Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

1.Financial statements (see Index to Consolidated Financial Statements in Part II, Item 8 of this report)

2.All financial statement schedules have been omitted since the required information was not applicable or was not present in amounts sufficient to require submission of the schedules, or because the information required is included in the consolidated financial statements or the accompanying notes

3.The exhibits listed in the following Index to Exhibits are filed or incorporated by reference as part of this report

INDEX TO EXHIBITS


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date

3.1		Amended and Restated Certificate of Incorporation of the Registrant.		10-K		001-34756		3.1		March 1, 2017

3.2		Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Registrant.		10-K		001-34756		3.2		March 1, 2017

3.3		Amended and Restated Bylaws of the Registrant.		8-K		001-34756		3.1		April 5, 2023

4.1		Specimen common stock certificate of the Registrant.		10-K		001-34756		4.1		March 1, 2017

4.2		Fifth Amended and Restated Investors’ Rights Agreement, dated as of August 31, 2009, between Registrant and certain holders of the Registrant’s capital stock named therein.		S-1		333-164593		4.2		January 29, 2010

4.3		Amendment to Fifth Amended and Restated Investors’ Rights Agreement, dated as of May 20, 2010, between Registrant and certain holders of the Registrant’s capital stock named therein.		S-1/A		333-164593		4.2A		May 27, 2010

4.4		Amendment to Fifth Amended and Restated Investors’ Rights Agreement between Registrant, Toyota Motor Corporation and certain holders of the Registrant’s capital stock named therein.		S-1/A		333-164593		4.2B		May 27, 2010

4.5		Amendment to Fifth Amended and Restated Investor’s Rights Agreement, dated as of June 14, 2010, between Registrant and certain holders of the Registrant’s capital stock named therein.		S-1/A		333-164593		4.2C		June 15, 2010

4.6		Amendment to Fifth Amended and Restated Investor’s Rights Agreement, dated as of November 2, 2010, between Registrant and certain holders of the Registrant’s capital stock named therein.		8-K		001-34756		4.1		November 4, 2010


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date
4.7		Waiver to Fifth Amended and Restated Investor’s Rights Agreement, dated as of May 22, 2011, between Registrant and certain holders of the Registrant’s capital stock named therein.		S-1/A		333-174466		4.2E		June 2, 2011

4.8		Amendment to Fifth Amended and Restated Investor’s Rights Agreement, dated as of May 30, 2011, between Registrant and certain holders of the Registrant’s capital stock named therein.		8-K		001-34756		4.1		June 1, 2011

4.9		Sixth Amendment to Fifth Amended and Restated Investors’ Rights Agreement, dated as of May 15, 2013 among the Registrant, the Elon Musk Revocable Trust dated July 22, 2003 and certain other holders of the capital stock of the Registrant named therein.		8-K		001-34756		4.1		May 20, 2013

4.10		Waiver to Fifth Amended and Restated Investor’s Rights Agreement, dated as of May 14, 2013, between the Registrant and certain holders of the capital stock of the Registrant named therein.		8-K		001-34756		4.2		May 20, 2013

4.11		Waiver to Fifth Amended and Restated Investor’s Rights Agreement, dated as of August 13, 2015, between the Registrant and certain holders of the capital stock of the Registrant named therein.		8-K		001-34756		4.1		August 19, 2015

4.12		Waiver to Fifth Amended and Restated Investors’ Rights Agreement, dated as of May 18, 2016, between the Registrant and certain holders of the capital stock of the Registrant named therein.		8-K		001-34756		4.1		May 24, 2016

4.13		Waiver to Fifth Amended and Restated Investors’ Rights Agreement, dated as of March 15, 2017, between the Registrant and certain holders of the capital stock of the Registrant named therein.		8-K		001-34756		4.1		March 17, 2017

4.14		Waiver to Fifth Amended and Restated Investors’ Rights Agreement, dated as of May 1, 2019, between the Registrant and certain holders of the capital stock of the Registrant named therein.		8-K		001-34756		4.1		May 3, 2019

4.15		Indenture, dated as of May 22, 2013, by and between the Registrant and U.S. Bank National Association.		8-K		001-34756		4.1		May 22, 2013


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date
4.16		Fifth Supplemental Indenture, dated as of May 7, 2019, by and between Registrant and U.S. Bank National Association, related to 2.00% Convertible Senior Notes due May 15, 2024.		8-K		001-34756		4.2		May 8, 2019

4.17		Form of 2.00% Convertible Senior Notes due May 15, 2024 (included in Exhibit 4.1 6 ).		8-K		001-34756		4.2		May 8, 2019

4.18		Indenture, dated as of October 15, 2014, between SolarCity and U.S. Bank National Association, as trustee.		S-3ASR(1)		333-199321		4.1		October 15, 2014

4.19		Tenth Supplemental Indenture, dated as of March 9, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.00% Solar Bonds, Series 2015/6-10.		8-K(1)		001-35758		4.3		March 9, 2015

4.20		Eleventh Supplemental Indenture, dated as of March 9, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.75% Solar Bonds, Series 2015/7-15.		8-K(1)		001-35758		4.4		March 9, 2015

4.21		Fifteenth Supplemental Indenture, dated as of March 19, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C4-10.		8-K(1)		001-35758		4.5		March 19, 2015

4.22		Sixteenth Supplemental Indenture, dated as of March 19, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C5-15.		8-K(1)		001-35758		4.6		March 19, 2015

4.23		Twentieth Supplemental Indenture, dated as of March 26, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C9-10.		8-K(1)		001-35758		4.5		March 26, 2015

4.24		Twenty-First Supplemental Indenture, dated as of March 26, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C10-15.		8-K(1)		001-35758		4.6		March 26, 2015

4.25		Twenty-Sixth Supplemental Indenture, dated as of April 2, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C14-10.		8-K(1)		001-35758		4.5		April 2, 2015

4.26		Thirtieth Supplemental Indenture, dated as of April 9, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C19-10.		8-K(1)		001-35758		4.5		April 9, 2015


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date
4.27		Thirty-First Supplemental Indenture, dated as of April 9, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C20-15.		8-K(1)		001-35758		4.6		April 9, 2015

4.28		Thirty-Fifth Supplemental Indenture, dated as of April 14, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C24-10.		8-K(1)		001-35758		4.5		April 14, 2015

4.29		Thirty-Sixth Supplemental Indenture, dated as of April 14, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C25-15.		8-K(1)		001-35758		4.6		April 14, 2015

4.30		Thirty-Eighth Supplemental Indenture, dated as of April 21, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C27-10.		8-K(1)		001-35758		4.3		April 21, 2015

4.31		Thirty-Ninth Supplemental Indenture, dated as of April 21, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C28-15.		8-K(1)		001-35758		4.4		April 21, 2015

4.32		Forty-Third Supplemental Indenture, dated as of April 27, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C32-10.		8-K(1)		001-35758		4.5		April 27, 2015

4.33		Forty-Fourth Supplemental Indenture, dated as of April 27, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C33-15.		8-K(1)		001-35758		4.6		April 27, 2015

4.34		Forty-Eighth Supplemental Indenture, dated as of May 1, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.00% Solar Bonds, Series 2015/12-10.		8-K(1)		001-35758		4.5		May 1, 2015

4.35		Forty-Ninth Supplemental Indenture, dated as of May 1, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.75% Solar Bonds, Series 2015/13-15.		8-K(1)		001-35758		4.6		May 1, 2015

4.36		Fifty-Second Supplemental Indenture, dated as of May 11, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C36-10.		8-K(1)		001-35758		4.4		May 11, 2015


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date
4.37		Fifty-Third Supplemental Indenture, dated as of May 11, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C37-15.		8-K(1)		001-35758		4.5		May 11, 2015

4.38		Fifty-Seventh Supplemental Indenture, dated as of May 18, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C40-10.		8-K(1)		001-35758		4.4		May 18, 2015

4.39		Fifty-Eighth Supplemental Indenture, dated as of May 18, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C41-15.		8-K(1)		001-35758		4.5		May 18, 2015

4.40		Sixty-First Supplemental Indenture, dated as of May 26, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C44-10.		8-K(1)		001-35758		4.4		May 26, 2015

4.41		Sixty-Second Supplemental Indenture, dated as of May 26, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C45-15.		8-K(1)		001-35758		4.5		May 26, 2015

4.42		Seventieth Supplemental Indenture, dated as of June 16, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C52-10.		8-K(1)		001-35758		4.4		June 16, 2015

4.43		Seventy-First Supplemental Indenture, dated as of June 16, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C53-15.		8-K(1)		001-35758		4.5		June 16, 2015

4.44		Seventy-Fourth Supplemental Indenture, dated as of June 22, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C56-10.		8-K(1)		001-35758		4.4		June 23, 2015

4.45		Seventy-Fifth Supplemental Indenture, dated as of June 22, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C57-15.		8-K(1)		001-35758		4.5		June 23, 2015

4.46		Eightieth Supplemental Indenture, dated as of June 29, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C61-10.		8-K(1)		001-35758		4.5		June 29, 2015


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date
4.47		Eighty-First Supplemental Indenture, dated as of June 29, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C62-15.		8-K(1)		001-35758		4.6		June 29, 2015

4.48		Ninetieth Supplemental Indenture, dated as of July 20, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C71-10.		8-K(1)		001-35758		4.5		July 21, 2015

4.49		Ninety-First Supplemental Indenture, dated as of July 20, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C72-15.		8-K(1)		001-35758		4.6		July 21, 2015

4.50		Ninety-Fifth Supplemental Indenture, dated as of July 31, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.00% Solar Bonds, Series 2015/20-10.		8-K(1)		001-35758		4.5		July 31, 2015

4.51		Ninety-Sixth Supplemental Indenture, dated as of July 31, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.75% Solar Bonds, Series 2015/21-15.		8-K(1)		001-35758		4.6		July 31, 2015

4.52		One Hundred-and-Fifth Supplemental Indenture, dated as of August 10, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C81-10.		8-K(1)		001-35758		4.5		August 10, 2015

4.53		One Hundred-and-Eleventh Supplemental Indenture, dated as of August 17, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C87-15.		8-K(1)		001-35758		4.6		August 17, 2015

4.54		One Hundred-and-Sixteenth Supplemental Indenture, dated as of August 24, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C92-15.		8-K(1)		001-35758		4.6		August 24, 2015

4.55		One Hundred-and-Twenty-First Supplemental Indenture, dated as of August 31, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C97-15.		8-K(1)		001-35758		4.6		August 31, 2015

4.56		One Hundred-and-Twenty-Eighth Supplemental Indenture, dated as of September 14, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C101-10.		8-K(1)		001-35758		4.5		September 15, 2015


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date
4.57		One Hundred-and-Twenty-Ninth Supplemental Indenture, dated as of September 14, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C102-15.		8-K(1)		001-35758		4.6		September 15, 2015

4.58		One Hundred-and-Thirty-Third Supplemental Indenture, dated as of September 28, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C106-10.		8-K(1)		001-35758		4.5		September 29, 2015

4.59		One Hundred-and-Thirty-Fourth Supplemental Indenture, dated as of September 28, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C107-15.		8-K(1)		001-35758		4.6		September 29, 2015

4.60		One Hundred-and-Thirty-Eighth Supplemental Indenture, dated as of October 13, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C111-10.		8-K(1)		001-35758		4.5		October 13, 2015

4.61		One Hundred-and-Forty-Third Supplemental Indenture, dated as of October 30, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.00% Solar Bonds, Series 2015/25-10.		8-K(1)		001-35758		4.5		October 30, 2015

4.62		One Hundred-and-Forty-Fourth Supplemental Indenture, dated as of October 30, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.75% Solar Bonds, Series 2015/26-15.		8-K(1)		001-35758		4.6		October 30, 2015

4.63		One Hundred-and-Forty-Eighth Supplemental Indenture, dated as of November 4, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C116-10.		8-K(1)		001-35758		4.5		November 4, 2015

4.64		One Hundred-and-Fifty-Third Supplemental Indenture, dated as of November 16, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C121-10.		8-K(1)		001-35758		4.5		November 17, 2015

4.65		One Hundred-and-Fifty-Fourth Supplemental Indenture, dated as of November 16, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C122-15.		8-K(1)		001-35758		4.6		November 17, 2015


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date
4.66		One Hundred-and-Fifty-Eighth Supplemental Indenture, dated as of November 30, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C126-10.		8-K(1)		001-35758		4.5		November 30, 2015

4.67		One Hundred-and-Fifty-Ninth Supplemental Indenture, dated as of November 30, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C127-15.		8-K(1)		001-35758		4.6		November 30, 2015

4.68		One Hundred-and-Sixty-Third Supplemental Indenture, dated as of December 14, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C131-10.		8-K(1)		001-35758		4.5		December 14, 2015

4.69		One Hundred-and-Sixty-Fourth Supplemental Indenture, dated as of December 14, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C132-15.		8-K(1)		001-35758		4.6		December 14, 2015

4.70		One Hundred-and-Sixty-Eighth Supplemental Indenture, dated as of December 28, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 4.70% Solar Bonds, Series 2015/C136-10.		8-K(1)		001-35758		4.5		December 28, 2015

4.71		One Hundred-and-Sixty-Ninth Supplemental Indenture, dated as of December 28, 2015, by and between SolarCity and the Trustee, related to SolarCity’s 5.45% Solar Bonds, Series 2015/C137-15.		8-K(1)		001-35758		4.6		December 28, 2015

4.72		One Hundred-and-Seventy-Third Supplemental Indenture, dated as of January 29, 2016, by and between SolarCity and the Trustee, related to SolarCity’s 5.00% Solar Bonds, Series 2016/4-10.		8-K(1)		001-35758		4.5		January 29, 2016

4.73		One Hundred-and-Seventy-Fourth Supplemental Indenture, dated as of January 29, 2016, by and between SolarCity and the Trustee, related to SolarCity’s 5.75% Solar Bonds, Series 2016/5-15.		8-K(1)		001-35758		4.6		January 29, 2016

4.74		Description of Registrant’s Securities		10-K		001-34756		4.119		February 13, 2020

10.1**		Form of Indemnification Agreement between the Registrant and its directors and officers.		S-1/A		333-164593		10.1		June 15, 2010

10.2**		2003 Equity Incentive Plan.		S-1/A		333-164593		10.2		May 27, 2010


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date
10.3**		Form of Stock Option Agreement under 2003 Equity Incentive Plan.		S-1		333-164593		10.3		January 29, 2010

10.4**		Amended and Restated 2010 Equity Incentive Plan.		10-K		001-34756		10.4		February 23, 2018

10.5**		Form of Stock Option Agreement under 2010 Equity Incentive Plan.		10-K		001-34756		10.6		March 1, 2017

10.6**		Form of Restricted Stock Unit Award Agreement under 2010 Equity Incentive Plan.		10-K		001-34756		10.7		March 1, 2017

10.7**		Amended and Restated 2010 Employee Stock Purchase Plan, effective as of February 1, 2017.		10-K		001-34756		10.8		March 1, 2017

10.8**		2019 Equity Incentive Plan.		S-8		333-232079		4.2		June 12, 2019

10.9**		Form of Stock Option Agreement under 2019 Equity Incentive Plan.		S-8		333-232079		4.3		June 12, 2019

10.10**		Form of Restricted Stock Unit Award Agreement under 2019 Equity Incentive Plan.		S-8		333-232079		4.4		June 12, 2019

10.11**		Employee Stock Purchase Plan, effective as of June 12, 2019.		S-8		333-232079		4.5		June 12, 2019

10.12**		2007 SolarCity Stock Plan and form of agreements used thereunder.		S-1(1)		333-184317		10.2		October 5, 2012

10.13**		2012 SolarCity Equity Incentive Plan and form of agreements used thereunder.		S-1(1)		333-184317		10.3		October 5, 2012

10.14**		2010 Zep Solar, Inc. Equity Incentive Plan and form of agreements used thereunder.		S-8(1)		333-192996		4.5		December 20, 2013

10.15**		Offer Letter between the Registrant and Elon Musk dated October 13, 2008.		S-1		333-164593		10.9		January 29, 2010

10.16**		Performance Stock Option Agreement between the Registrant and Elon Musk dated January 21, 2018.		DEF 14A		001-34756		Appendix A		February 8, 2018

10.17**		Maxwell Technologies, Inc. 2005 Omnibus Equity Incentive Plan, as amended through May 6, 2010		8-K(2)		001-15477		10.1		May 10, 2010

10.18**		Maxwell Technologies, Inc. 2013 Omnibus Equity Incentive Plan		DEF 14A(2)		001-15477		Appendix A		June 2, 2017

10.19		Indemnification Agreement, effective as of June 23, 2020, between Registrant and Elon R. Musk.		10-Q		001-34756		10.4		July 28, 2020


