Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
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| (a) | The following documents are filed as a part of this Annual Report. |
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| (1) | Consolidated Financial Statements: The following consolidated financial statements are included in Part II, Item 8 of this report. |
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Consolidated Balance Sheets as of December 31, 2016 and 2015
Consolidated Statements of Earnings for the Years ended December 31, 2016 , 2015 and 2014
Consolidated Statements of Comprehensive Income for the Years ended December 31, 2016 , 2015 and 2014
Consolidated Statements of Stockholders' Equity for the Years ended December 31, 2016 , 2015 and 2014
Consolidated Statements of Cash Flows for the Years ended December 31, 2016 , 2015 and 2014
Notes to Consolidated Financial Statements
| (2) | Consolidated Valuation and Qualifying Accounts for the Years ended December 31, 2016 , 2015 and 2014 |
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| (b) | Exhibits |
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| Exhibit No. | Description of Exhibit | |
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| (a)2.1 | Agreement and Plan of Merger dated as of December 6, 2016, by and among Project Diamond Holdings Corporation, the Company, Dash I, Inc. and Thoma Bravo, LLC, as representative of the stockholders of Project Diamond Holdings Corporation and holders of outstanding options to acquire common stock of Project Diamond Holdings Corporation. | |
| (b)3.1 | Restated Certificate of Incorporation as amended through April 24, 2015. | |
| (c)3.2 | Amended and Restated By-Laws. | |
| (d)4.2 | Indenture between Registrant and SunTrust Bank, dated as of November 28, 2003. | |
| 4.3 | Form of Debt Securities (included in Exhibit 4.2). | |
| (e)4.4 | First Supplemental Indenture between Registrant and SunTrust Bank, dated as of December 29, 2003. | |
| (f)4.5 | Second Supplemental Indenture between Registrant and SunTrust Bank, dated as of December 7, 2004. | |
| (g)4.6 | Indenture between Registrant and Wells Fargo Bank, dated as of August 4, 2008. | |
| (h)4.7 | Form of Note. | |
| (i)4.8 | Form of 2.05% Senior Notes due 2018. | |
| (j)4.9 | Form of 6.25% Senior Notes due 2019. | |
| (k)4.10 | Form of 1.85% Senior Notes due 2017. | |
| 4.11 | Form of 3.125% Senior Notes due 2022 (included in Exhibit 4.10). | |
| (l)4.12 | Form of 3.00% Senior Notes due 2020. | |
| 4.13 | Form of 3.85% Senior Notes due 2025 (included in Exhibit 4.12). | |
| (m)4.14 | Form of 2.800% Senior Notes due 2021. | |
| 4.15 | Form of 3.800% Senior Notes due 2026 (included in Exhibit 4.14) | |
| (n)10.01 | Form of Amended and Restated Indemnification Agreement. † | |
| (o)10.02 | Employee Stock Purchase Plan, as amended and restated. † | |
| (p)10.03 | 2000 Stock Incentive Plan, as amended. † | |
| (p)10.04 | Non-Qualified Retirement Plan, as amended. † | |
| (q)10.05 | Brian D. Jellison Employment Agreement, dated as of December 29, 2008. † |
| (r)10.06 | Credit Agreement, dated as of September 23, 2016 among Registrant, the foreign subsidiary borrowers from time to time party thereto, the financial institutions party thereto, JPMorgan Chase Bank, N.A., as administrative agent, Wells Fargo Bank, N.A. and Bank of America, N.A. as syndication agents, and The Bank of Tokyo-Mitsubishi UFJ, Ltd. and Mizuho Bank, Ltd., PNC Bank, National Association, SunTrust Bank and TD Bank, N.A. as co-documentation agents. | |
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| (s)10.07 | Amendment No. 1 to Credit Agreement dated December 2, 2016, to Credit Agreement dated as of September 23, 2016 by and among Registrant, the foreign subsidiary borrowers party thereto from time to time, the lenders party thereto from time to time, JP Morgan Chase Bank, N.A., as Administrative Agent, and the other agents and parties thereto. | |
| (t)10.08 | Form of Executive Officer Restricted Stock Award Agreement. † | |
| (t)10.09 | Brian D. Jellison Restricted Stock Unit Award Agreement. † | |
