Item 16. FORM 10-K SUMMARY.
55K characters. Original on sec.gov · Markdown
Item 16. FORM 10-K SUMMARY.
None.
EXHIBIT INDEX
| 31.3 | United | Certification of the Principal Executive Officer of United Airlines, Inc. pursuant to 15 U.S.C. 78m(a) or 78o(d) (Section 302 of the Sarbanes-Oxley Act of 2002) | ||||||
| 31.4 | United | Certification of the Principal Financial Officer of United Airlines, Inc. pursuant to 15 U.S.C. 78m(a) or 78o(d) (Section 302 of the Sarbanes-Oxley Act of 2002) | ||||||
| Section 1350 Certifications | ||||||||
| 32.1 | UAL | Certification of the Chief Executive Officer and Chief Financial Officer of United Airlines Holdings, Inc. pursuant to 18 U.S.C. 1350 (Section 906 of the Sarbanes-Oxley Act of 2002) | ||||||
| 32.2 | United | Certification of the Chief Executive Officer and Chief Financial Officer of United Airlines, Inc. pursuant to 18 U.S.C. 1350 (Section 906 of the Sarbanes-Oxley Act of 2002) | ||||||
| Interactive Data File | ||||||||
| 101 | UAL United | The following financial statements from the combined Annual Report of UAL and United on Form 10-K for the year ended December 31, 2020, formatted in Inline XBRL: (i) Statements of Consolidated Operations, (ii) Statements of Consolidated Comprehensive Income (Loss), (iii) Consolidated Balance Sheets, (iv) Statements of Consolidated Cash Flows, (v) Statements of Consolidated Stockholders' Equity (Deficit) and (vi) Combined Notes to Condensed Consolidated Financial Statements, tagged as blocks of text and including detailed tags. | ||||||
| 104 | UAL United | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document |
† Indicates management contract or compensatory plan or arrangement. Pursuant to Item 601(b)(10), United is permitted to omit certain compensation-related exhibits from this report and therefore only UAL is identified as the registrant for purposes of those items.
^ Portions of the referenced exhibit have been omitted pursuant to Item 601(b) of Regulation S-K.
- Exhibits and schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K and will be furnished on a supplemental basis to the Securities and Exchange Commission upon request.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, each registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| UNITED AIRLINES HOLDINGS, INC. UNITED AIRLINES, INC. (Registrants) | ||||||||
| By: | /s/ Gerald Laderman | |||||||
| Gerald Laderman | ||||||||
| Executive Vice President and Chief Financial Officer | ||||||||
| Date: | March 1, 2021 |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of United Airlines Holdings, Inc. and in the capacities and on the date indicated.
| Signature | Capacity | |||||||
| /s/ J. Scott Kirby | Chief Executive Officer, Director | |||||||
| J. Scott Kirby | (Principal Executive Officer) | |||||||
| /s/ Gerald Laderman | Executive Vice President and Chief Financial Officer | |||||||
| Gerald Laderman | (Principal Financial Officer) | |||||||
| /s/ Chris Kenny | Vice President and Controller | |||||||
| Chris Kenny | (Principal Accounting Officer) | |||||||
| /s/ Carolyn Corvi | Director | |||||||
| Carolyn Corvi | ||||||||
| /s/ Barney Harford | Director | |||||||
| Barney Harford | ||||||||
| /s/ Michele J. Hooper | Director | |||||||
| Michele J. Hooper | ||||||||
| /s/ Todd M. Insler | Director | |||||||
| Todd M. Insler | ||||||||
| /s/ Walter Isaacson | Director | |||||||
| Walter Isaacson |
| /s/ James A.C. Kennedy | Director | |||||||
| James A.C. Kennedy | ||||||||
| /s/ Oscar Munoz | Director | |||||||
| Oscar Munoz | ||||||||
| /s/ Sito Pantoja | Director | |||||||
| Sito Pantoja | ||||||||
| /s/ Edward M. Philip | Director | |||||||
| Edward M. Philip | ||||||||
| /s/ Edward L. Shapiro | Director | |||||||
| Edward L. Shapiro | ||||||||
| /s/ David J. Vitale | Director | |||||||
| David J. Vitale | ||||||||
| /s/ James M. Whitehurst | Director | |||||||
| James M. Whitehurst |
| Date: | March 1, 2021 |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of United Airlines, Inc. and in the capacities and on the date indicated.
| Signature | Capacity | |||||||
| /s/ J. Scott Kirby | Chief Executive Officer, Director | |||||||
| J. Scott Kirby | (Principal Executive Officer) | |||||||
| /s/ Gerald Laderman | Executive Vice President and Chief Financial Officer, Director | |||||||
| Gerald Laderman | (Principal Financial Officer) | |||||||
| /s/ Chris Kenny | Vice President and Controller | |||||||
| Chris Kenny | (Principal Accounting Officer) | |||||||
| /s/ Brett J. Hart | Director | |||||||
| Brett J. Hart | ||||||||
| Date: | March 1, 2021 |
Schedule II
Valuation and Qualifying Accounts
For the Years Ended December 31, 2020, 2019 and 2018
| (In millions) Description | Balance at Beginning of Period | Additions Charged to Costs and Expenses | Deductions | Other | Balance at End of Period | ||||||||||||||||||||||||
| Allowance for credit losses - receivables: | |||||||||||||||||||||||||||||
| 2020 | $ | 9 | $ | 70 | $ | 16 | $ | 15 | $ | 78 | |||||||||||||||||||
| 2019 | 8 | 17 | 16 | — | 9 | ||||||||||||||||||||||||
| 2018 | 7 | 17 | 16 | — | 8 | ||||||||||||||||||||||||
| Obsolescence allowance—spare parts: | |||||||||||||||||||||||||||||
| 2020 | $ | 425 | $ | 88 | $ | 35 | $ | — | $ | 478 | |||||||||||||||||||
| 2019 | 412 | 76 | 63 | — | 425 | ||||||||||||||||||||||||
| 2018 | 354 | 73 | 15 | — | 412 | ||||||||||||||||||||||||
| Allowance for credit losses - notes receivable: | |||||||||||||||||||||||||||||
| 2020 | $ | — | $ | 518 | $ | — | $ | 4 | $ | 522 | |||||||||||||||||||
| Valuation allowance for deferred tax assets: | |||||||||||||||||||||||||||||
| 2020 | $ | 58 | $ | 197 | $ | 8 | $ | — | $ | 247 | |||||||||||||||||||
| 2019 | 59 | — | 1 | — | 58 | ||||||||||||||||||||||||
| 2018 | 63 | 2 | 6 | — | 59 |
Previous: Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.