Item 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS.
2K characters. Original on sec.gov · Markdown
Item 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS.
The following table provides information about our common stock that may be issued, whether upon the
exercise of options, warrants and rights or otherwise, under our existing equity compensation plans, as of January 3,
2025:
| Plan Category | Number of securities to be issued upon exercise of outstanding options, warrants and rights (a)****(2) | Weighted- average exercise price of outstanding options, warrants and rights (b)****(2) | Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a)) (c) | |||
| Equity compensation plans approved by shareholders(1) | 3,544,971 | $191.09 | 21,172,833 | |||
| Equity compensation plans not approved by shareholders | — | — | — | |||
| Total | 3,544,971 | 191.09 | 21,172,833 |
(1) Consists of awards under the L3Harris SIPs.
(2) Under the L3Harris SIPs, in addition to stock options, we have granted share-based compensation awards in the form of PSUs, RSUs and
other similar types of share-based awards. As of January 3, 2025, there were awards outstanding under those plans with respect to
1,008,116 shares, consisting of awards of (i) 582,326 RSUs and (ii) 425,790 PSUs, for which all 1,008,116 were payable in shares but for
which no shares were yet issued and outstanding. The 3,544,971 shares to be issued upon exercise of outstanding options, warrants and
rights as listed in column (a) consisted of shares to be issued in respect of the exercise of 2,536,855 outstanding stock options and awards
of 1,008,116 PSUs and RSUs payable in shares. Because there is no exercise price associated with awards of PSUs or RSUs, all of which are
granted to employees at no cost, such awards are not included in the weighted-average exercise price calculation in column (b).
See Note 10: Share-Based Compensation in the Notes for a general description of our share-based incentive
plans.
The other information required by this Item with respect to security ownership of certain of our beneficial
owners and management is incorporated herein by reference to the discussions under the headings Principal
Shareholders and Shares Owned By Directors, Nominees and Executive Officers in our 2025 Proxy Statement.
Previous: Item 11. EXECUTIVE COMPENSATION. · Next: Item 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE.