Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

(a)(1) The Financial Statements required to be filed by Items 8 and 15(c) of Form 10-K, and filed herewith, are as follows:

Page Number in this Form 10-K
Report of Independent Registered Public Accounting FirmF-1
Consolidated Statements of Operations for the years ended December 31, 2020, 2019 and 2018F-3
Consolidated Statements of Comprehensive Income for the years ended December 31, 2020, 2019 and 2018F-4
Consolidated Balance Sheets as of December 31, 2020 and 2019F-5
Consolidated Statements of Shareholders’ Equity and Noncontrolling Interest for the years ended December 31, 2020, 2019 and 2018F-6
Consolidated Statements of Cash Flows for the years ended December 31, 2020, 2019 and 2018F-7
Notes to Consolidated Financial StatementsF-8

(a)(2) Financial Statement Schedules have been omitted because they are either not applicable or the required information is included in the consolidated financial statements or notes thereto listed in (a)(1) above.

(a)(3) Exhibits.

The following is a list of exhibits filed as part of this Annual Report on Form 10-K.

Exhibit NumberExhibit DescriptionFiled with this reportIncorporated by Reference herein from—Form or ScheduleFiling Date/ Period CoveredSEC File/Reg. Number
Plan of Acquisition
2.1Agreement and Plan of Merger, dated as of August 30, 2019, by and among Vertex Pharmaceuticals Incorporated, Vertex Disc Inc., Semma Therapeutics, Inc., and Shareholder Representative Services LLC, solely in its capacity as agent for the Equityholders.†10-Q (Exhibit 2.1)October 31, 2019000-19319
2.2Agreement and Plan of Merger, dated as of June 6, 2019, among Vertex Pharmaceuticals Incorporated, VXP Merger Sub, Inc., Exonics Therapeutics, Inc. and Shareholder Representative Services LLC, solely in its Capacity as Shareholders’ Representative, as amended by the Amendment to Agreement and Plan of Merger, dated as of June 12, 2019, among Vertex Pharmaceuticals Incorporated, VXP Merger Sub, Inc., Exonics Therapeutics, Inc. and Shareholder Representative Services LLC, solely in its Capacity as Shareholders’ Representative.†10-Q (Exhibit 10.1)August 1, 2019000-19319
Governance Documents
3.1Restated Articles of Organization of Vertex Pharmaceuticals Incorporated, as amended.10-Q (Exhibit 3.1)July 26, 2018000-19319
3.2Amended and Restated By-Laws of Vertex Pharmaceuticals Incorporated.10-Q (Exhibit 3.2)May 1, 2020000-19319
Stock Certificate
4.1Specimen Stock Certificate.10-K (Exhibit 4.1)February 15, 2018000-19319
4.2Description of Securities.10-K (Exhibit 4.2)February 13, 2020000-19319
Collaboration Agreement
10.1Research, Development and Commercialization Agreement, dated as of May 24, 2004, between Vertex Pharmaceuticals Incorporated and Cystic Fibrosis Foundation Therapeutics Incorporated.†10-Q/A (Exhibit 10.2)August 19, 2011000-19319
10.2Amendment No. 1 to Research, Development and Commercialization Agreement, dated as of January 6, 2006, between Vertex Pharmaceuticals Incorporated and Cystic Fibrosis Foundation Therapeutics Incorporated.†10-K (Exhibit 10.9)March 16, 2006000-19319
10.3Amendment No. 2 to Research, Development and Commercialization Agreement, dated as of March 17, 2006, between Vertex Pharmaceuticals Incorporated and Cystic Fibrosis Foundation Therapeutics Incorporated.10-Q/A (Exhibit 10.6)August 19, 2011000-19319
Exhibit NumberExhibit DescriptionFiled with this reportIncorporated by Reference herein from—Form or ScheduleFiling Date/ Period CoveredSEC File/Reg. Number
10.4Amendment No. 5 to Research, Development and Commercialization Agreement, effective as of April 1, 2011, between Vertex Pharmaceuticals Incorporated and Cystic Fibrosis Foundation Therapeutics Incorporated.†10-Q (Exhibit 10.3)August 9, 2011000-19319