| (u)10.10 | Offer letter for John Humphrey, dated March 31, 2006. † | |
| (v)10.11 | Amended and Restated 2006 Incentive Plan. † | |
| (w)10.12 | Form of Restricted Stock Agreement for Non-Employee Directors. † | |
| (w)10.13 | Form of Restricted Stock Agreement for Employees. † | |
| (w)10.14 | Form of Non-Statutory Stock Option Agreement. † | |
| (x)10.15 | David B. Liner Retirement Agreement and General Release dated November 18, 2016. † | |
| (y)10.16 | Amendment to John Humphrey offer letter. † | |
| 10.17 | Offer letter to John K. Stipancich, filed herewith. † | |
| (z)10.18 | Form of director and officer indemnification agreement. † | |
| (aa)10.19 | 2016 Stock Incentive Plan. † | |
| 10.20 | Amendment No. 1 to the 2016 Stock Incentive Plan, filed herewith. † | |
| 10.21 | Form of Cash Settled Restricted Stock Unit Award Agreement for Non-US Employees, under the 2016 Stock Incentive Plan, filed herewith.† | |
| 10.22 | Form of Non-Statutory Stock Option Agreement, under the 2016 Stock Incentive Plan, filed herewith. † | |
| 10.23 | Form of Restricted Stock Award Agreement, under the 2016 Stock Incentive Plan, filed herewith. † | |
| (bb)10.24 | Director Compensation Plan, under 2016 Stock Incentive Plan. † | |
| 10.25 | Form of Restricted Stock Unit Award Agreement for Non-Employee Directors, under the 2016 Stock Incentive Plan (included in Exhibit 10.24). † | |
| 21.1 | List of Subsidiaries, filed herewith. | |
| 23.1 | Consent of Independent Registered Public Accountants, filed herewith. | |
| 31.1 | Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer, filed herewith. | |
| 31.2 | Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer, filed herewith. | |
| 32.1 | Section 1350 Certification of Chief Executive and Chief Financial Officers, filed herewith. | |
| 101.INS | XBRL Instance Document, furnished herewith. | |
| 101.SCH | XBRL Taxonomy Extension Schema Document, filed herewith. | |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document, filed herewith. | |
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document, filed herewith. | |
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document, filed herewith. | |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document, filed herewith. |
| a) | Incorporated herein by reference to Exhibit 2.1 to the Company's Current Report on Form 8-K filed on December 6, 2016 (file no. 1-12273). | |
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| b) | Incorporated herein by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K filed on April 24, 2015 (file no. 1-12273). | |
| c) | Incorporated herein by reference to Exhibit 3.2 to the Company's Current Report on Form 8-K filed March 14, 2016 (file no. 1-12273). | |
| d) | Incorporated herein by reference to Exhibit 4.2 to the Company's Pre-Effective Amendment No. 1 to the Registration Statement on Form S-3 filed November 28, 2003 (file no. 333-110491). | |
| e) | Incorporated herein by reference to Exhibit 4.1 to the Company's Current Report on Form 8-K filed January 13, 2004 (file no. 1-12273). | |
| f) | Incorporated herein by reference to Exhibit 4.1 to the Company's Current Report on Form 8-K filed December 7, 2004 (file no. 1-12273). |
| g) | Incorporated herein by reference to Exhibit 4.2 to the Company's Quarterly Report on Form 10-Q filed on November 7, 2008 (file no. 1-12273). | |
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| h) | Incorporated herein by reference to Exhibit 4.1 to the Registration Statement on Form S-3/ASR filed November 25, 2015 (file no. 333-208200). | |
| i) | Incorporated herein by reference to Exhibit 4.1 to the Company's Current Report on Form 8-K filed June 6, 2013 (file no. 1-12273). | |
| j) | Incorporated herein by reference to Exhibit 4.1 to the Company's Current Report on Form 8-K filed September 2, 2009 (file no. 1-12273). | |
| k) | Incorporated herein by reference to Exhibit 4.1 to the Company's Current Report on Form 8-K filed November 21, 2012 (file no. 1-12273). | |
| l) | Incorporated herein by reference to Exhibit 4.1 to the Company's Current Report on Form 8-K filed December 7, 2015 (file no. 1-12273). | |