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date
10.20		Indemnification Agreement, dated as of February 27, 2014, by and between the Registrant and J.P. Morgan Securities LLC.		8-K		001-34756		10.1		March 5, 2014

10.21		Form of Call Option Confirmation relating to 1.25% Convertible Senior Notes Due March 1, 2021.		8-K		001-34756		10.3		March 5, 2014

10.22		Form of Warrant Confirmation relating to 1.25% Convertible Senior Notes Due March 1, 2021.		8-K		001-34756		10.5		March 5, 2014

10.23		Form of Call Option Confirmation relating to 2.00% Convertible Senior Notes due May 15, 2024.		8-K		001-34756		10.1		May 3, 2019

10.24		Form of Warrant Confirmation relating to 2.00% Convertible Senior Notes due May 15, 2024.		8-K		001-34756		10.2		May 3, 2019

10.25†		Supply Agreement between Panasonic Corporation and the Registrant dated October 5, 2011.		10-K		001-34756		10.50		February 27, 2012

10.26†		Amendment No. 1 to Supply Agreement between Panasonic Corporation and the Registrant dated October 29, 2013.		10-K		001-34756		10.35A		February 26, 2014

10.27		Agreement between Panasonic Corporation and the Registrant dated July 31, 2014.		10-Q		001-34756		10.1		November 7, 2014

10.28†		General Terms and Conditions between Panasonic Corporation and the Registrant dated October 1, 2014.		8-K		001-34756		10.2		October 11, 2016

10.29		Letter Agreement, dated as of February 24, 2015, regarding addition of co-party to General Terms and Conditions, Production Pricing Agreement and Investment Letter Agreement between Panasonic Corporation and the Registrant.		10-K		001-34756		10.25A		February 24, 2016

10.30†		Amendment to Gigafactory General Terms, dated March 1, 2016, by and among the Registrant, Panasonic Corporation and Panasonic Energy Corporation of North America.		8-K		001-34756		10.1		October 11, 2016

10.31††		Amended and Restated General Terms and Conditions for Gigafactory, entered into on June 10, 2020, by and among Registrant, Tesla Motors Netherlands B.V., Panasonic Corporation and Panasonic Corporation of North America.		10-Q		001-34756		10.2		July 28, 2020

10.32†		Production Pricing Agreement between Panasonic Corporation and the Registrant dated October 1, 2014.		10-Q		001-34756		10.3		November 7, 2014


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date

10.33†		Investment Letter Agreement between Panasonic Corporation and the Registrant dated October 1, 2014.		10-Q		001-34756		10.4		November 7, 2014

10.34		Amendment to Gigafactory Documents, dated April 5, 2016, by and among the Registrant, Panasonic Corporation, Panasonic Corporation of North America and Panasonic Energy Corporation of North America.		10-Q		001-34756		10.2		May 10, 2016

10.35††		2019 Pricing Agreement (Japan Cells) with respect to 2011 Supply Agreement, executed September 20, 2019, by and among the Registrant, Tesla Motors Netherlands B.V., Panasonic Corporation and SANYO Electric Co., Ltd.		10-Q		001-34756		10.6		October 29, 2019

10.36††		2020 Pricing Agreement (Gigafactory 2170 Cells), entered into on June 9, 2020, by and among Registrant, Tesla Motors Netherlands B.V., Panasonic Corporation and Panasonic Corporation of North America .		10-Q		001-34756		10.3		July 28, 2020

10.37††		2021 Pricing Agreement (Japan Cells) with respect to 2011 Supply Agreement, executed December 29, 2020, by and among the Registrant, Tesla Motors Netherlands B.V., Panasonic Corporation of North America and SANYO Electric Co., Ltd.		10-K		001-34756		10.39		February 8, 2021

10.38††		Amended and Restated Factory Lease, executed as of March 26, 2019, by and between the Registrant and Panasonic Energy North America, a division of Panasonic Corporation of North America, as tenant.		10-Q		001-34756		10.3		July 29, 2019

10.39††		Lease Amendment, executed September 20, 2019, by and among the Registrant, Panasonic Corporation of North America, on behalf of its division Panasonic Energy of North America, with respect to the Amended and Restated Factory Lease, executed as of March 26, 2019.		10-Q		001-34756		10.7		October 29, 2019

