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Item 16. Form 10-K Summary

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Item 16. Form 10-K Summary

None.

Table of Contents
Index to Financial Statements

ORACLE CORPORATION

INDEX OF EXHIBITS

The following exhibits are filed herewith or are incorporated by reference to exhibits previously filed with the U.S. Securities and Exchange Commission.

Exhibit No.Exhibit DescriptionIncorporated by Reference
FormFile No.ExhibitFiling DateFiled By
2.01Agreement and Plan of Merger, dated July 28, 2016, among NetSuite Inc., OC Acquisition LLC, Napa Acquisition Corporation and Oracle Corporation8-K001-3599299.18/1/16Oracle Corporation
3.01Amended and Restated Certificate of Incorporation of Oracle Corporation and Certificate of Amendment of Amended and Restated Certificate of Incorporation of Oracle Corporation8-K 12G3000-517883.012/6/06Oracle Corporation
3.02Amended and Restated Bylaws of Oracle Corporation8-K001-359923.026/16/16Oracle Corporation
4.01Specimen Certificate of Registrant’s Common StockS-3 ASR333-1666434.045/7/10Oracle Corporation
4.02Indenture dated January 13, 2006, among Ozark Holding Inc., Oracle Corporation and Citibank, N.A.8-K000-1437610.341/20/06Oracle Systems Corporation
4.03First Supplemental Indenture dated May 9, 2007 among Oracle Corporation, Citibank, N.A. and The Bank of New York Trust Company, N.A.S-3 ASR333-1427964.35/10/07Oracle Corporation
4.04Forms of 5.75% Note due 2018 and 6.50% Note due 2038, together with Officers’ Certificate issued April 9, 2008 setting forth the terms of the Notes8-K000-517884.094/8/08Oracle Corporation
4.05Forms of 5.00% Note due 2019 and 6.125% Note due 2039, together with Officers’ Certificate issued July 8, 2009 setting forth the terms of the Notes8-K000-517884.087/8/09Oracle Corporation
4.06Forms of Original 2020 Note and Original 2040 Note, together with Officers’ Certificate issued July 19, 2010 setting forth the terms of the Notes10-Q000-517884.089/20/10Oracle Corporation
4.07Forms of New 2020 Note and New 2040 NoteS-4333-1764054.58/19/11Oracle Corporation
4.08Forms of 2.50% Note due 2022, together with Officers’ Certificate issued October 25, 2012 setting forth the terms of the Notes8-K000-517884.1010/25/12Oracle Corporation
4.09Forms of 2.25% Note due 2021 and 3.125% Note due 2025, together with Officers’ Certificate issued July 10, 2013 setting forth the terms of the Notes8-K001-359924.117/10/13Oracle Corporation
4.10Forms of Floating-Rate Note due 2019, 2.375% Note due 2019 and 3.625% Note due 2023, together with Officers’ Certificate issued July 16, 2013 setting forth the terms of the Notes8-K001-359924.127/16/13Oracle Corporation
4.11Forms of Floating-Rate Note due 2019, 2.25% Note due 2019, 2.80% Note due 2021, 3.40% Note due 2024, 4.30% Note due 2034 and 4.50% Note due 2044, together with Officers’ Certificate issued July 8, 2014 setting forth the terms of the Notes8-K001-359924.137/8/14Oracle Corporation
Table of Contents
Index to Financial Statements
Exhibit No.Exhibit DescriptionIncorporated by Reference
FormFile No.ExhibitFiling DateFiled By
4.12Forms of 2.50% Notes due 2022, 2.95% Notes due 2025, 3.25% Notes due 2030, 3.90% Notes due 2035, 4.125% Notes due 2045 and 4.375% Notes due 2055, together with Officers’ Certificate issued May 5, 2015 setting forth the terms of the Notes8-K001-359924.135/5/15Oracle Corporation
4.13Forms of 1.90% Notes due 2021, 2.40% Notes due 2023, 2.65% Notes due 2026, 3.85% Notes due 2036 and 4.00% Notes due 2046, together with Officers’ Certificate issued July 7, 2016 setting forth the terms of the Notes8-K001-359924.17/7/16Oracle Corporation
4.14Form of 2.625% Notes due 2023, 2.950% Notes due 2024, 3.250% Notes due 2027, 3.800% Notes due 2037 and 4.000% Notes due 2047, together with Officers’ Certificate issued November 9, 2017 setting forth the terms of the Notes8-K001-359924.111/9/17Oracle Corporation
10.01*Oracle Corporation Deferred Compensation Plan, as amended and restated as of July 1, 201510-Q001-3599210.019/18/15Oracle Corporation
10.02*Oracle Corporation Employee Stock Purchase Plan (1992), as amended and restated as of October 1, 200910-K000-5178810.027/1/10Oracle Corporation
10.03*Oracle Corporation Amended and Restated 1993 Directors’ Stock Plan, as amended and restated on April 29, 201610-K001-3599210.036/22/16Oracle Corporation
10.04*Amended and Restated 2000 Long-Term Equity Incentive Plan, as approved on November 15, 20178-K001-3599210.0411/17/17Oracle Corporation
10.05*Form of Stock Option Agreement under the Amended and Restated 2000 Long-Term Equity Incentive Plan for U.S. Executive Vice Presidents and Section 16 Officers10-Q001-3599210.059/18/17Oracle Corporation
10.06*Form of Stock Option Agreement under the Oracle Corporation Amended and Restated 1993 Directors’ Stock Plan10-K001-3599210.0606/25/15Oracle Corporation
10.07*Form of Indemnity Agreement for Directors and Executive Officers10-Q000-5178810.0712/23/11Oracle Corporation
10.08*Offer letter dated September 2, 2010 to Mark V. Hurd and employment agreement dated September 3, 20108-K000-5178810.289/8/10Oracle Corporation
10.09*Oracle Corporation Executive Bonus Plan8-K000-5178810.2910/13/10Oracle Corporation
10.10$3,000,000,000 5-Year Revolving Credit Agreement dated as of April 22, 2013 among Oracle Corporation and the lenders and agents named therein8-K000-5178810.144/26/13Oracle Corporation
10.11*Oracle Corporation Stock Unit Award Deferred Compensation Plan, as amended and restated as of July 1, 201510-Q001-3599210.159/18/15Oracle Corporation
10.12*Form of Performance-Based Stock Unit Award Agreement under the Amended and Restated 2000 Long-Term Equity Incentive Plan for Section 16 Officers10-Q001-3599210.169/23/14Oracle Corporation
Table of Contents
Index to Financial Statements
Exhibit No.Exhibit DescriptionIncorporated by Reference
FormFile No.ExhibitFiling DateFiled By
10.13*Form of Restricted Stock Unit Award Agreement under the Oracle Corporation Amended and Restated 1993 Directors’ Stock Plan10-K001-3599210.1706/25/15Oracle Corporation
10.14*Form of Performance-Based Stock Option Agreement under the Amended and Restated 2000 Long-Term Equity Incentive Plan for Named Executive Officers10-Q001-3599210.169/18/17Oracle Corporation
10.15*Form of Stock Unit Award Agreement under the Amended and Restated 2000 Long-Term Equity Incentive Plan for U.S. Employees (Including Section 16 Officers)10-Q001-3599210.179/18/17Oracle Corporation
12.01‡Consolidated Ratio of Earnings to Fixed Charges
21.01‡Subsidiaries of the Registrant
23.01‡Consent of Independent Registered Public Accounting Firm
31.01‡Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer
31.02‡Rule 13a-14(a)/15d-14(a) Certification of Principal Executive and Financial Officer
32.01†Section 1350 Certification of Principal Executive Officers and Principal Financial Officer
101‡Interactive Data Files Pursuant to Rule 405 of Regulation S-T: (1) Consolidated Balance Sheets as of May 31, 2018 and 2016, (2) Consolidated Statements of Operations for the years ended May 31, 2018, 2017 and 2016, (3) Consolidated Statements of Comprehensive Income for the years ended May 31, 2018, 2017 and 2016, (4) Consolidated Statements of Equity for the years ended May 31, 2018, 2017 and 2016, (5) Consolidated Statements of Cash Flows for the years ended May 31, 2018, 2017 and 2016, (6) Notes to Consolidated Financial Statements and (7) Financial Statement Schedule II
*Indicates management contract or compensatory plan or arrangement.
‡Filed herewith.
†Furnished herewith.
Table of Contents
Index to Financial Statements