10.5Amendment No. 7 to Research, Development and Commercialization Agreement, dated October 13, 2016, between Vertex Pharmaceuticals Incorporated and Cystic Fibrosis Foundation Therapeutics Incorporated.†10-K (Exhibit 10.05)February 23, 2017000-19319
10.6Joint Development and Commercialization Agreement, dated December 12, 2017, between Vertex Pharmaceuticals Incorporated, Vertex Pharmaceuticals (Europe) Limited and CRISPR Therapeutics AG, CRISPR Therapeutics Limited, CRISPR Therapeutics, Inc., TRACR Hematology Ltd.†X
Leases
10.7Lease, dated May 5, 2011, between Fifty Northern Avenue LLC and Vertex Pharmaceuticals Incorporated.†10-Q (Exhibit 10.4)August 9, 2011000-19319
10.8Lease, dated May 5, 2011, between Eleven Fan Pier Boulevard LLC and Vertex Pharmaceuticals Incorporated.†10-Q (Exhibit 10.5)August 9, 2011000-19319
Financing Agreements
10.9Credit Agreement, dated as of September 17, 2019, by and among Vertex Pharmaceuticals Incorporated, Bank of America, N.A. and the other lenders party thereto.10-Q (Exhibit 10.1)October 31, 2019000-19319
10.10First Amendment to Credit Agreement, dated as of December 29, 2020, by and among Vertex Pharmaceuticals Incorporated, Bank of America, N.A. and the other lender parties thereto.X
10.11Credit Agreement, dated as of September 18, 2020, by and among Vertex Pharmaceuticals Incorporated, Bank of America, N.A. and the other lender parties thereto.10-Q (Exhibit 10.1)October 30, 2020000-19319
Equity Plans
10.12Amended and Restated 2006 Stock and Option Plan.*10-Q (Exhibit 10.1)October 25, 2018000-19319
10.13Form of Stock Option Agreement under Amended and Restated 2006 Stock and Option Plan (granted prior to July 30, 2013).*8-K (Exhibit 10.2)May 15, 2006000-19319
10.14Form of Stock Option Agreement under Amended and Restated 2006 Stock and Option Plan (granted on or after July 30, 2013).*10-K (Exhibit 10.20)February 13, 2015000-19319
10.15Amended and Restated 2013 Stock and Option Plan.*DEF 14A (Appendix A)April 26, 2019000-19319
10.16Form of Non-Qualified Stock Option Agreement under 2013 Stock and Option Plan.*10-K (Exhibit 10.17)February 13, 2015000-19319
10.17Form of Restricted Stock Agreement under 2013 Stock and Option Plan.*10-K (Exhibit 10.18)February 13, 2015000-19319
10.18Form of Restricted Stock Unit Agreement under 2013 Stock and Option Plan (U.S.).*10-K (Exhibit 10.25)February 16, 2016000-19319
10.19Form of Restricted Stock Unit Agreement under 2013 Stock and Option Plan (International).*10-K (Exhibit 10.19)February 13, 2015000-19319
10.20Form of Restricted Stock Unit Agreement Under 2013 Stock and Option Plan.*10-K (Exhibit 10.17)February 13, 2020000-19319
10.21Non-Employee Director Deferred Compensation Plan.*10-K (Exhibit 10.27)February 16, 2016000-19319
10.22Vertex Pharmaceuticals Incorporated Employee Stock Purchase Plan.*DEF 14A (Appendix B)April 26, 2019000-19319
Agreements with Executive Officers and Directors
10.23Employment Agreement, dated as of April 1, 2020, by and between Vertex Pharmaceuticals Incorporated and Jeffrey M. Leiden, M.D., Ph.D.*8-K (Exhibit 10.1)April 1, 2020000-19319
10.24Employee Non-disclosure, Non-competition and Inventions Agreement between Jeffrey M. Leiden and Vertex, dated December 14, 2011.*10-K (Exhibit 10.35)February 22, 2012000-19319
10.25Employment Agreement, dated as of July 24, 2019, between Vertex Pharmaceuticals Incorporated and Reshma Kewalramani.*8-K (Exhibit 10.1)July 25, 2019000-19319
10.26Change of Control Agreement, dated as of July 24, 2019, between Vertex Pharmaceuticals Incorporated and Reshma Kewalramani.*8-K (Exhibit 10.2)July 25, 2019000-19319
