Item 6. EXHIBITS
11K characters. Original on sec.gov ·
Item 6. EXHIBITS
EXHIBIT INDEX
| 101.INS - XBRL | Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | ||||
| 101.SCH - XBRL | Taxonomy Extension Schema Document. | ||||
| 101.CAL - XBRL | Taxonomy Extension Calculation Linkbase Document. | ||||
| 101.LAB - XBRL | Taxonomy Extension Label Linkbase Document. | ||||
| 101.PRE - XBRL | Taxonomy Extension Presentation Linkbase Document. | ||||
| 101.DEF - XBRL | Taxonomy Extension Definition Linkbase Document. | ||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
GLOSSARY
Throughout this Quarterly Report on Form 10-Q, the Company may use certain abbreviations, acronyms and terms which are defined below.
| Prudential Entities | ||||||||||||||
| Assurance IQ | Assurance IQ, LLC | PRIAC | Prudential Retirement Insurance and Annuity Company | |||||||||||
| Company | Prudential Financial, Inc. and its subsidiaries | Pruco Life | Pruco Life Insurance Company | |||||||||||
| PFI | Prudential Financial, Inc. and its subsidiaries | Prudential | Prudential Financial, Inc. and its subsidiaries | |||||||||||
| PGFL | Prudential Gibraltar Financial Life Insurance Co., Ltd. | Prudential Financial | Prudential Financial, Inc. | |||||||||||
| PIIH | Prudential International Insurance Holdings, Ltd. | Prudential Funding | Prudential Funding, LLC | |||||||||||
| PLIC | Prudential Legacy Insurance Company of New Jersey | Prudential Insurance/PICA | The Prudential Insurance Company of America | |||||||||||
| PLNJ | Pruco Life Insurance Company of New Jersey | Prudential of Japan | The Prudential Life Insurance Company, Ltd. | |||||||||||
| POA | Prudential of Argentina | Registrant | Prudential Financial, Inc. |
| Defined Terms | ||||||||||||||
| Board | Prudential Financial's Board of Directors | Moody's | Moody's Investors Service, Inc. | |||||||||||
| Closed Block | Certain in-force participating insurance policies and annuity products, along with corresponding assets used for the payment of benefits and policyholders' dividends on these products | Morningstar | Morningstar, Inc. | |||||||||||
| Credit-Linked Note Structures | Agreements with external counterparties providing for the issuance of surplus notes by our captive reinsurers in return for the receipt of credit-linked notes | Other Postretirement Benefits | Certain health care and life insurance benefits provided by the Company for its retired employees, their beneficiaries and covered dependents | |||||||||||
| Exchange Act | The Securities Exchange Act of 1934 | Pension Benefits | Funded and non-funded non-contributory defined benefit pension plans which cover substantially all of the Company’s employees | |||||||||||
| Fitch | Fitch Ratings Inc. | PGIM | The global investment management businesses of Prudential Financial, Inc. | |||||||||||
| Fortitude | Fortitude Group Holdings, LLC | POT | Prudential Life Insurance Company of Taiwan Inc. | |||||||||||
| Great-West | Great-West Life & Annuity Insurance Company | Regulation XXX | Valuation of Life Insurance Policies Model Regulation | |||||||||||
| Guideline AXXX | The Application of the Valuation of Life Insurance Policies Model Regulation | S&P | Standard & Poor's Rating Services | |||||||||||
| Inflation Reduction Act | The Inflation Reduction Act of 2022 | U.S. GAAP | Generally accepted accounting principles in the United States of America |
| Acronyms | ||||||||||||||
| ACL | Allowance for Credit Losses | MRB | Market Risk Benefits | |||||||||||
| ALM | Asset Liability Management | NAIC | National Association of Insurance Commissioners | |||||||||||
| AOCI | Accumulated Other Comprehensive Income (Loss) | NAV | Net Asset Value | |||||||||||
| ASC | Accounting Standards Codification | NJDOBI | New Jersey Department of Banking and Insurance | |||||||||||
| ASU | Accounting Standards Update | NPR | Non-Performance Risk | |||||||||||
| AUD | Australian Dollar | OCI | Other Comprehensive Income (Loss) | |||||||||||
| bps | Basis Points | OTC | Over-The-Counter | |||||||||||
| CECL | Current Expected Credit Loss | OTTI | Other-Than-Temporary Impairments | |||||||||||
| CLO | Collateralized Loan Obligations | PALAC | Prudential Annuities Life Assurance Corporation | |||||||||||
| COVID-19 | 2019 Novel Coronavirus | PDI | Prudential Defined Income | |||||||||||
| DAC | Deferred Policy Acquisition Costs | RAF | Risk Appetite Framework | |||||||||||
| DSI | Deferred Sales Inducements | RBC | Risk-Based Capital | |||||||||||
| EBITDA | Earnings Before Interest, Taxes, Depreciation and Amortization | SEC | Securities and Exchange Commission | |||||||||||
| FASB | Financial Accounting Standards Board | SOFR | Secured Overnight Financing Rate | |||||||||||
| FSA | Financial Services Agency (an agency of the Japanese government) | SVO | Securities Valuation Office | |||||||||||
| GICs | Guaranteed Investment Contracts | TBA | To-Be-Announced | |||||||||||
| GILTI | Global Intangible Low-Taxed Income | TDR | Troubled Debt Restructuring | |||||||||||
| GMDB | Guaranteed Minimum Death Benefits | URR | Unearned Revenue Reserve | |||||||||||
| HDI | Highest Daily Lifetime Income | U.S. | The United States of America | |||||||||||
| LIBOR | London Inter-Bank Offered Rate | USD | U.S. Dollar | |||||||||||
| LPs/LLCs | Limited Partnerships and Limited Liability Companies | VIEs | Variable Interest Entities | |||||||||||
| MD&A | Management's Discussion and Analysis of Financial Condition and Results of Operations | VOBA | Value of Business Acquired |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Prudential Financial, Inc. | |||||||||||
| By: | /S/ KENNETH Y. TANJI | ||||||||||
| Kenneth Y. Tanji Executive Vice President and Chief Financial Officer (Authorized signatory and principal financial officer) |
Date: November 3, 2022
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