(a) We have filed the following documents as part of this Annual Report on Form 10-K:
- Financial Statements
See Index under Part II, Item 8 of this Annual Report on Form 10-K.
- Financial Statement Schedules
Schedules not listed above have been omitted because they are not required, because they are not applicable, or because the required information is otherwise included.
- Exhibits
The exhibits listed below are filed as part of this Annual Report on Form 10-K or are incorporated herein by reference, in each case as indicated below.
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| | | | | | Incorporated by Reference | | | | | | | | | | | |
| Exhibit Number | | | Description | | | Form | | | File No. | | | Exhibit | | | Filing Date | | |
| 3.1 | | | Amended and restated certificate of incorporation of the registrant. | | | 8-K | | | 001-39540 | | | 3.1 | | | December 28, 2022 | | |
| 3.2 | | | Amended and restated bylaws of the registrant. | | | 8-K | | | 001-39540 | | | 3.2 | | | December 28, 2022 | | |
| 4.1 | | | Form of Class A common stock certificate of the registrant. | | | S-1 | | | 333-248413 | | | 4.1 | | | August 25, 2020 | | |
| 4.2 | | | Amended and Restated Investors’ Rights Agreement among the registrant and certain holders of its capital stock, dated as of August 24, 2020. | | | S-1/A | | | 333-248413 | | | 4.2 | | | September 14, 2020 | | |
| 4.3 | | | Form of Series I convertible preferred stock lead investor IPO warrant. | | | S-1 | | | 333-248413 | | | 4.6 | | | August 25, 2020 | | |
| 4.4 | | | Form of Series I convertible preferred stock IPO warrant. | | | S-1 | | | 333-248413 | | | 4.7 | | | August 25, 2020 | | |
| 4.5* | | | Description of Capital Stock of Palantir Technologies Inc. | | | | | | | | | | | | | | |
| 9.1 | | | Founder Voting Agreement. | | | S-1/A | | | 333-248413 | | | 9.1 | | | September 21, 2020 | | |
| 9.2 | | | Founder Voting Trust Agreement. | | | S-1/A | | | 333-248413 | | | 9.2 | | | September 18, 2020 | | |
| 10.1+ | | | Form of Indemnification Agreement between the registrant and each of its directors and executive officers. | | | S-1 | | | 333-248413 | | | 10.1 | | | September 9, 2020 | | |
| 10.2 | | | Amendment No. 13 to Revolving Credit Agreement and Incremental Agreement, dated as of July 1, 2022, among the registrant, Palantir USG, Inc., the lenders party thereto, and Wells Fargo Bank, National Association (in its capacity as successor-in-interest to Morgan Stanley Senior Funding, Inc.), as Administrative Agent (including the Credit Agreement, dated as of October 7, 2014, as amended and restated). | | | 8-K | | | 001-39540 | | | 10.1 | | | July 1, 2022 | | |
| 10.3+ | | | Palantir Technologies Inc. 2020 Equity Incentive Plan and related form agreements. | | | S-1/A | | | 333-248413 | | | 10.3 | | | September 9, 2020 | | |
| 10.4+ | | | Palantir Technologies Inc. Amended 2010 Equity Incentive Plan and related form agreements. | | | S-1/A | | | 333-248413 | | | 10.4 | | | September 3, 2020 | | |
| 10.5+ | | | Palantir Technologies Inc. 2020 Executive Equity Incentive Plan. | | | S-1/A | | | 333-248413 | | | 10.7 | | | September 9, 2020 | | |
| 10.6+ | | | Palantir Technologies Inc. Outside Director Compensation Policy. | | | S-1/A | | | 333-248413 | | | 10.8 | | | September 14, 2020 | | |
| 10.7+ | | | Employee Incentive Compensation Plan. | | | S-1/A | | | 333-248413 | | | 10.9 | | | September 14, 2020 | | |
| 10.8+ | | | Security Program Continuation Agreement between the registrant and Alexander Karp dated June 5, 2019. | | | S-1/A | | | 333-248413 | | | 10.10 | | | September 14, 2020 | | |
| 10.9 | | | Consulting Agreement between the Company and Spencer Rascoff, dated June 6, 2022. | | | 10-Q | | | 001-39540 | | | 10.1 | | | August 8, 2022 | | |
| 21.1* | | | List of subsidiaries of Palantir Technologies Inc. | | | | | | | | | | | | | | |
| 23.1* | | | Consent of Independent Registered Public Accounting Firm. | | | | | | | | | | | | | | |
| 24.1* | | | Power of Attorney (included in signature page hereto) | | | | | | | | | | | | | | |
| 31.1* | | | Certification of the Chief Executive Officer pursuant to Exchange Act Rule 13a-14 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | | | | | | | | | | | | | |
| 31.2* | | | Certification of the Chief Financial Officer pursuant to Exchange Act Rule 13a-14 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | | | | | | | | | | | | | |
| 32.1† | | | Certification of the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | | | | | | | | | | | | | |
| 101.INS | | | XBRL Instance Document. | | | | | | | | | | | | | | |
| 101.SCH | | | XBRL Taxonomy Extension Schema Document. | | | | | | | | | | | | | | |
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| 101.CAL | | | XBRL Taxonomy Extension Calculation Linkbase Document. | | | | | | | | | | | | | | |
| 101.DEF | | | XBRL Taxonomy Extension Definition Linkbase Document. | | | | | | | | | | | | | | |
| 101.LAB | | | XBRL Taxonomy Extension Label Linkbase Document. | | | | | | | | | | | | | | |
| 101.PRE | | | XBRL Taxonomy Extension Presentation Linkbase Document. | | | | | | | | | | | | | | |
| 104.1* | | | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | | | | | | | | | | | | | | |
+ Indicates a management contract or compensatory plan or arrangement
† The certifications attached as Exhibit 32.1 that accompany this Annual Report on Form 10-K are not deemed filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of the Registrant under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Annual Report on Form 10-K, irrespective of any general incorporation language contained in such filing.