||||||||||||||||
| 4(g) | Form of Registrant’s 4.050% Global Note due September 15, 2022 and related Officers’ Certificate. | 8-K | 001-04423 | 4.2 and 4.3 | March 12, 2012 | |||||||||||||||||||||||||||
| 4(h) | Specimen certificate for the Registrant’s common stock. | 8-A/A | 001-04423 | 4.1 | June 23, 2006 | |||||||||||||||||||||||||||
| 4(i) | First Supplemental Indenture, dated as of March 26, 2018, to the Indenture, dated as of June 1, 2000, by and between the Registrant and The Bank of New York Mellon Trust Company, N.A. | 10-Q | 001-04423 | 4(j) | June 5, 2018 | |||||||||||||||||||||||||||
| 4(j) | Description of HP Inc.’s securities. | 10-K | 001-04423 | 4(j) | December 12, 2019 | |||||||||||||||||||||||||||
| 4(k) | Rights Agreement, dated as of February 20, 2020, between HP Inc. and Equiniti Trust Company, as rights agent, which includes the form of Right Certificate as Exhibit B and the Summary of Rights to Purchase Preferred Shares as Exhibit C. | 8-K | 001-04423 | 4.1 | February 20, 2020 | |||||||||||||||||||||||||||
| 4(l) | First Amendment to Rights Agreement, dated as of June 25, 2020, between HP Inc. and Equiniti Trust Company, as rights agent. | 8-K | 001-04423 | 4.1 | June 26, 2020 | |||||||||||||||||||||||||||
| 4(m) | Indenture, dated as of June 17, 2020, between HP Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee. | 8-K | 001-04423 | 4.1 | June 17, 2020 | |||||||||||||||||||||||||||
| 4(n) | Form of 2.200% notes due 2025 and related Officers’ Certificate. | 8-K | 001-04423 | 4.2 and 4.5 | June 17, 2020 | |||||||||||||||||||||||||||
| 4(o) | Form of 3.000% notes due 2027 and related Officers’ Certificate. | 8-K | 001-04423 | 4.3 and 4.5 | June 17, 2020 | |||||||||||||||||||||||||||
| 4(p) | Form of 3.400% notes due 2030 and related Officers’ Certificate. | 8-K | 001-04423 | 4.4 and 4.5 | June 17, 2020 | |||||||||||||||||||||||||||
| Exhibit Number | Incorporated by Reference | |||||||||||||||||||||||||||||||
| 24 | Power of Attorney (included on the signature page). | |||||||||||||||||||||||||||||||
| 31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended.† | |||||||||||||||||||||||||||||||
| 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended.† | |||||||||||||||||||||||||||||||
| 32 | Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.†† | |||||||||||||||||||||||||||||||
| 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.† | |||||||||||||||||||||||||||||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document.† | |||||||||||||||||||||||||||||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document.† | |||||||||||||||||||||||||||||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document.† | |||||||||||||||||||||||||||||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document.† | |||||||||||||||||||||||||||||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document.† | |||||||||||||||||||||||||||||||
| 104 | The cover page from the Company’s Annual Report on Form 10-K for the fiscal year ended October 31, 2020, formatted in Inline XBRL (included within the Exhibit 101 attachments).† |
- Indicates management contract or compensatory plan, contract or arrangement.
** Certain schedules and exhibits to this agreement have been omitted pursuant to Item 601(a)(5) of Registration S-K. A copy of any omitted schedule and/or exhibit will be furnished supplementally to the SEC upon request.
† Filed herewith.
†† Furnished herewith.
The registrant agrees to furnish to the Commission supplementally upon request a copy of (1) any instrument with respect to long-term debt not filed herewith as to which the total amount of securities authorized thereunder does not exceed 10% of the total assets of the registrant and its subsidiaries on a consolidated basis and (2) any omitted schedules to any material agreements set forth above.
Previous: Item 14. Principal Accounting Fees and Services. · Next: Item 16. Form 10-K Summary