10.40††		Second Lease Amendment, entered into on June 9, 2020, by and between the Registrant and Panasonic Energy of North America, a division of Panasonic Corporation of North America, with respect to the Amended and Restated Factory Lease dated January 1, 2017.		10-Q		001-34756		10.1		July 28, 2020


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date
10.41		Amendment and Restatement in respect of ABL Credit Agreement, dated as of March 6, 2019, by and among certain of the Registrant’s and Tesla Motors Netherlands B.V.’s direct or indirect subsidiaries from time to time party thereto, as borrowers, Wells Fargo Bank, National Association, as documentation agent, JPMorgan Chase Bank, N.A., Goldman Sachs Bank USA, Morgan Stanley Senior Funding Inc. and Bank of America, N.A., as syndication agents, the lenders from time to time party thereto, and Deutsche Bank AG New York Branch, as administrative agent and collateral agent.		S-4/A		333-229749		10.68		April 3, 2019

10.42		First Amendment to Amended and Restated ABL Credit Agreement, dated as of December 23, 2020, in respect of the Amended and Restated ABL Credit Agreement, dated as of March 6, 2019, by and among certain of the Registrant’s and Tesla Motors Netherlands B.V.’s direct or indirect subsidiaries from time to time party thereto, as borrowers, Wells Fargo Bank, National Association, as documentation agent, JPMorgan Chase Bank, N.A., Goldman Sachs Bank USA, Morgan Stanley Senior Funding Inc. and Bank of America, N.A., as syndication agents, the lenders from time to time party thereto, and Deutsche Bank AG New York Branch, as administrative agent and collateral agent.		10-K		001-34756		10.44		February 8, 2021

10.43†		Agreement for Tax Abatement and Incentives, dated as of May 7, 2015, by and between Tesla Motors, Inc. and the State of Nevada, acting by and through the Nevada Governor’s Office of Economic Development.		10-Q		001-34756		10.1		August 7, 2015

10.44		Purchase Agreement, dated as of August 11, 2017, by and among the Registrant, SolarCity and Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC as representatives of the several initial purchasers named therein.		8-K		001-34756		10.1		August 23, 2017

10.45		Amended and Restated Agreement For Research & Development Alliance on Triex Module Technology, effective as of September 2, 2014, by and between The Research Foundation For The State University of New York, on behalf of the College of Nanoscale Science and Engineering of the State University of New York, and Silevo, Inc.		10-Q(1)		001-35758		10.16		November 6, 2014


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date
10.46		First Amendment to Amended and Restated Agreement For Research & Development Alliance on Triex Module Technology, effective as of October 31, 2014, by and between The Research Foundation For The State University of New York, on behalf of the College of Nanoscale Science and Engineering of the State University of New York, and Silevo, Inc.		10-K(1)		001-35758		10.16a		February 24, 2015

10.47		Second Amendment to Amended and Restated Agreement For Research & Development Alliance on Triex Module Technology, effective as of December 15, 2014, by and between The Research Foundation For The State University of New York, on behalf of the College of Nanoscale Science and Engineering of the State University of New York, and Silevo, Inc.		10-K(1)		001-35758		10.16b		February 24, 2015

10.48		Third Amendment to Amended and Restated Agreement For Research & Development Alliance on Triex Module Technology, effective as of February 12, 2015, by and between The Research Foundation For The State University of New York, on behalf of the College of Nanoscale Science and Engineering of the State University of New York, and Silevo, Inc.		10-Q(1)		001-35758		10.16c		May 6, 2015

10.49		Fourth Amendment to Amended and Restated Agreement For Research & Development Alliance on Triex Module Technology, effective as of March 30, 2015, by and between The Research Foundation For The State University of New York, on behalf of the College of Nanoscale Science and Engineering of the State University of New York, and Silevo, Inc.		10-Q(1)		001-35758		10.16d		May 6, 2015

10.50		Fifth Amendment to Amended and Restated Agreement For Research & Development Alliance on Triex Module Technology, effective as of June 30, 2015, by and between The Research Foundation For The State University of New York, on behalf of the College of Nanoscale Science and Engineering of the State University of New York, and Silevo, LLC.		10-Q(1)		001-35758		10.16e		July 30, 2015

10.51		Sixth Amendment to Amended and Restated Agreement For Research & Development Alliance on Triex Module Technology, effective as of September 1, 2015, by and between The Research Foundation For The State University of New York, on behalf of the College of Nanoscale Science and Engineering of the State University of New York, and Silevo, LLC.		10-Q(1)		001-35758		10.16f		October 30, 2015


