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Cover and table of contents

10-K 1 a2218121z10-k.htm 10-K

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PART IV

**UNITED STATES SECURITIES AND EXCHANGE COMMISSION ****Washington, DC 20549 ****FORM 10-K **ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

**For the Fiscal Year Ended December 31, 2013 Commission File Number 1-5794 ****MASCO CORPORATION **(Exact name of Registrant as Specified in its Charter)

Delaware38-1794485
(State of Incorporation)(I.R.S. Employer Identification No.)
21001 Van Born Road, Taylor, Michigan48180
(Address of Principal Executive Offices)(Zip Code)

Registrant's telephone number, including area code: 313-274-7400 Securities Registered Pursuant to Section 12(b) of the Act:

Title of Each ClassName of Each Exchange On Which Registered
Common Stock, $1.00 par valueNew York Stock Exchange, Inc.

Securities Registered Pursuant to Section 12(g) of the Act: None

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes þ No o

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes o No þ

Indicate by check mark whether the Registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes þ No o

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or such shorter period that the registrant was required to submit and post such files). Yes þ No o

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. þ

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act. (Check one):

Large accelerated filer þAccelerated filer oNon-accelerated filer oSmaller reporting company o
(Do not check if a smaller reporting company)

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No þ

The aggregate market value of the Registrant's Common Stock held by non-affiliates of the Registrant on June 28, 2013 (based on the closing sale price of $19.49 of the Registrant's Common Stock, as reported by the New York Stock Exchange on such date) was approximately $6,794,823,000.

Number of shares outstanding of the Registrant's Common Stock at January 31, 2014:

356,404,200 shares of Common Stock, par value $1.00 per share

DOCUMENTS INCORPORATED BY REFERENCE

Portions of the Registrant's definitive Proxy Statement to be filed for its 2014 Annual Meeting of Stockholders are incorporated by reference into Part III of this Form 10-K.

Masco Corporation 2013 Annual Report on Form 10-K

**TABLE OF CONTENTS **

ItemPage
PART I
1.Business2
1A.Risk Factors8
1B.Unresolved Staff Comments13
2.Properties14
3.Legal Proceedings14
4.Mine Safety Disclosures14
PART II
5.Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities15
6.Selected Financial Data17
7.Management's Discussion and Analysis of Financial Condition and Results of Operations18
7A.Quantitative and Qualitative Disclosures About Market Risk38
8.Financial Statements and Supplementary Data39
9.Changes in and Disagreements with Accountants on Accounting and Financial Disclosure89
9A.Controls and Procedures89
9B.Other Information89
PART III
10.Directors, Executive Officers and Corporate Governance90
11.Executive Compensation90
12.Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters90
13.Certain Relationships and Related Transactions, and Director Independence90
14.Principal Accounting Fees and Services90
PART IV
15.Exhibits and Financial Statement Schedule91
Signatures92

**PART I **

Next: Item 1. Business.