| m) | Incorporated herein by reference to Exhibit 4.1 to the Company's Current Report on Form 8-K filed December 19, 2016 (file no. 1-12273). | |
| n) | Incorporated herein by reference to Exhibit 10.04 to the Company's Quarterly Report on Form 10-Q filed August 31, 1999 (file no. 1-12273). | |
| o) | Incorporated herein by reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q filed November 5, 2010 (file no. 1-12273). | |
| p) | Incorporated herein by reference to Exhibit 10.06 to the Company's Annual Report on Form 10-K filed March 2, 2009 (file no. 1-12273). | |
| q) | Incorporated herein by reference to Exhibit 10.07 to the Company's Annual Report on Form 10-K filed March 2, 2009 (file no. 1-12273). | |
| r) | Incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed September 23, 2016 (file no. 1-12273). | |
| s) | Incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed December 7, 2016 (file no. 1-12273). | |
| t) | Incorporated herein by reference to Exhibits 99.1 and 99.2 to the Company's Current Report on Form 8-K filed December 30, 2004 (file no. 1-12273). | |
| u) | Incorporated herein by reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q filed August 9, 2006 (file no. 1-12273). | |
| v) | Incorporated herein by reference to Appendix A to the Company's Definitive Proxy Statement on Schedule 14A filed April 30, 2012 (file no. 1-12273). | |
| w) | Incorporated herein by reference to Exhibits 10.2, 10.3 and 10.4 to the Company's Current Report on Form 8-K filed December 6, 2006 (file no. 1-12273). | |
| x) | Incorporated herein by reference to Exhibit 10.1 to the Current Report on Form 8-K filed November 23, 2016 (file no. 1-12273). | |
| y) | Incorporated herein by reference to Exhibit 10.01 to the Company's Quarterly Report on Form 10-Q filed May 7, 2009 (file no. 1-12273). | |
| z) | Incorporated herein by reference to Exhibit 10 to the Current Report on Form 8-K filed November 20, 2015 (file no. 1-12273). | |
| aa) | Incorporated by reference to Appendix B to the Company's Definitive Proxy Statement on Schedule 14A filed April 26, 2016 (file no. 1-12273). | |
| bb) | Incorporated by reference to Exhibit 10.2 to the Company's Form 10Q filed August 5, 2016 (file no. 1-12273). | |
| † | Management contract or compensatory plan or arrangement. |
Item 16. FORM 10-K SUMMARY | --- | --- | --- |
None
Signatures
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, Roper has duly caused this Report to be signed on its behalf by the undersigned, therewith duly authorized.
ROPER TECHNOLOGIES, INC.
(Registrant)
| By: | /S/ BRIAN D. JELLISON | February 27, 2017 | ||
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| Brian D. Jellison, President and Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934, this Report has been signed below by the following persons on behalf of Roper and in the capacities and on the dates indicated.
| /S/ BRIAN D. JELLISON | President, Chief Executive Officer and | ||
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| Brian D. Jellison | Chairman of the Board of Directors | February 27, 2017 | |
| (Principal Executive Officer) | |||
| /S/ JOHN HUMPHREY | Executive Vice President, Chief Financial Officer | ||
| John Humphrey | (Principal Financial Officer) | February 27, 2017 | |
| /S/ PAUL J. SONI | Vice President and Controller | ||
| Paul J. Soni | (Principal Accounting Officer) | February 27, 2017 | |
| /S/ AMY WOODS BRINKLEY | |||
| Amy Woods Brinkley | Director | February 27, 2017 | |
| /S/ JOHN F. FORT, III | |||
| John F. Fort, III | Director | February 27, 2017 | |
| /S/ ROBERT D. JOHNSON | |||
| Robert D. Johnson | Director | February 27, 2017 | |
| /S/ ROBERT E. KNOWLING | |||
| Robert E. Knowling | Director | February 27, 2017 | |
| /S/ WILBUR J. PREZZANO | |||
| Wilbur J. Prezzano | Director | February 27, 2017 | |
| /S/ LAURA G. THATCHER | |||
| Laura G. Thatcher | Director | February 27, 2017 | |
| /S/ RICHARD F. WALLMAN | |||
| Richard F. Wallman | Director | February 27, 2017 | |
| /S/ CHRISTOPHER WRIGHT | |||
| Christopher Wright | Director | February 27, 2017 | |
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