Item 16. FORM 10-K SUMMARY
47K characters. Original on sec.gov ·
Item 16. FORM 10-K SUMMARY
We have elected not to include a summary of information as permitted under this item.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| THE PROGRESSIVE CORPORATION | ||||||||
| February 27, 2023 | By: | /s/ Susan Patricia Griffith | ||||||
| Susan Patricia Griffith | ||||||||
| President and Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| /s/ Susan Patricia Griffith | Director, President and Chief Executive Officer | February 27, 2023 | ||||||||||||
| Susan Patricia Griffith | ||||||||||||||
| /s/ John P. Sauerland | Vice President and Chief Financial Officer | February 27, 2023 | ||||||||||||
| John P. Sauerland | ||||||||||||||
| /s/ Mariann Wojtkun Marshall | Vice President and Chief Accounting Officer | February 27, 2023 | ||||||||||||
| Mariann Wojtkun Marshall | ||||||||||||||
| * | Chairperson of the Board | February 27, 2023 | ||||||||||||
| Lawton W. Fitt | ||||||||||||||
| * | Director | February 27, 2023 | ||||||||||||
| Philip Bleser | ||||||||||||||
| * | Director | February 27, 2023 | ||||||||||||
| Stuart B. Burgdoerfer | ||||||||||||||
| * | Director | February 27, 2023 | ||||||||||||
| Pamela J. Craig | ||||||||||||||
| * | Director | February 27, 2023 | ||||||||||||
| Charles A. Davis | ||||||||||||||
| * | Director | February 27, 2023 | ||||||||||||
| Roger N. Farah | ||||||||||||||
| * | Director | February 27, 2023 | ||||||||||||
| Devin C. Johnson | ||||||||||||||
| * | Director | February 27, 2023 | ||||||||||||
| Jeffrey D. Kelly | ||||||||||||||
| * | Director | February 27, 2023 | ||||||||||||
| Barbara R. Snyder | ||||||||||||||
| * | Director | February 27, 2023 | ||||||||||||
| Jan E. Tighe | ||||||||||||||
| * | Director | February 27, 2023 | ||||||||||||
| Kahina Van Dyke |
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- Daniel P. Mascaro, by signing his name hereto, does sign this document on behalf of the persons indicated above pursuant to powers of attorney duly executed by such person.
| By: | /s/ Daniel P. Mascaro | February 27, 2023 | ||||||||||||
| Daniel P. Mascaro | ||||||||||||||
| Attorney-in-fact |
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| EXHIBIT INDEX | ||||||||||||||||||||||||||
| Exhibit No. Under Reg. S-K, Item 601 | Form 10-K Exhibit No. | Description of Exhibit | If Incorporated by Reference, Documents with Which Exhibit was Previously Filed with SEC | |||||||||||||||||||||||
| 10(iii) | 10.8 | Form of Restricted Stock Unit Award Agreement for Performance-Based Awards (Performance Versus Market) under The Progressive Corporation 2015 Equity Incentive Plan (for 2022) | Quarterly Report on Form 10-Q (filed on May 2, 2022; Exhibit 10.2 therein) | |||||||||||||||||||||||
| 10(iii) | 10.9 | Form of Restricted Stock Unit Award Agreement for 2021 Performance-Based Awards (Performance Versus Market) under The Progressive Corporation 2015 Equity Incentive Plan (for 2021) | Current Report on Form 8-K (filed on March 25, 2021; Exhibit 10.2 therein) |
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| EXHIBIT INDEX | ||||||||||||||||||||||||||
| Exhibit No. Under Reg. S-K, Item 601 | Form 10-K Exhibit No. | Description of Exhibit | If Incorporated by Reference, Documents with Which Exhibit was Previously Filed with SEC | |||||||||||||||||||||||
| 10(iii) | 10.21 | Second Amendment to The Progressive Corporation Executive Deferred Compensation Plan (2003 Amendment and Restatement) | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.5 therein) | |||||||||||||||||||||||
| 10(iii) | 10.22 | Third Amendment to The Progressive Corporation Executive Deferred Compensation Plan (2003 Amendment and Restatement) | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.6 therein) | |||||||||||||||||||||||
| 10(iii) | 10.23 | Fourth Amendment to The Progressive Corporation Executive Deferred Compensation Plan (2003 Amendment and Restatement) | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.7 therein) | |||||||||||||||||||||||
| 10(iii) | 10.24 | The Progressive Corporation Executive Deferred Compensation Plan (2008 Amendment and Restatement) | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.8 therein) | |||||||||||||||||||||||
| 10(iii) | 10.25 | First Amendment to The Progressive Corporation Executive Deferred Compensation Plan (2008 Amendment and Restatement) | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.9 therein) | |||||||||||||||||||||||
| 10(iii) | 10.26 | The Progressive Corporation Executive Deferred Compensation Plan (2010 Amendment and Restatement) | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.10 therein) | |||||||||||||||||||||||
| 10(iii) | 10.27 | First Amendment to The Progressive Corporation Executive Deferred Compensation Plan (2010 Amendment and Restatement) | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.11 therein) | |||||||||||||||||||||||
| 10(iii) | 10.28 | Second Amendment to The Progressive Corporation Executive Deferred Compensation Plan (2010 Amendment and Restatement) | Current Report on Form 8-K (filed on October 14, 2014; Exhibit 10 therein) | |||||||||||||||||||||||
