Item 9B. OTHER INFORMATION
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Item 9B. OTHER INFORMATION
None.
PART III
Items 10 through 14.
In accordance with the provisions of General Instruction G(3) to Form 10-K, the information required by Item 10 (Directors, Executive Officers and Corporate Governance), Item 11 (Executive Compensation), Item 12 (Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters), Item 13 (Certain Relationships and Related Transactions, and Director Independence) and Item 14 (Principal Accounting Fees and Services) is incorporated herein by reference from the Company’s definitive Proxy Statement for its Annual Meeting of Stockholders to be held on May 17, 2019, except for the Equity Compensation Plan Information required by Item 12, which is set forth in the table below. The definitive Proxy Statement will be filed with the Securities and Exchange Commission not later than 120 days after December 31, 2018. Information relating to the executive officers of the Company is set forth in Part I.
Wabtec has adopted a Code of Ethics for Senior Officers which is applicable to our executive officers. As described in Item 1 of this report the Code of Ethics for Senior Officers is posted on our website at www.wabtec.com. In the event that we make any amendments to or waivers from this code, we will disclose the amendment or waiver and the reasons for such on our website.
This table provides aggregate information as of December 31, 2018 concerning equity awards under Wabtec’s compensation plans and arrangements.
| (a) Number of securities to be issued upon exercise of outstanding options, | (b) Weighted-average exercise price of outstanding options warrants | (c) Number of securities remaining available for future issuance under equity compensation plans (excluding securities | ||||||||
| Plan Category | warrants and rights | and rights | reflected in column (a)) | |||||||
| Equity compensation plans approved by shareholders | 466,677 | $ | 61.04 | 2,800,836 | ||||||
| Equity compensation plans not approved by shareholders | — | — | — | |||||||
| Total | 466,677 | $ | 61.04 | 2,800,836 |
PART IV
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