Exhibit NumberExhibit DescriptionFiled with this reportIncorporated by Reference herein from—Form or ScheduleFiling Date/ Period CoveredSEC File/Reg. Number
10.27Employment Agreement, dated as of August 27, 2012, between Vertex Pharmaceuticals Incorporated and Stuart Arbuckle.*10-Q (Exhibit 10.1)November 6, 2012000-19319
10.28Change of Control Agreement, dated as of August 27, 2012, between Vertex Pharmaceuticals Incorporated and Stuart Arbuckle.*10-Q (Exhibit 10.2)November 6, 2012000-19319
10.29Employment Agreement, dated as of December 12, 2014, between Vertex Pharmaceuticals Incorporated and David Altshuler.*10-K (Exhibit 10.34)February 16, 2016000-19319
10.30Change of Control Agreement, dated as of December 10, 2014, between Vertex Pharmaceuticals Incorporated and David Altshuler.*10-K (Exhibit 10.35)February 16, 2016000-19319
10.31Employment Agreement, dated as of November 14, 2015, between Vertex Pharmaceuticals Incorporated and Michael Parini.*10-K (Exhibit 10.40)February 23, 2017000-19319
10.32Change of Control Agreement, dated as of November 9, 2015, between Vertex Pharmaceuticals Incorporated and Michael Parini.*10-K (Exhibit 10.41)February 23, 2017000-19319
10.33Third Amended and Restated Employment Agreement, dated as of February 26, 2013, between Vertex Pharmaceuticals Incorporated and Amit Sachdev.*10-K (Exhibit 10.42)February 23, 2017000-19319
10.34Third Amended and Restated Change of Control Agreement, dated as of February 26, 2013, between Vertex Pharmaceuticals Incorporated and Amit Sachdev.*10-K (Exhibit 10.43)February 23, 2017000-19319
10.35Employment Agreement, dated March 28, 2019, by and between Vertex Pharmaceuticals Incorporated and Charles F. Wagner, Jr.*10-Q (Exhibit 10.1)May 1, 2019000-19319
10.36Change of Control Agreement, dated as of March 28, 2019, by and between Vertex Pharmaceuticals Incorporated and Charles F. Wagner, Jr.*10-Q (Exhibit 10.2)May 1, 2019000-19319
10.37Amended and Restated Change of Control Agreement, dated as of May 18, 2012, between Vertex Pharmaceuticals Incorporated and Paul M. Silva.*10-K (Exhibit 10.35)February 13, 2020000-19319
10.38Amended and Restated Employment Agreement, dated as of November 8, 2004, between Vertex Pharmaceuticals Incorporated and Ian F. Smith.*10-Q (Exhibit 10.13)November 4, 2009000-19319
10.39Amendment No. 1 to Amended and Restated Employment Agreement between Ian F. Smith and Vertex Pharmaceuticals Incorporated, dated December 29, 2008.*10-K (Exhibit 10.66)February 17, 2009000-19319
10.40Vertex Employee Compensation Plan.*10-K (Exhibit 10.46)February 15, 2018000-19319
10.41Vertex Pharmaceuticals Non-Employee Board Compensation.*X
Subsidiaries
21.1Subsidiaries of Vertex Pharmaceuticals Incorporated.X
Consent
23.1Consent of Independent Registered Public Accounting Firm, Ernst & Young LLP.X
Certifications
31.1Certification of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002.X
31.2Certification of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002.X
32.1Certification of the Chief Executive Officer and the Chief Financial Officer under Section 906 of the Sarbanes-Oxley Act of 2002.X
101.INSXBRL InstanceX
101.SCHXBRL Taxonomy Extension SchemaX
101.CALXBRL Taxonomy Extension CalculationX
101.LABXBRL Taxonomy Extension LabelsX
101.PREXBRL Taxonomy Extension PresentationX
101.DEFXBRL Taxonomy Extension DefinitionX
104Cover Page Interactive Data File––the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.X
  • Management contract, compensatory plan or agreement.

† Confidential portions of this document have been redacted according to the applicable rules.

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