| 10(iii) | 10.29 | Third Amendment to the Progressive Corporation Executive Deferred Compensation Plan (2010 Amendment and Restatement) | Annual Report on Form 10-K (filed on February 29, 2016; Exhibit 10.53 therein) | |||||||||||||||||||||||
| 10(iii) | 10.30 | Fourth Amendment to The Progressive Corporation Executive Deferred Compensation Plan (2010 Amendment and Restatement) | Quarterly Report on Form 10-Q (filed on November 2, 2017; Exhibit 10 therein) | |||||||||||||||||||||||
| 10(iii) | 10.31 | The Progressive Corporation Executive Deferred Compensation Plan (2018 Amendment and Restatement) | Quarterly Report on Form 10-Q (filed on July 31, 2018; Exhibit 10 therein) | |||||||||||||||||||||||
| 10(iii) | 10.32 | The Progressive Corporation Executive Deferred Compensation Trust (November 8, 2002 Amendment and Restatement) | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.23 therein) | |||||||||||||||||||||||
| 10(iii) | 10.33 | First Amendment to Trust Agreement between Fidelity Management Trust Company and Progressive | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.24 therein) | |||||||||||||||||||||||
| 10(iii) | 10.34 | Second Amendment to The Progressive Corporation Executive Deferred Compensation Trust | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.25 therein) | |||||||||||||||||||||||
| 10(iii) | 10.35 | Third Amendment to The Progressive Corporation Executive Deferred Compensation Trust | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.26 therein) | |||||||||||||||||||||||
| 10(iii) | 10.36 | Fourth Amendment to The Progressive Corporation Executive Deferred Compensation Trust | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.27 therein) |
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| EXHIBIT INDEX | ||||||||||||||||||||||||||
| Exhibit No. Under Reg. S-K, Item 601 | Form 10-K Exhibit No. | Description of Exhibit | If Incorporated by Reference, Documents with Which Exhibit was Previously Filed with SEC | |||||||||||||||||||||||
| 10(iii) | 10.37 | Fifth Amendment to The Progressive Corporation Executive Deferred Compensation Trust | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.28 therein) | |||||||||||||||||||||||
| 10(iii) | 10.38 | Sixth Amendment to The Progressive Corporation Executive Deferred Compensation Trust | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.29 therein) | |||||||||||||||||||||||
| 10(iii) | 10.39 | Seventh Amendment to The Progressive Corporation Executive Deferred Compensation Trust | Registration Statement No. 333-185704 (filed on December 27, 2012; Exhibit 4.30 therein) | |||||||||||||||||||||||
| 10(iii) | 10.40 | Eighth Amendment to The Progressive Corporation Executive Deferred Compensation Trust (2002 Amendment and Restatement) | Annual Report on Form 10-K (filed on February 27, 2019; Exhibit 10.49 therein) | |||||||||||||||||||||||
| 10(iii) | 10.41 | Ninth Amendment to The Progressive Corporation Executive Deferred Compensation Trust | Quarterly Report on Form 10-Q (filed on May 11, 2015; Exhibit 10.5 therein) | |||||||||||||||||||||||
| 10(iii) | 10.42 | Tenth Amendment to The Progressive Corporation Executive Deferred Compensation Trust | Quarterly Report on Form 10-Q (filed on May 11, 2015; Exhibit 10.6 therein) |
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| EXHIBIT INDEX | ||||||||||||||||||||||||||
| Exhibit No. Under Reg. S-K, Item 601 | Form 10-K Exhibit No. | Description of Exhibit | If Incorporated by Reference, Documents with Which Exhibit was Previously Filed with SEC | |||||||||||||||||||||||
| 23 | 23 | Consent of Independent Registered Public Accounting Firm | Filed herewith | |||||||||||||||||||||||
| 24 | 24 | Powers of Attorney | Filed herewith | |||||||||||||||||||||||
| 31 | 31.1 | Rule 13a-14(a)/15d-14(a) Certification of the Principal Executive Officer, Susan Patricia Griffith | Filed herewith | |||||||||||||||||||||||
| 31 | 31.2 | Rule 13a-14(a)/15d-14(a) Certification of the Principal Financial Officer, John P. Sauerland | Filed herewith | |||||||||||||||||||||||
| 32 | 32.1 | Section 1350 Certification of the Principal Executive Officer, Susan Patricia Griffith | Filed herewith | |||||||||||||||||||||||
| 32 | 32.2 | Section 1350 Certification of the Principal Financial Officer, John P. Sauerland | Filed herewith | |||||||||||||||||||||||
| 99 | 99 | Letter to Shareholders from Susan Patricia Griffith, President and Chief Executive Officer | Filed herewith | |||||||||||||||||||||||
| 101 | 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | Filed herewith | |||||||||||||||||||||||
| 101 | 101.SCH | Inline XBRL Taxonomy Extension Schema Document | Filed herewith | |||||||||||||||||||||||
| 101 | 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | Filed herewith | |||||||||||||||||||||||
| 101 | 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | Filed herewith | |||||||||||||||||||||||
| 101 | 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | Filed herewith | |||||||||||||||||||||||
| 101 | 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | Filed herewith | |||||||||||||||||||||||
| 104 | 104 | Cover Page Interactive Data File (the cover page tags are embedded within the Inline XBRL document). | Filed herewith |
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