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

ORACLE CORPORATION
Date: June 22, 2018By:/S/ SAFRA A. CATZ
Safra A. Catz
Chief Executive Officer and Director
(Principal Executive and Financial Officer)
Date: June 22, 2018By:/S/ MARK V. HURD
Mark V. Hurd
Chief Executive Officer and Director
(Principal Executive Officer)

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed by the following persons on behalf of the Registrant and in the capacities and on the date indicated.

NameTitleDate
/S/ SAFRA A. CATZ Safra A. CatzChief Executive Officer and Director (Principal Executive and Financial Officer)June 22, 2018
/S/ MARK V. HURD Mark V. HurdChief Executive Officer and Director (Principal Executive Officer)June 22, 2018
/S/ WILLIAM COREY WEST William Corey WestExecutive Vice President, Corporate Controller and Chief Accounting Officer (Principal Accounting Officer)June 22, 2018
/S/ LAWRENCE J. ELLISON Lawrence J. EllisonChairman of the Board of Directors and Chief Technology OfficerJune 22, 2018
/S/ JEFFREY O. HENLEY Jeffrey O. HenleyVice Chairman of the Board of DirectorsJune 22, 2018
/S/ JEFFREY S. BERG Jeffrey S. BergDirectorJune 22, 2018
/S/ MICHAEL J. BOSKIN Michael J. BoskinDirectorJune 22, 2018
/S/ BRUCE R. CHIZEN Bruce R. ChizenDirectorJune 22, 2018
/S/ GEORGE H. CONRADES George H. ConradesDirectorJune 22, 2018
/S/ HECTOR GARCIA-MOLINA Hector Garcia-MolinaDirectorJune 22, 2018
/S/ RENÉE J. JAMES Renée J. JamesDirectorJune 22, 2018
Table of Contents
Index to Financial Statements
NameTitleDate
/S/ CHARLES W. MOORMAN IV Charles W. Moorman IVDirectorJune 22, 2018
/S/ LEON E. PANETTA Leon E. PanettaDirectorJune 22, 2018
/S/ WILLIAM G. PARRETT William G. ParrettDirectorJune 22, 2018
/S/ NAOMI O. SELIGMAN Naomi O. SeligmanDirectorJune 22, 2018

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