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date
10.52		Seventh Amendment to Amended and Restated Agreement For Research & Development Alliance on Triex Module Technology, effective as of October 9, 2015, by and between The Research Foundation For The State University of New York, on behalf of the College of Nanoscale Science and Engineering of the State University of New York, and Silevo, LLC.		10-Q(1)		001-35758		10.16g		October 30, 2015

10.53		Eighth Amendment to Amended and Restated Agreement For Research & Development Alliance on Triex Module Technology, effective as of October 26, 2015, by and between The Research Foundation For The State University of New York, on behalf of the College of Nanoscale Science and Engineering of the State University of New York, and Silevo, LLC.		10-Q(1)		001-35758		10.16h		October 30, 2015

10.54		Ninth Amendment to Amended and Restated Agreement For Research & Development Alliance on Triex Module Technology, effective as of December 9, 2015, by and between The Research Foundation For The State University of New York, on behalf of the College of Nanoscale Science and Engineering of the State University of New York, and Silevo, LLC.		10-K(1)		001-35758		10.16i		February 10, 2016

10.55		Tenth Amendment to Amended and Restated Agreement For Research & Development Alliance on Triex Module Technology, effective as of March 31, 2017, by and between The Research Foundation For The State University of New York, on behalf of the Colleges of Nanoscale Science and Engineering of the State University of New York, and Silevo, LLC.		10-Q		001-34756		10.8		May 10, 2017

10.56		Eleventh Amendment to Amended and Restated Agreement for Research & Development Alliance on Triex Module Technology, effective as of July 22, 2020, among the Research Foundation for the State University of New York, Silevo, LLC and Tesla Energy Operations, Inc.		10-Q		001-34756		10.6		July 28, 2020

10.57		Twelfth Amendment to Amended and Restated Agreement for Research & Development Alliance on Triex Module Technology, effective as of May 1, 2021, among the Research Foundation for the State University of New York, Silevo, LLC and Tesla Energy Operations, Inc.		10-Q		001-34756		10.1		October 25, 2021


Exhibit Number				Incorporated by Reference							Filed Herewith
	Exhibit Description		Form		File No.		Exhibit		Filing Date
10.58††		Grant Contract for State-Owned Construction Land Use Right, dated as of October 17, 2018, by and between Shanghai Planning and Land Resource Administration Bureau, as grantor, and Tesla (Shanghai) Co., Ltd., as grantee (English translation).		10-Q		001-34756		10.2		July 29, 2019

10.59		Credit Agreement, dated as of January 20, 2023, among Tesla, Inc., the Lenders and Issuing Banks from time to time party thereto, Citibank, N.A., as Administrative Agent and Deutsche Bank Securities, Inc., as Syndication Agent		10-K		001-34756		10.59		January 31, 2023

21.1		List of Subsidiaries of the Registrant		—		—		—		—	X

23.1		Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm		—		—		—		—	X

31.1		Rule 13a-14(a) / 15(d)-14(a) Certification of Principal Executive Officer		—		—		—		—	X

31.2		Rule 13a-14(a) / 15(d)-14(a) Certification of Principal Financial Officer		—		—		—		—	X

32.1*		Section 1350 Certifications		—		—		—		—	X

97		Tesla, Inc. Clawback Policy		—		—		—		—	X

101.INS		Inline XBRL Instance Document		—		—		—		—	X

101.SCH		Inline XBRL Taxonomy Extension Schema Document		—		—		—		—	X

101.CAL		Inline XBRL Taxonomy Extension Calculation Linkbase Document.		—		—		—		—	X

101.DEF		Inline XBRL Taxonomy Extension Definition Linkbase Document		—		—		—		—	X

101.LAB		Inline XBRL Taxonomy Extension Label Linkbase Document		—		—		—		—	X

101.PRE		Inline XBRL Taxonomy Extension Presentation Linkbase Document		—		—		—		—	X

104		Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101)

*Furnished herewith

**Indicates a management contract or compensatory plan or arrangement

†Confidential treatment has been requested for portions of this exhibit

††Portions of this exhibit have been redacted in compliance with Regulation S-K Item 601(b)(10).

(1)Indicates a filing of SolarCity

(2)Indicates a filing of Maxwell Technologies, Inc.

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